Prosecution Insights
Last updated: July 05, 2026
Application No. 18/503,435

ADAPTIVE TEMPERATURE CONTROL SYSTEM

Non-Final OA §103
Filed
Nov 07, 2023
Priority
Oct 12, 2023 — CN 202311323585.6
Examiner
ERDMAN, CHAD G
Art Unit
2116
Tech Center
2100 — Computer Architecture & Software
Assignee
Dell Products L.P.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
455 granted / 570 resolved
+24.8% vs TC avg
Strong +18% interview lift
Without
With
+18.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
25 currently pending
Career history
597
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
86.1%
+46.1% vs TC avg
§102
3.2%
-36.8% vs TC avg
§112
6.4%
-33.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 570 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Priority Acknowledgment is made of applicant's claim for foreign priority based on a Chinese patent application 202311323585.6 filed in China on October 12, 2023. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 – 18 are rejected under 35 U.S.C. 103 as being unpatentable over a Korean patent document Lee Dong Gyu (KR 20050032350 A), herein “Lee.” in view of Spica (PG Pub. No. 20210026425), herein “Spica.” Regarding claim 1, Lee teaches an adaptive temperature control system, including: (Page 3, Par. 4: “maintain a constant temperature inside the system.” Page 3, Par. 1: “internal temperature of the system within a certain range.”) a computing component; (Page 2, Par. 3: “…various electronic devices or communication devices radiate heat by various devices installed therein.”) an internal heat sink coupled to the computing component; a thermal-electric chiller (TEC) in thermal communication with the internal heat sink; an external heat sink including a casing surrounding the computing component, the internal heat sink, and the TEC; (Page 3, Par. 7: “one or more Elements (10) having a cold side insulator, a hot side insulator, and a semiconductor grid plated with a conductive material on both sides, and having a heat exchange relationship. ) And 21and 22 for releasing the heat when heated to high temperatures due to heat lost due to component loss, and external air through the supply holes, thereby providing thermoelectric cooling (TEC). External fan 30 through which the device 10 passes and discharged through the discharge hole to the outside, and internal air through the 20a and 20b and the thermoelectric cooling device 10. It consists of an internal fan 40.” Page 3, Par. 8: “…method of attaching a heat sink to both plates of the thermoelectric cooling device…” Examiner’s Note – The figure below depicts annotations of Lee figure 2 showing the Thermal Electric Cooling element(s), (item 10), that is/are thermally coupled to internal heat sink 22 and external heat sink 21. Although Lee does not label the heat sinks as internal or external, they are associated with internal (40) and external (30) fans which are described in Lee.) PNG media_image1.png 823 875 media_image1.png Greyscale a sensor configured to detect a temperature of the computing component; (Page 3, Par. 4: “a temperature is sensed using a temperature sensor (not shown) installed on one side of the inside of the enclosure 70…”) Lee also teaches the element of: in response to determining that the temperature of the computing component is greater than the first threshold: adjusting a temperature control mode of the TEC such that heat transferred from the computing component to the TEC through the internal heat sink is transferred to the external heat sink by the TEC. (Page 3, Par. 4: “First, a temperature is sensed using a temperature sensor (not shown) installed on one side of the inside of the enclosure 70, and when the detected temperature rises above a preset temperature, a fan for internal air discharge or external and / or external air. A suction fan (not shown) is operated to exchange heat through a heat plate (not shown) of the heat exchanger 72 to maintain a constant temperature inside the system.) Lee may implicitly teach, but does not explicitly teach a processor comparing a temperature to a threshold and then controlling a TEC thereafter. However, Spica does teach a processor (processor 112) having access to memory media storing instructions (memory 119, Par. 0024) executable by the processor to perform operations, comprising: (Par. 0024) comparing the temperature of the computing component to a first threshold; (Par. 0052: “…the event includes the memory sub-system temperature, to determine whether the initial event information associated with the event that corresponds to the temperature of the memory sub-system satisfies the initial threshold condition, processing logic compares the indication (e.g., raw temperature values) of the sub-system temperature of the memory sub-system to a sub-system temperature threshold condition.” See also Par. 0053, 0054, 0055, 0056, 0065 – 0068, 0079, and 0080.) determining, based on the comparing, that the temperature of the computing component is greater than a first threshold; (Spica Claim 5: “..wherein to determine whether the initial event information associated with the event that corresponds to the temperature of the memory sub-system satisfies the initial threshold condition, the processing device is to: compare the indication