Prosecution Insights
Last updated: October 21, 2026
Application No. 18/501,478

MATERIALS, METHODS AND TECHNIQUES FOR CONVERTING RARE EARTH DOUBLE SULFATES INTO RARE EARTH CARBONATES

Non-Final OA §103
Filed
Nov 03, 2023
Priority
Nov 03, 2022 — provisional 63/382,155
Examiner
PATEL, SMITA S
Art Unit
1732
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lynas Rare Earths Limited
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
294 granted / 418 resolved
+5.3% vs TC avg
Strong +57% interview lift
Without
With
+57.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
28 currently pending
Career history
454
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
53.0%
+13.0% vs TC avg
§102
11.1%
-28.9% vs TC avg
§112
23.6%
-16.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 418 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This application is in response to election/restriction filed on 06/03/2026. Claims 1-20 are pending. Applicant has elected Group I, claims 1-12, 17-20 without traverse and claims 13-16 are withdrawn as non-elected Group II. Election/Restrictions Applicant's election without traverse of Group I, claims 1-12 and 17-20 in the reply filed on 06/03/2026 is acknowledged. Claims 13-16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected Group II, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 06/03/2026. Claim Objections Claims 6 and 20 are objected to because of the following informalities: It is suggested to amend “salt solid” to “salt is solid” to ensure proper antecedent basis and to provide clarity in the claim 6 line 2. It is suggested to amend “at least once more” to “at least one or more times” to ensure to provide consistency in the claim 20 line 2. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-12 and 17-20 are rejected under 35 U.S.C. 103 as obvious over Zulkifli et al (US PGPUB No. 2022/0298022) in view of Um et al (US PGPUB NO.: 2018/0195146A1). Regarding claims 1-5, 12 and 17, Zulkifli discloses a method for preparing rare earth carbonate, the method comprising: mixing rare earth sulfate with precipitating agent (reads conversion agent) comprising first sodium carbonate solution to form a first mixture and generating higher sulfate rare earth carbonate wet cake from the first mixture. The high sulfate rare earth carbonate wet cake can be mixed with a second sodium carbonate solution (reads on conversion agent) to form second sodium mixture generating lower sulfate rare earth carbonate less than 2 wt. sulfate (abstract, paragraphs 0010, 0017, 0027). Zulkifli further discloses agitating the mixture at 20-80°C for 1 to 10 hours at speed of 200 rpm to 440 rpm and the solid content is 10-70% (paragraphs 0040-0043, reads on claims 1-5, 12 and 17), filtering the mixture to generate filter cake , washing the filter cake with water (paragraphs 0044, 0070). As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Zulkifli does not explicitly suggest or disclose utilization of mixing rare earth double sulfate salt. However, Um discloses method utilizing sodium rare-earth double sulfate salt ((see abstract, paragraphs 0022-0023). Therefore, it would have been obvious to one of the ordinary skill in the art at before the effective filing date of applicant invention to modify the method of Zulkifli with Um to include the double sulfate salts which would achieve great industrial benefits as taught by Um (abstract). Regarding claim 6, Zulkifli discloses producing mixed rare earth carbonate with low sulfate content in a continuous manner from mixed rare earth sulfate solutions using sodium carbonate (paragraphs 0005, 0006, 0010, 0080). Regarding claim 7, Zulkifli discloses rare earth content is about 40-72% and sodium carbonate concentration of 12-40 wt.% (paragraphs 0021-0024, 0027-0028, 0081-0082). As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Regarding claim 8, Zulkifli does not explicitly disclose the ratio of weight ratio of rare earth sulfate salt to precipitating agent between 1.8:1 and 2:1 but however, Zulkifli discloses rare earth content is about 40-72% and sodium carbonate concentration of 12-40 wt.% (paragraphs 0021-0024, 0027-0028) therefore it would be obvious that the ratio of 1.8:1 and 2:1 would be expected unless otherwise unexpected results are shown by applicant. As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Regarding claim 9, Zulkifli discloses wet cake having TREO about 45-72 wt.% and LOI from 28-55% and sulfate content of between 200 ppm to 2 wt.% (paragraphs 0023-0027). As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Regarding claims 10-11, Zulkifli discloses washing the filter cake with water but does not explicitly disclose or suggest washing twice and the ratio of filter cake to water during washing is between 1kg filter cake to 8L water and 1kg filter cake to 12L water. However Zulkifli in view of Um discloses the method substantially identical to presently claimed invention and further disclosing washing the filter cake with water, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to optimize, by routine experimentation, washing twice or more and the ratio of filter cake to water of Zulkifli in view of Um, including amounts from 1kg filter cake to 8L and 1kg filter cake to 12L water as presently claimed, in order to achieve great industrial benefits as taught by Um (abstract). (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art (In re Aller, USPQ 223). See MPEP § 2144.05. Regarding claim 18, Zulkifli discloses rare earth content is about 40-72% and sodium carbonate concentration of 12-40 wt.% (paragraphs 0021-0024, 0027-0028, 0081-0082). Zulkifli does not explicitly disclose the ratio of weight ratio of rare earth sulfate salt to precipitating agent between 1.8:1 and 2:1 but however, Zulkifli discloses rare earth content is about 40-72% and sodium carbonate concentration of 12-40 wt.% therefore it would be obvious that the ratio of 1.8:1 and 2:1 would be expected unless otherwise unexpected results are shown by applicant. As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Regarding claim 19, Zulkifli discloses wet cake having TREO about 45-72 wt.% and LOI from 28-55% and sulfate content of between 200 ppm to 2 wt.%, temperature during agitating ranges from 10-80°C and agitation speed 200-440 rpm (paragraphs 0023-0027, 0040-0042). As set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Regarding claim 20, Zulkifli discloses washing the filter cake, agitating the mixture from 1 to 10 hours, temperature during the agitating is between 20 to 80°C (paragraphs 0040-0041, 0044,0054, 0059) but does not explicitly disclose repeat washing at least one or more time. But since Zulkifli discloses washing step, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to optimize, by routine experimentation, repeat washing at least one or more times in order to achieve great industrial benefits as taught by Um (abstract). (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art (In re Aller, USPQ 223). See MPEP § 2144.05. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SMITA S PATEL whose telephone number is (571)270-5837. The examiner can normally be reached on 9AM-5PM EST M-W. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ching-Yiu Fung can be reached on 5712705713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SMITA S PATEL/Primary Examiner, Art Unit 1732 10/01/2026
Read full office action

Prosecution Timeline

Nov 03, 2023
Application Filed
Oct 06, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741276
A CATALYST FOR PRODUCING LIGHT OLEFINS FROM CATALYTIC CRACKING OF HYDROCARBON HAVING 4 TO 7 CARBON ATOMS AND A PROCESS FOR PRODUCING LIGHT OLEFINS BY USING A CATALYST THEREOF
4y 3m to grant Granted Sep 22, 2026
Patent 12686622
CALCIUM RUTHENATE COMPOSITION OF MATTER AND CALCIUM RUTHENATE CATALYSTS
4y 7m to grant Granted Jul 21, 2026
Patent 12673897
HYDRAULIC BINDER COMPOSITION
4y 9m to grant Granted Jul 07, 2026
Patent 12662378
ALUMINUM OXYNITRIDE POWDER, DIRECT NITRIDATION HIGH-PRESSURE SYNTHESIS METHOD AND APPLICATION THEREOF
4y 7m to grant Granted Jun 23, 2026
Patent 12570770
AQUEOUS METHODS FOR TITANATING A CHROMIUM/SILICA CATALYST WITH AN ALKALI METAL
1y 0m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+57.3%)
3y 8m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 418 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month