Prosecution Insights
Last updated: August 17, 2026
Application No. 18/494,628

RECHARGEABLE LITHIUM BATTERY

Non-Final OA §102§103
Filed
Oct 25, 2023
Priority
May 03, 2023 — RE 10-2023-0057971
Examiner
AKHTAR, KIRAN QURAISHI
Art Unit
Tech Center
Assignee
Samsung SDI Co., Ltd.
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
59%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
226 granted / 347 resolved
+5.1% vs TC avg
Minimal -6% lift
Without
With
+-6.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
14 currently pending
Career history
369
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
65.9%
+25.9% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
12.3%
-27.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 347 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2 & 13-17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pan et al. (US 2021/0126320) With respect to claim 1, Pan et al. discloses a rechargeable lithium battery [Abstract; 0088], comprising: a negative electrode comprising a current collector [0098], a negative active material layer on the current collector, and lithium dendrites on a surface of the negative active material layer and having an average size of about 1 µm to about 5 µm or less and a rod-like shape; [0052; 0055; 0082-0083] a positive electrode; and a non-aqueous electrolyte [0080-00105] . With respect to claim 2, Pan et al. discloses wherein the rechargeable lithium battery is obtained by performing a formation charge and discharge. [0081-0090] With respect to claim 13, Pan et al. discloses wherein the positive electrode comprises a positive active material layer comprising a positive active material, and the positive active material comprises one or more lithiated intercalation compounds that reversibly intercalate and deintercalate lithium ions. [0003; 0085-0010] With respect to claim 14, Pan et al. discloses wherein the non-aqueous electrolyte comprises a lithium salt and a non-aqueous organic solvent. [0093] With respect to claim 15, Pan et al. discloses wherein the non-aqueous organic solvent comprises a carbonate-based solvent, an ester-based solvent, an ether-based solvent, a ketone-based solvent, an alcohol-based solvent, aprotic solvent, or a mixture thereof. [0093] With respect to claim 16, Pan et al. discloses wherein the carbonate-based solvent comprises a cyclic carbonate and a linear carbonate. [0093] With respect to claim 17, Pan et al. discloses wherein the lithium salt comprises at least one selected from among LiPF6 [0093] Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 3-6, 8-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pan et al. (US 2021/0126320), as applied to claim 2 above in further view of Zhang et al. “Lithium plating on the anode for lithium-ion batteries during long-term low temperature cycling” With respect to claim 3, Pan et al. discloses wherein the formation charge and discharge is performed by charging and discharging, the charging being of a room temperature charge. Pan et al. does not disclose the discharging being of a subzero temperature discharge Zhang et al. discloses a lithium battery [Abstract], comprising: a negative electrode comprising a current collector, a negative active material layer on the current collector, [Page 2: Page 5: Page 6] and lithium dendrites on a surface of the negative active material layer and having an average size of about 1 µm to about 5 µm or less and a rod-like shape; [Page 2: Page 5-6] a positive electrode; and an electrolyte [Pages 1-2} wherein the formation charge and discharge is performed by charging and discharging, the discharging being of a subzero temperature discharge and the charging being of a room temperature charge. [Pages 1-3] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery of Pan et al. to include wherein the formation charge and discharge is performed by charging and discharging, the discharging being of a subzero temperature discharge, as disclosed in Zhang et al., in order to allow for improved battery performance and extended lifetime. With respect to claim 4, Pan et al. discloses wherein the room temperature charge is performed at a room temperature of about 10 0C to about 30o C. [0013-0025] With respect to claim 5, Pan et al. does not disclose wherein the subzero temperature discharge is performed at a subzero temperature of less than about 0 0C and more than about -20 oC. Zhang et al. discloses wherein the subzero temperature discharge is performed at a subzero temperature of less than about 0 0C and more than about -20 oC [Page 8] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery of Pan et al. to include wherein the subzero temperature discharge is performed at a subzero temperature of less than about 0 0C and more than about -20 oC, as disclosed in Zhang et al., in order to allow for improved battery performance and extended lifetime. With respect to claim 6, Pan et al. discloses wherein the formation charge and discharge are performed by the charging and discharging for two to five cycles. [0100] With respect to claim 8, Pan et al. discloses wherein the negative active material layer comprises a negative active material, and the negative active material comprises a carbon-based negative active material, a silicon-based negative active material, or a combination thereof. [0085-0100] With respect to claim 9, Pan et al. discloses wherein the carbon-based negative active material comprises graphite (crystalline carbon, amorphous carbon, or a combination thereof). [0085-0100] With respect to claim 10, Pan et al. discloses wherein the carbon-based negative active material comprises graphite (wherein the crystalline carbon comprises natural graphite, artificial graphite, or a combination thereof, and the amorphous carbon comprises soft carbon, hard carbon, mesophase pitch carbide, sintered cocks, or one or more combinations thereof). [0085-0100] With respect to claims 11 and 12, as the silicon-based negative active material are not positively required by claim 8 (as long as a carbon-based negative active material is present) claims 11 and 12 fail to further positively distinguish the claim from the prior art as only these claims further limit options which are not necessarily present. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee et al. (US2021/0167371). Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIRAN QURAISHI AKHTAR whose telephone number is (571)270-7589. The examiner can normally be reached Monday-Thursday 9AM-7PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIRAN QURAISHI AKHTAR/ Primary Examiner, Art Unit 1751
Read full office action

Prosecution Timeline

Oct 25, 2023
Application Filed
Jul 27, 2026
Examiner Interview (Telephonic)
Aug 03, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
59%
With Interview (-6.2%)
3y 2m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 347 resolved cases by this examiner. Grant probability derived from career allowance rate.

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