Prosecution Insights
Last updated: April 19, 2026
Application No. 18/508,283

ZOOM LENS, AND IMAGE PICKUP APPARATUS HAVING THE SAME

Non-Final OA §102
Filed
Nov 14, 2023
Examiner
KING, GEORGE G
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
58%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
97%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
338 granted / 579 resolved
-9.6% vs TC avg
Strong +38% interview lift
Without
With
+38.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
50 currently pending
Career history
629
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
40.3%
+0.3% vs TC avg
§102
23.9%
-16.1% vs TC avg
§112
29.5%
-10.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 579 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on November 14, 2023, December 11, 2023, May 9, 2024, July 2, 2024 and December 16, 2025 comply with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Drawings The extensive drawings have not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the drawings. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-20, 23 and 26 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ogata et al. US Patent Application Publication 2012/0019931. Regarding claim 1 Ogata discloses a zoom lens (title e.g. figure 11 example 2-2) comprising a plurality of lens units (e.g. see figure 11), the plurality of lens units consisting of, in order from an object side to an image side, a first lens unit having negative refractive power (e.g. first lens group G1 paragraph [0289] “G1 of negative refracting power”), a second lens unit having positive refractive power (e.g. second lens group G2 paragraph [0289] “G2 of positive refracting power”), a third lens unit having negative refractive power (e.g. third lens group G3 paragraph [0289] “G3 of negative refracting power”), and a fourth lens unit having positive refractive power (e.g. fourth lens group G4 paragraph [0289] “G3 of positive refracting power”), wherein a distance between adjacent lens units changes during zooming from a wide-angle end to a telephoto end (e.g. see figure 2-2), wherein the first lens unit (e.g. G1) includes three or more lenses (e.g. paragraph [0290] “G1 is made up of … a negative lens, a negative meniscus lens … and a positive meniscus lens” see figure 11), wherein the first lens unit (e.g. G1) is fixed relative to an image plane during zooming (e.g. paragraph [0294] “first lens group G1 … remain fixed in the position relative to the image plane” see figure 11), and wherein the following inequalities are satisfied: 0.85 < (-f1)/f2 < 2.00 (e.g. using the values in paragraph [0322] -f1/f2=0.94), 0.00 < (-f1)/f4 < 0.55 (e.g. using the values in paragraph [0322] -f1/f4=0.30), and 0.00 < LD1/TTL < 0.27 (e.g. using the values in paragraph [0322] LD1/TTL=0.15). Regarding claim 2 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.30 < BFw/(-f1) < 1.50 (e.g. using the values in paragraph [0322] BFw/(-f1)=0.59). Regarding claim 3 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.07 < BFw/TTL < 0.30 (e.g. using the values in paragraph [0322] BFw/TTL=0.14). Regarding claim 4 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 2.0 < TTL/(-f1) < 6.0 (e.g. using the values in paragraph [0322] TTL/(-f1)=4.1). Regarding claim 5 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 3.0 < TTL/fw < 7.5 (e.g. using the values in paragraph [0322] TTL/fw=7.3). Regarding claim 6 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.1 < f2/(-f3) < 1.5 (e.g. using the values in paragraph [0322] f2/(-f3)=0.6) where f3 is a focal length of the third lens unit. Regarding claim 7 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.05 < f2/f4 < 0.80 (e.g. using the values in paragraph [0322] -f2/f4=0.32). Regarding claim 8 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.1 < (-f3)/f4 < 2.0 (e.g. using the values in paragraph [0322] -f3/f4=0.6). Regarding claim 9 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.5 < (-f1)/fw < 2.5 (e.g. using the values in paragraph [0322] -f1/fw=1.8). Regarding claim 10 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.2 < (-f1)/ft < 1.4 (e.g. using the values in paragraph [0322] -f1/ft=0.6). Regarding claim 11 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.5 <β2t/β2w < 3.0 where β2t is lateral magnification of the second lens unit at the telephoto end, and β2w is lateral magnification of the second lens unit at the wide-angle end (inherent given structure and function). Regarding claim 12 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the following inequality is satisfied: 0.5 <β3t/β3w < 2.0 where β3t is lateral magnification of the third lens unit at the telephoto end, and β3w is lateral magnification of the third lens unit at the wide-angle end (inherent given structure and function). Regarding claim 13 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the first lens unit includes a first negative lens, and the following inequality is satisfied: 0.5 < fn1/f1 < 2.0 (e.g. using the values in paragraph [0322] fn1/f1=0.9). Regarding claim 14 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the first lens unit includes a second negative lens, and the following inequality is satisfied: 0.5 < fn2/f1 < 10.0 (e.g. using the values in paragraph [0322] fn2/f1=2.5). Regarding claim 15 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the first lens unit includes a first positive lens, and the following inequality is satisfied: 0.5 < fp1/(-f1) < 5.0 (e.g. using the values in paragraph [0322] fp1/(-f1)=2.3). Regarding claim 16 