Prosecution Insights
Last updated: April 19, 2026
Application No. 18/508,114

TWO-DIMENSIONAL INDIVIDUALLY ADDRESSABLE ELECTROWETTING MICRO-LENS ARRAY

Final Rejection §103
Filed
Nov 13, 2023
Examiner
CHANG, CHARLES S
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
The Regents of the University of Colorado
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
2y 8m
To Grant
96%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
790 granted / 1012 resolved
+10.1% vs TC avg
Strong +18% interview lift
Without
With
+17.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
19 currently pending
Career history
1031
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
62.6%
+22.6% vs TC avg
§102
33.0%
-7.0% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1012 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-9 are rejected under 35 U.S.C. 103 as being unpatentable over Schultz et al. (US 20190244574) in view of Phipps et al. (US 20190049715). Regarding claim 1, Schultz discloses (Figs. 1-5) a microlens array comprising: a bottom electrode chip (2, 4 of Figs. 3A-3D; 120A, 120B of Fig. 2A); a sidewall electrode chip (1, 3 of Figs. 3A-3D; 115A, 115B of Fig. 2A); and a top glass chip (125, top portion of 420; section 0054), wherein the bottom electrode chip, the sidewall electrode chip, and the top glass chip are configured to cooperate to define an array of cavities (100, 400), each one of the cavities containing a fluid (111, 112, Liquid 1, Liquid 2), the fluid being a mixture of a polar liquid (112, Liquid 2) and a non-polar liquid (111, Liquid 1), such that the fluid is in contact with one of the sidewalls at a contact angle (Figs. 3A-3D), wherein the bottom electrode chip (2, 4 of Figs. 3A-3D; 120A, 120B of Fig. 2A) includes a plurality of electrical contacts, wherein each one of the sidewalls includes an electrode layer (1, 3 of Figs. 3A-3D; 115A, 115B of Fig. 2A) and an insulator layer (180 of Fig. 2A; side portion of 420 in Figs. 3A-3D; section 0049), and wherein the plurality of electrical contacts and the electrode layer are configured to cooperate such that, when a voltage (V1, V2) is applied across the fluid contained in one of the cavities in the array of cavities via one of the plurality of electrical contacts and the electrode layer corresponding with that cavity, the contact angle of the fluid with the sidewall of that cavity is modified (Figs. 3A-3D; sections 0098-0099; “The liquids respond to voltages applied to the electrodes to provide a combination of beam steering and beam shaping functions”, “Different values and timing of applied voltages produce different electric fields”). Schultz does not explicitly disclose an array of sidewalls. Schultz discloses (sections 0128-0129) multiple cells can be used within a single device and that the cells may be arranged in arrays. Phipps discloses (Figs. 1A-9) a sidewall electrode chip (115A, 115B of Fig. 1A) and an array (709) of cells (700) (Fig. 7). Therefore, Phipps discloses an array of sidewalls. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the teaching of Phipps to provide selectively controllable beam steering and/or beam shaping. Regarding claim 2, Schultz discloses (Figs. 1-5) wherein, by applying the voltage (V1, V2) across the fluid (111, 112, Liquid 1, Liquid 2) contained in that cavity of the array of cavities, the contact angle of the fluid with the sidewall of that cavity of the array of cavities is modified without affecting the contact angle of fluid contained in other cavities of the array of cavities (Figs. 3A-3D; sections 0098-0099, 0128-0129; “The liquids respond to voltages applied to the electrodes to provide a combination of beam steering and beam shaping functions”, “Different values and timing of applied voltages produce different electric fields”, “multiple electrowetting cells, the cells may be arranged in arrays”, “a processor that may be used to control an electrowetting cell or an array of such cell and control or respond to outputs of any associated optical/electrical transducer(s)”). Regarding claim 3, Schultz does not necessarily disclose wherein, by applying the voltage across the fluid contained in that cavity of the array of cavities, an effective focal length of the fluid contained in that cavity of the plurality of the array of cavities is modified, without affecting the effective focal length of fluid contained in other cavities of the array of cavities. Schultz discloses (Figs. 1-5) different values and timing of applied voltages to produce different electric fields (Figs. 3A-3D; sections 0098-0099, 0128-0129; “The liquids respond to voltages applied to the electrodes to provide a combination of beam steering and beam shaping functions”, “multiple electrowetting cells, the cells may be arranged in arrays”, “a processor that may be used to control an electrowetting cell or an array of such cell and control or respond to outputs of any associated optical/electrical transducer(s)”). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the effective focal length of the fluid contained in that cavity is modified, without affecting the effective focal length of fluid contained in other cavities of the array of cavities to obtain a particular application such as a variable shape lens and/or a variable shape prism. Regarding claim 4, Schultz discloses (Figs. 1-5) the bottom electrode chip and the top glass chip are formed of a transmissive material (section 0097; “any electrodes or leads…formed of an optically transmissive electrical conductor”). Regarding claim 5, Schultz discloses (Figs. 1-5) the plurality of electrical contacts of the bottom electrode chip (2, 4, 120A, 120B) are configured to cooperate with the sidewall electrode chip (1, 3, 115A, 115B) to enable individual addressing of the fluid in each one of the cavities (sections 0098-0099). Regarding claim 6, Schultz discloses (Figs. 1-5) the plurality of electrical contacts of the bottom electrode chip (2, 4, 120A, 120B) are patterned such that one contact pad (2, 4) is associated with each one of the cavities (100, 400). Regarding claim 7, Schultz discloses (Figs. 1-5) the sidewall electrode chip (combination of (1, 3, 115A, 115B) and (180; side portion of 420; section 0049)) is formed from a photo-patternable glass. Regarding claim 8, Schultz discloses (Figs. 1-5) each one of the sidewalls (1, 3, 115A, 115B) is formed to be substantially perpendicular to a top surface of the photo-patternable glass (180; side portion of 420; section 0049). Regarding claim 9, Schultz discloses (Figs. 1-5) a hydrophobic coating on the array of sidewalls (sections 0035, 0042, 0047, 0095). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES S CHANG whose telephone number is (571)270-5024. The examiner can normally be reached Monday - Friday, 9:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at (571) 272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHARLES S CHANG/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Nov 13, 2023
Application Filed
Nov 10, 2025
Non-Final Rejection — §103
Feb 18, 2026
Response Filed
Mar 04, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12596210
MULTI-LEVEL STRUCTURES AND METHODS FOR MANUFACTURING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12596397
HOOD DEVICE SYSTEM WITH PROTECTIVE DEVICE HOLDER AND UPPER HOOD FOR A HANDHELD ELECTRONIC DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12585088
CAMERA OPTICAL LENS
2y 5m to grant Granted Mar 24, 2026
Patent 12585089
CAMERA OPTICAL LENS
2y 5m to grant Granted Mar 24, 2026
Patent 12581736
TFT SUBSTRATE AND TFT SUBSTRATE MANUFACTURING METHOD
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
96%
With Interview (+17.8%)
2y 8m
Median Time to Grant
Moderate
PTA Risk
Based on 1012 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month