of the sub-system temperature of the memory sub-system to a sub-system temperature threshold condition; and determine whether the sub-system temperature of the memory sub-system meets or exceeds the sub-system temperature threshold condition in view of the comparison.” Spica Claim 1: “…and responsive to determining that the initial event information associated with the event that corresponds to the temperature of the memory sub-system satisfies the initial threshold condition, cause a thermoelectric component (TEC) that is coupled to a plurality of memory components of the memory sub-system to change from an inactive state to an active state by decreasing a temperature at a bottom surface of the TEC that is coupled to the plurality memory components of the memory sub-system as a temperature at a top surface of the TEC increases.” See Abstract and Par. 0016 and paragraphs 0052 – 0058.) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have combined a thermo-electric cooling system and method of a conventional thermoelectric cooling (TEC) coupled with an external and internal heat sink associated with fans and using a sensor in the system to determine if the temperature is above a preset limit as in Lee with a computing device that has a processor to compare the temperature to a threshold temperature and activate or deactivate a TEC as in Spica in order to decide whether to use a use a thermal cooling system or dynamic frequency scaling of the processor and thus save power consumption for the electronic device. (Par. 0015). Regarding claim 2, The previously cited reference(s) teach the limitations of claim 1 which claim 2 depends. Spica also teaches that wherein the operations further include: determining, based on the comparing, that the temperature of the computing component is less than a second threshold; in response to determining that the temperature of the computing component is less than the second threshold: adjusting the temperature control mode of the TEC to a second mode such that heat transferred from the external heat sink to the TEC is transferred by the TEC through the internal heat sink to the computing component. (Par. 0069: “In other embodiments, to the temperature of the memory sub-system satisfies the additional threshold condition, processing logic can determine whether an amount of time has elapsed since changing the TEC from an inactive state to an active state (e.g., elapsed time exceeds a time threshold condition). Responsive to determining that receiving an indication the memory operation with respect to the memory sub-system has completed or a threshold amount of time has elapsed, processing logic determines the that the subsequent event information satisfies the second threshold condition. Responsive to not receiving an indication that the memory operation with respect to the memory sub-system has completed or a threshold amount of time has not elapsed, processing logic determines that the subsequent event information does not satisfy the additional threshold condition.” Examiner’s Note – Claim 2 elements may be rejected under MPEP 2144.04(VI)(B) – Duplication of Parts – wherein claim 2 teaches a second threshold and a second mode where “…mere duplication of parts has no patentable significance unless a new and unexpected result is produced.”) Regarding claim 3, The previously cited reference(s) teach the limitations of claim 2 which claim 3 depends. Spica also teaches that wherein adjusting the temperature control mode includes adjusting a polarity of current provided to the TEC. (Par. 0032: “The surface that heats and the surface that cools depend on the polarity of the voltage potential applied to the TEC 218.” Examiner’s Note – Changing the polarity of the voltage reverses the direction of current flow, where I = V/R.) Regarding claim 4, The previously cited reference(s) teach the limitations of claim 2 which claim 4 depends. Spica also teaches that the operations further include: determining, based on the comparing, that the temperature of the computing component is less than the first threshold and greater than the second threshold; in response to determining that the temperature of the computing component is less than the first threshold and greater than the second threshold: adjusting a power state of the TEC to an off power state. (Par. 0069: “In other embodiments, to the temperature of the memory sub-system satisfies the additional threshold condition, processing logic can determine whether an amount of time has elapsed since changing the TEC from an inactive state to an active state (e.g., elapsed time exceeds a time threshold condition). Responsive to determining that receiving an indication the memory operation with respect to the memory sub-system has completed or a threshold amount of time has elapsed, processing logic determines the that the subsequent event information satisfies the second threshold condition. Responsive to not receiving an indication that the memory operation with respect to the memory sub-system has completed or a threshold amount of time has not elapsed, processing logic determines that the subsequent event information does not satisfy the additional threshold condition.” Par. 0070: “At operation 335, responsive to determining that the