Prosecution Insights
Last updated: October 04, 2026
Application No. 18/507,700

ACOUSTIC WAVE DEVICE, FILTER, AND MULTIPLEXER

Final Rejection §103
Filed
Nov 13, 2023
Priority
Nov 16, 2022 — JP 2022-183192 +1 more
Examiner
TRA, ANH QUAN
Art Unit
2843
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiyo Yuden Co., Ltd.
OA Round
4 (Final)
73%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
823 granted / 1129 resolved
+4.9% vs TC avg
Moderate +5% lift
Without
With
+5.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
38 currently pending
Career history
1167
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
59.1%
+19.1% vs TC avg
§102
23.9%
-16.1% vs TC avg
§112
8.3%
-31.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1129 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 6, 9-11,13, 14 and 22-25 is/are rejected under 35 U.S.C. 103 as being unpatentable over Takagi et al. (US 6377138) in view of Goto et al. (US 202300336153) or vice versa. As to claim 1, Takagi et al.’s figure 34 shows an acoustic wave device comprising: a piezoelectric layer (341); and at least one pair of comb-shaped electrodes (344) provided on the piezoelectric layer, each of the comb-shaped electrodes including electrode fingers each having a first layer and a second layer provided on the first layer (col. 1, lines 59-61 and col. 2, lines 7-10), the first layer (lower layer) being a titanium nitride layer and the second layer (upper layer) being an aluminum layer, an aluminum alloy layer, a copper layer, or a copper alloy layer (col. 2, lines 7-10, teaches that “upper and lower layers are formed of aluminum and titanium nitride, respectively”). The figure fails to show that the thickness of the first layer is greater than 50 nm and 60nm or less. However, Goto et al.’s figure 1 shows a similar device that its comb-shaped electrodes (12, further see figure 6B) including electrode fingers each having a first layer (14) and a second layer (16) provided on the first layer, the first layer being a titanium, the like or any suitable combination (¶0074) with a thickness greater than 50 nm and 60 nm or less (Figure 4A shows L = 4mm to 6 mm. 0084 teaches the ranges of thickness t1 of first layer 14. i.e., for L = 4mm and t1 is ranged from 0.0025L to 0.04L, t1 is ranged from 10 nm to 160 nm. Therefore, selecting the thickness to be greater than 50 nm and 60 nm or less is seen as an obvious design preference to ensure optimum performance, MPEP 2144.05) and the second layer being an aluminum layer, an aluminum alloy layer, a copper layer, or a copper alloy layer (¶0074). Therefore, it would have been obvious to one ordinary kill in the art to select the thickness of Takagi’s first layer to be equal or greater than 50 nm and 60 nm or less in order to reduce insertion loss, MPEP 2144.05, or it would have been obvious to one having ordinary skill in the art to use titanium nitrate for Goto et al.’s first layer for the purpose of improve electrode migration or stress migration problem. As to claim 4, Takagi or Goto et al.’s figure shows that the first layer is in contact with the piezoelectric layer and the second layer. As to claim 6, selecting the claimed relationship is seen as an obvious design preference to ensure optimum performance, MPEP 2144.05. As to claim 9, Goto et al.’s figure 1 shows a support substate (20) located under the piezoelectric layer (10). It would have been obvious to one having ordinary skill in the art to further include a support substrate under Takagi et al.’s piezoelectric layer for the purpose of reducing loss. As to claim 10, Takagi’s figure 34 or Goto et al.’s figures 8A-12B show a filter comprising the acoustic wave device as claimed. As to claim 11, acoustic wave filter used in a multiplexer is well known in the art (Goto’s figure 12B). It would have been obvious to one having ordinary skill in the art to use Takagi’s filter or Goto et al.’s filter in a multiplexer for the purpose of providing more precise signal. As to claim 13, Goto et al.’s ¶0075 and Table 1 in ¶0079 teach that the thickness of the first layer can be equal to or less than 1/5 times a thickness of the second layer. Therefore, selecting the thickness relationship as claimed is seen as an obvious design preference to ensure optimum performance, MPEP 2144.05. As to claim 14, selecting the sum of the thicknesses of the first layer and the second layer to be equal to or greater than 0.05 times and equal to or