Prosecution Insights
Last updated: May 29, 2026
Application No. 18/498,377

OPTICALLY ACTIVE PYRROLIDINE COMPOUND AND METHOD FOR PRODUCING SAME

Non-Final OA §103
Filed
Oct 31, 2023
Priority
Sep 29, 2017 — JP 2017-190331 +3 more
Examiner
CHANDRAKUMAR, NIZAL S
Art Unit
1625
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Mitsubishi Tanabe Pharma Corporation
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
1278 granted / 1761 resolved
+12.6% vs TC avg
Strong +18% interview lift
Without
With
+18.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
71 currently pending
Career history
1837
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
32.8%
-7.2% vs TC avg
§102
6.7%
-33.3% vs TC avg
§112
38.4%
-1.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1761 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions PNG media_image1.png 18 384 media_image1.png Greyscale Claims 5-11 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 02/27/2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yamamoto US9981960 (JP2014-111378 05/29/2014 = WO2015182723) and Afanasyev, Chem.Rev.2019,119,11857−11911. Instant base claim 1: . PNG media_image2.png 236 306 media_image2.png Greyscale PNG media_image3.png 110 524 media_image3.png Greyscale Yamamoto teaches at column 307 and in Table at column 308 to column 311, thirteen compounds containing the invariable core structure of the instant formula (see above). Instant compounds R5 are alkyl replacements of H and cycloalkyl compounds of Yamamoto. Yamamoto also teaches alkyl compounds as synthetic intermediates, see column 279-280. As such the difference is specific R5 as instantly claimed. Yamamoto teaches, at column 311-318 lines 60-65, how to make variety of N-substituents using the above pointed out Yamamoto H compound as starting materials. Yamamoto chemistry for doing this is the well-known (see below) ‘reductive amination’ reaction. This reaction exemplified by Yamamoto extensively, occurs between amine the Yamamoto H compound and a carbonyl compound. By using carbonyl compounds formaldehyde or acetaldehyde for claims 1-3 or benzaldehyde for claim 4 in Yamamoto ‘reductive amination’ chemistry one of skill in the art would arrive at instant compounds. As such instant compounds can also be regarded as ‘selective combinations’ for making Yamamoto compounds Formula I column 2. According to (post-filing) Afanasyev Review, ‘reductive amination’ plays a paramount role in pharmaceuticals; see opening statement. Afanasyev teaches many examples of reductive amination reactions using carbonyl compounds (that is ketones and aldehydes) for making pharmaceuticals. As such one of skill in the art would make analogs of Yamamoto compounds using the starting materials of Yamamoto and method taught by Yamamoto (and also by Afanasyev), to arrive at instant compounds. Also note that Yamamoto is same area of research. Instant specification page 2 line 14 compound and Yamamoto column 123 compound, both are same. Accordingly, the claims do not recite an unobvious distinction over the prior art. Further, a reference is relevant not only for what it expressly teaches, but also for what it would have conveyed to one of ordinary skill in the art. See In re Opprecht, 12 USPQ2d 1235, 1236 (Fed. Cir. 1989); In re Bode, 193 USPQ 12 (CCPA 1976). In light of the foregoing discussion, the Examiner finds that the claimed subject matter as a whole would have been obvious to one of ordinary skill in the art at the time the invention was made, in view of the cited references and the knowledge generally available in the art. Accordingly, the claims are rejected under 35 U.S.C. § 103. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Feldman, Understanding ‘Evergreening’ : Making Minor Modifications Of Existing Medications To Extend Protections, Health Affairs June 2022 41:6, 801-804 Dwivedi, Evergreening: A deceptive device in patent rights, Technology in Society 32 (2010) 324–330. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NIZAL S CHANDRAKUMAR whose telephone number is (571)272-6202. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Andrew Kosar can be reached at (571) 272-0913. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NIZAL S CHANDRAKUMAR/Primary Examiner, Art Unit 1625
Read full office action

Prosecution Timeline

Oct 31, 2023
Application Filed
May 12, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12629353
USE OF COMPOSITION IN TREATMENT OF CEREBRAL STROKE
3y 5m to grant Granted May 19, 2026
Patent 12630539
AMIDE COMPOUND, PHARMACEUTICAL COMPOSITION AND USE THEREOF
2y 12m to grant Granted May 19, 2026
Patent 12622902
ANTI-ARRHYTHMIC PHARMACEUTICAL COMPOSITION AND PREPARATION METHOD THEREFOR
3y 7m to grant Granted May 12, 2026
Patent 12616702
USE OF REBOXETINE TO TREAT NARCOLEPSY
1y 8m to grant Granted May 05, 2026
Patent 12612376
PROCESS FOR SYNTHESIZING 5-HYDROXYMETHYLFURFURAL
4y 4m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
91%
With Interview (+18.2%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1761 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month