subsequent event information associated with the event that corresponds to the temperature of the memory sub-system satisfies the additional threshold condition, processing logic causes the TEC to change from the active state to the inactive state.”) Regarding claim 5, The previously cited reference(s) teach the limitations of claim 1 which claim 5 depends. Spica also teaches that the TEC is coupled to the internal heat sink. (Par. 0037: “…the bottom surface of heat sink 222 is coupled to the top surface 220A of TEC 218 to transfer thermal energy from TEC 218 to the heat sink 222.” See figures 2A and 2B. Examiner’s Note – This is also taught in Lee figure 2.) Regarding claim 6, The previously cited reference(s) teach the limitations of claim 5 which claim 6 depends. Lee also teaches that the TEC is coupled to the external heat sink. (See Lee figure 2 shown above.) Regarding claim 7, The previously cited reference(s) teach the limitations of claim 1 which claim 7 depends. Spica also teaches an additional internal heat sink in thermal communication with the internal heat sink, the additional internal heat sink spaced-apart from the internal heat sink, wherein the additional internal heat sink is coupled to the computing component. (Par. 0038: “In some embodiments, the liquid cooling heat sinks of the memory sub-system stack-ups 254 are optional elements.” Par. 0040: “For example, one or more of the liquid cooling heat sinks can be coupled together…”) Regarding claim 8, The previously cited reference(s) teach the limitations of claim 7 which claim 8 depends. Lee also teaches one or more heat pipes coupled between the additional internal heat sink and the internal heat sink, wherein the one or more heat pipes are in thermal communication between the additional heat sink and the internal heat sink. (Page 4, Par. 4: “Plates 110 and 120 of the thermoelectric cooling device 100 formed in consideration of the heat transfer area in the center of the heat exchanger are installed at the upper and lower ends, respectively, and the upper and lower plates of the plates 110 and120 are housed. The wall 500 is installed, and a plurality of heat pipes 210 and 220 are directly inserted into the centers of the plates 110 and 120, and the heat pipes 210are formed at one side of the heat pipes 210.” See Lee figures 2 and 3b.) Regarding claim 9, The previously cited reference(s) teach the limitations of claim 7 which claim 9 depends. Spica also teaches additional computing components in thermal communication with the internal heat sink, the additional components spaced-apart from the internal heat sink. (See Spica figure 2B showing additional memory sub-systems and figure 2A and figure 2B.) Regarding claims 10 - 18, they are directed to an information handling system to implement the system or apparatuses set forth in claims 1 - 9. Lee and Spica teach the claimed system or apparatuses in claims 1 - 9. Spica also teaches the information handling system in paragraph 0013: “Overheating issues associated with memory subsystems can cause catastrophic failures, reduction in lifespans, as well as performance issues. For example, a personal computer, such as a laptop, can suffer from performance degradation related to the overheating of the personal computer's memory sub-system.” Therefore, Lee and Spica teach the information handling system in claims 10 – 18. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Youngblood et al. (US PG Pub. No. 20230248934) is on point with the instant application and teaches a computer system (800, Par. 0304) with thermoelectric control unit (figure 6, item 10) with external and internal heat sinks (Par. 0151). Bisson et al. (US PG Pub. No. 20080239654) teaches an electronic device (152) that comprises a TEC (164) that is coupled to an external heat sink (166) and internal heat sink (162). See figure 13 and paragraphs 0078 and 0079. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHAD G ERDMAN whose telephone number is (571)270-0177. The examiner can normally be reached Mon - Fri 7am - 3pm or 4pm EST.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Lo can be reached at (571) 272-9774. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHAD G ERDMAN/ Primary Examiner, Art Unit 2116
Read full office action

Prosecution Timeline

Nov 07, 2023
Application Filed
May 13, 2026
Non-Final Rejection mailed — §103
Jun 22, 2026
Interview Requested
Jun 30, 2026
Examiner Interview Summary
Jun 30, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12654245
METHOD FOR DRESSING A MULTI-FLIGHT WORM GRINDING WHEEL FOR GRINDING TEETH OR SIMILAR PROFILES
3y 1m to grant Granted Jun 16, 2026
Patent 12650677
Utilization Of 3D Modeling Application Data For Model-To-Machine Operation Of Cutting And Bending Fabrication Machines
2y 9m to grant Granted Jun 09, 2026
Patent 12636834
RANDOM DECORATIVE PATTERNS FOR USE IN MANUFACTURING PARTS
3y 0m to grant Granted May 26, 2026
Patent 12638814
MACHINE LEARNING DEVICE
2y 10m to grant Granted May 26, 2026
Patent 12638827
Visual Interlock Specification for Industrial Automation
3y 1m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
98%
With Interview (+18.3%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 570 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month