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the first lens unit (e.g. G1) consists of lenses having refractive powers (e.g. see figure 11). Regarding claim 17 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the fourth lens unit (e.g. G4) is fixed relative to the image plane during zooming from the wide-angle end to the telephoto end (e.g. paragraph [0294] “G4 remain fixed in the position relative to the image plane” see figure 11). Regarding claim 18 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the second lens unit (e.g. G2) includes an aperture stop (e.g. stop S paragraph [0291] “G2 is made up of … stop S” see figure 11). Regarding claim 19 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the fourth lens unit (e.g. G4) consists of a single positive fixed focal length lens (e.g. paragraph [0293] “G4 is made up of a positive lens” see figure 11). Regarding claim 20 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the first lens unit (e.g. G1) consists of, in order from the object side to the image side, a negative lens, a negative lens, and a positive lens (e.g. paragraph [0290] “G1 is made up of … a negative lens, a negative meniscus lens … and a positive meniscus lens” see figure 11). Regarding claim 23 Ogata discloses the zoom lens according to claim 1, as set forth above. Ogata further discloses wherein the third lens unit (e.g. G3) is a focus lens unit that moves during focusing (paragraph [0294] “The focusing operation, and the wobbling operation is implemented by the third lens group G3. Upon focusing from infinity to a near distance, the third lens group G3 moves to the image side.”) Regarding claim 26 further discloses an image pickup apparatus (title e.g. figure 22 camera 1) comprising: a zoom lens (e.g. lens system 2); and an image sensor configured (e.g. imaging device plane 4 paragraph [0328] “CCD, CMOS or the like as an imaging device”) to receive image light formed by the zoom lens (e.g. see figure 22), the zoom lens according to claim 1 (as set forth above). Claims 1-4, 6-16, 18-20, 23-24 and 26 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Ohtake et al. US Patent Application Publication 2024/0248288. Regarding claim 1 Ohtake discloses a zoom lens zoom lens (title e.g. example 3 see figure 5 zoom optical system ZL(3)) comprising a plurality of lens units (e.g. see figure 5), the plurality of lens units consisting of, in order from an object side to an image side, a first lens unit having negative refractive power (e.g. first lens group G1 paragraph [0174] “G1 having negative refractive power”), a second lens unit having positive refractive power (e.g. second lens group G2 paragraph [0174] “G2 having positive refractive power”), a third lens unit having negative refractive power (e.g. third lens group G3 paragraph [0174] “G3 having negative refractive power”), and a fourth lens unit having positive refractive power (e.g. fourth lens group G4 paragraph [0174] “G4 having positive refractive power”), wherein a distance between adjacent lens units changes during zooming from a wide-angle end to a telephoto end (e.g. paragraph [0174] “distances between the lens groups adjacent to each other change” see figure 5), wherein the first lens unit (e.g. G1) includes three or more lenses (e.g. lenses L12, L12 & L13), wherein the first lens unit (e.g. G1) is fixed relative to an image plane during zooming (e.g. paragraph [0174] “G1 is fixed relative to the image surface” see figure 5), and wherein the following inequalities are satisfied: 0.85 < (-f1)/f2 < 2.00 (e.g. using the values in Table 3 -f1/f2=1.44), 0.00 < (-f1)/f4 < 0.55 (e.g. using the values in Table 3 -f1/f4=0.32) 0.00 < LD1/TTL < 0.27 (e.g. using the values in Table 3 LD1/TTL=0.11). Regarding claim 2 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.30 < BFw/(-f1) < 1.50 (e.g. using the values in Table 3 BFw/(-f1)=0.43). Regarding claim 3 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.07 < BFw/TTL < 0.30 (e.g. using the values in Table 3 BFw/TTL =0.17). Regarding claim 4 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 2.0 < TTL/(-f1) < 6.0 (e.g. using the values in Table 3 TTL/(-f1)=2.44). Regarding claim 6 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.1 < f2/(-f3) < 1.5 (e.g. using the values in Table 3 f2/(-f3)=0.43). Regarding claim 7 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.05 < f2/f4 < 0.80 (e.g. using the values in Table 3 f2/f4=0.23). Regarding claim 8 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.1 < (-f3)/f4 < 2.0 (e.g. using the values in Table 3 -f3/f4=0.51). Regarding claim 9 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.5 < (-f1)/fw < 2.5 (e.g. using the values in Table 3 -f1/fw=1.1). Regarding claim 10 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.2 < (-f1)/ft < 1.4 (e.g. using the values in Table 3 -f1/ft=0.9). Regarding claim 11 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.5 <β2t/β2w < 3.0 where β2t is lateral magnification of the second lens unit at the telephoto end, and β2w is lateral magnification of the second lens unit at the wide-angle end (inherent given structure and function). Regarding claim 12 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the following inequality is satisfied: 0.5 <β3t/β3w < 2.0 where β3t is lateral magnification of the third lens unit at the telephoto end, and β3w is lateral magnification of the third lens unit at the wide-angle end (inherent given structure and function). Regarding claim 13 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the first lens unit includes a first