less than 0.15 times the distance corresponding to two times the pitch D of the comb-shaped electrodes is seen as an obvious design preference to ensure optimum performance, see Goto et al.’s ¶0075 and ¶0079. As to claim 22, selecting the thickness of the first layer to be greater than 50 nm and 60 nm or less and not greater than one-half of a thickness of the second layer is seen as an obvious design preference to ensure optimum performance, MPEP 2144.05 and see Goto al.’s ¶0075 and ¶0079. As to claim 23, selecting the thickness of the first layer is not greater than 1/5 times the thickness of the second layer is seen as an obvious design preference to ensure optimum performance. As to claim 24, Takagi’s figure 34 or Goto et al.’s figures 8A-12B shows a filter comprising the acoustic wave device as claimed. As to claim 25, acoustic wave filter used in a multiplexer is well known in the art (Goto’s figure 12B). It would have been obvious to one having ordinary skill in the art to use Takagi’s filter or Goto et al.’s filter in a multiplexer for the purpose of providing more precise signal. Claim(s) 2, 5, 7, 8 and 15-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Takagi et al. (US 6377138) in view of Goto et al. (US 20230336153) and Miura et al. (US 20190207583). As to claim 2, Takagi et al. or Goto et al.’s figure fails to show that the piezoelectric layer is a rotated Y-cut X-propagation lithium tantalate substrate or a rotated Y-cut X-propagation substrate. However, Miura et al.’s figure 3 shows a similar device that its piezoelectric layer is a rotated Y-cut X-propagation lithium tantalate substrate or a rotated Y-cut X-propagation substrate (¶0068). Therefore, it would have been obvious to one having ordinary skill in the art to form Takagi et al. or Kodama et al.’s substrate with a rotated Y-cut X-propagation lithium tantalate substrate or a rotated Y-cut X-propagation substrate for the purpose of ensuring optimum performance (reducing loss. Further see Goto et al.’s ¶0070). As to claim 5, Miura et al.’s figure 3 shows that a thickness of its first layer (12a) is equal to or less than its thickness of the second layer (12b, ¶0069). Kodama et al.’s col 9 also teaches that the thickness of the second layer is greater than the thickness of the first layer. Therefore, selecting the thickness relationship as claimed for Takagi et al.’s device is seen as an obvious design preference to ensure optimum performance (further see Goto et al. ¶0075). As to claim 7, the modified Takagi et al. or Goto et al.’s figure shows that the first layer is in contact with the piezoelectric layer and the electrode fingers, wherein a thickness of the first layer is equal to or less than a thickness of the second layer, and wherein a ratio of a content percentage of nitrogen in the first layer in atomic% to a sum of a content percentage of titanium in the first layer in atomic% and a content percentage of nitrogen in the first layer in atomic% is 0.3 or greater and 0.6 or less (see the rejection of claims 5 and 6). As to claim 8, the modified Takagi et al. or Goto et al.’s figure shows that the piezoelectric layer is a rotated Y-cut X-propagation lithium tantalate substrate, and wherein the second layer is an aluminum layer or an aluminum alloy layer. Claims 15-21 recite similar limitations in claims above. Therefore, they are rejected for the same reasons. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANH-QUAN TRA whose telephone number is (571)272-1755. The examiner can normally be reached Mon-Fri from 8:00 A.M.-5:00 P.M. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Andrea Lindgren Baltzell can be reached at 571-272-5918. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUAN TRA/ Primary Examiner Art Unit 2843
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Prosecution Timeline

Show 1 earlier event
Jul 29, 2025
Non-Final Rejection mailed — §103
Nov 24, 2025
Response Filed
Dec 05, 2025
Final Rejection mailed — §103
Apr 03, 2026
Request for Continued Examination
Apr 13, 2026
Response after Non-Final Action
Apr 23, 2026
Non-Final Rejection mailed — §103
Aug 18, 2026
Response Filed
Aug 27, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
73%
Grant Probability
78%
With Interview (+5.3%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1129 resolved cases by this examiner. Grant probability derived from career allowance rate.

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