negative lens, and the following inequality is satisfied: 0.5 < fn1/f1 < 2.0 (e.g. using the values in Table 3 fn1/f1=0.52). Regarding claim 14 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the first lens unit includes a second negative lens, and the following inequality is satisfied: 0.5 < fn2/f1 < 10.0 (e.g. using the values in Table 3 fn2/f1=2.1). Regarding claim 15 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the first lens unit includes a first positive lens, and the following inequality is satisfied: 0.5 < fp1/(-f1) < 5.0 (e.g. using the values in Table 3 fp1/(-f1)=0.7). Regarding claim 16 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the first lens unit consists of lenses having refractive powers (e.g. figure 5 shows G1 with only lenses L11, L12 & L13 having refractive powers, e.g. fn1, fn2 & fp1, respectively). Regarding claim 18 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the second lens unit (e.g. G2) includes an aperture stop (e.g. aperture stop S). Regarding claim 19 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the fourth lens unit (e.g. G4) consists (e.g. see figure 5) of a single positive fixed focal length lens (e.g. “biconvex positive lens L41”). Regarding claim 20 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the first lens unit (e.g. G1) consists of, in order from the object side to the image side, a negative lens, a negative lens, and a positive lens (e.g. figure 5 shows G1 with only lenses L11, L12 & L13 paragraph [0175] “negative meniscus lens L11 … negative meniscus lens L12 … positive meniscus lens L13”). Regarding claim 23 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the third lens unit is a focus lens unit (e.g. G3) that moves during focusing (e.g. paragraph [0179] see figure 5). Regarding claim 24 Ohtake discloses the zoom lens according to claim 1, as set forth above. Ohtake further discloses wherein the third lens unit (e.g. G3) consists of a single negative fixed focal length lens (e.g. figure 5 shows G3 with only lens L31 paragraph [0177] “negative meniscus lens L31”). Regarding claim 26 Ohtake further discloses an image pickup apparatus (title e.g. figure 11 camera 1) comprising: a zoom lens (e.g. zoom optical system ZL); and an image sensor (e.g. image capturing element 4) configured to receive image light formed by the zoom lens (paragraph [0044] “Light from an object is collected by the zoom optical system ZL of the photographing lens 3 and incident on an image surface I of the image capturing element 4”), the zoom lens according to claim 1 (as set forth above). Allowable Subject Matter Claims 21-22 and 25 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: with respect to the allowable subject matter, none of the prior art either alone or in combination disclose or teach of the claimed combination of limitations to warrant a rejection under 35 USC 102 or 103. Specifically, with respect to claim 21 none of the prior art either alone or in combination disclose or teach of the claimed zoom lens specifically including, as the distinguishing features in combination with the other limitations, wherein the first lens unit consists of, in order from the object side to the image side, a negative lens, a negative lens, a positive lens, and a negative lens. For example, both Ogata and Ohtake have the first lens unit consists of, in order from the object side to the image side, a negative lens, a negative lens, and a positive lens, as required by claim 20. Specifically, with respect to claim 22 none of the prior art either alone or in combination disclose or teach of the claimed zoom lens specifically including, as the distinguishing features in combination with the other limitations, wherein the first lens unit consists of, in order from the object side to the image side, a negative lens, a negative lens, a negative lens, a positive lens, and a negative lens. For example, both Ogata and Ohtake have the first lens unit consists of, in order from the object side to the image side, a negative lens, a negative lens, and a positive lens, as required by claim 20. Specifically, with respect to claim 25 none of the prior art either alone or in combination disclose or teach of the claimed zoom lens specifically including, as the distinguishing features in combination with the other limitations, wherein the third lens unit consists of two negative fixed focal length lenses. For example, both Ogata and Ohtake have the third lens unit consists of a single negative fixed focal length lens, as required by claim 24. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Shashima et al. US Patent Application Publication 2025/0199275; in regards to a similar zoom lens, see examples 3-4 in figures 5 and 7, that similarly fails to teach the limitations of claims 21-22 and 25. Any inquiry concerning this communication or earlier communications from the examiner should be directed to George G King whose telephone number is (303)297-4273. The examiner can normally be reached 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at (571) 272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /George G. King/Primary Examiner, Art Unit 2872 December 22, 2025
Read full office action

Prosecution Timeline

Nov 14, 2023
Application Filed
Dec 22, 2025
Non-Final Rejection — §102 (current)

Precedent Cases

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Prosecution Projections

1-2
Expected OA Rounds
58%
Grant Probability
97%
With Interview (+38.2%)
2y 11m
Median Time to Grant
Low
PTA Risk
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