Prosecution Insights
Last updated: April 19, 2026
Application No. 18/509,031

HEAT EXCHANGER APPARATUS AND A HEAT MANAGEMENT SYSTEM USING THE SAME

Non-Final OA §103
Filed
Nov 14, 2023
Examiner
RUBY, TRAVIS C
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Kia Corporation
OA Round
1 (Non-Final)
53%
Grant Probability
Moderate
1-2
OA Rounds
3y 8m
To Grant
82%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allow Rate
429 granted / 810 resolved
-17.0% vs TC avg
Strong +29% interview lift
Without
With
+28.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
49 currently pending
Career history
859
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
29.4%
-10.6% vs TC avg
§112
20.7%
-19.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 810 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Invention II (Claims 6-14) and Species A (Figures 1-4 and 6-9) in the reply filed on 12/26/2025 is acknowledged. Claims 1-5 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 12/26/2025. Status of Claims The status of the claims as filed in the submission dated 12/26/2025 are as follows: Claims 1-14 are pending; Claims 1-5 are withdrawn from consideration; Claims 6-14 are being examined. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Currently, no claim limitations invoke 112(f). Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: “Heat Management System with Multi-Valve” or something similarly more descriptive. Applicant is reminded of the proper content of an abstract of the disclosure. A patent abstract is a concise statement of the technical disclosure of the patent and should include that which is new in the art to which the invention pertains. The abstract should not refer to purported merits or speculative applications of the invention and should not compare the invention with the prior art. If the patent is of a basic nature, the entire technical disclosure may be new in the art, and the abstract should be directed to the entire disclosure. If the patent is in the nature of an improvement in an old apparatus, process, product, or composition, the abstract should include the technical disclosure of the improvement. The abstract should also mention by way of example any preferred modifications or alternatives. Where applicable, the abstract should include the following: (1) if a machine or apparatus, its organization and operation; (2) if an article, its method of making; (3) if a chemical compound, its identity and use; (4) if a mixture, its ingredients; (5) if a process, the steps. Extensive mechanical and design details of an apparatus should not be included in the abstract. The abstract should be in narrative form and generally limited to a single paragraph within the range of 50 to 150 words in length. See MPEP § 608.01(b) for guidelines for the preparation of patent abstracts. Applicant is reminded of the proper language and format for an abstract of the disclosure. The abstract should be in narrative form and generally limited to a single paragraph on a separate sheet within the range of 50 to 150 words in length. The abstract should describe the disclosure sufficiently to assist readers in deciding whether there is a need for consulting the full patent text for details. The language should be clear and concise and should not repeat information given in the title. It should avoid using phrases which can be implied, such as, “The disclosure concerns,” “The disclosure defined by this invention,” “The disclosure describes,” etc. In addition, the form and legal phraseology often used in patent claims, such as “means” and “said,” should be avoided. The abstract of the disclosure is objected to because it refers to the purported merits of the invention and fails to adequately describe the actual structure of the invention. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 6-14 are rejected under 35 U.S.C. 103 as being unpatentable over Giunta (US2024/0123869A1) in view of Kim (US2016/0363399A1). Re Claim 6. Giunta teaches a heat management system (Figure 3A) including a multi-valve (60, 160) configured to circulate refrigerant selectively through a plurality of heat management components (radiator 70, power electronics 150, battery 82) in a cooling medium circulation line (88), the heat management system comprising (Figure 3A; Figures 3A-18B illustrate various modes of operation; Paragraphs 101-112): a heat exchanger apparatus (chiller 84) connected to the multi-valve (Figure 3A; Paragraphs 101-112); and other heat management components (radiator 70, power electronics 150, battery 82) in the cooling medium circulation line to adjust a temperature of the cooling medium, a plurality of circulation ports (84 contains ports for connection to 88) for circulation of the cooling medium (Figures 2-3A; Paragraphs 101-112). Giunta teaches a generic heat exchanger apparatus (84) but fails to specifically teach the heat exchanger apparatus includes heat exchange plates for heat exchange between the cooling medium and heat exchange medium, and some of the circulation ports being arranged in a direction facing each other to form a bypass path in the heat exchanger apparatus. However, Kim teaches the heat exchanger apparatus (100) includes heat exchange plates (111) for heat exchange between the cooling medium (in flow path 112a or 112b) and heat exchange medium (in flow path 112a or 112b), and some of the circulation ports (134, 180) being arranged in a direction facing each other to form a bypass path (via 125) in the heat exchanger apparatus (Figures 1-3). Therefore, in view of Kim's teaching, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to form the chiller of Giunta as a plate heat exchanger in order to promote increased surface area contact between the two fluids, thereby increasing heat exchange between the two fluids. Additionally, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to align the ports of the chiller of Giunta in order to form a bypass of the chiller, thereby allowing for reduced piping in Giunta (see paragraph 33 of Kim that states “such that it is possible to simplify a piping layout, and improve package properties, thereby reducing costs and weights”). Re Claim 7. Giunta as modified by Kim teach the heat management components comprise a battery (Giunta 82), a radiator (Giunta 70), and power electronics (Giunta 72) (Giunta Figure 3A, Paragraph 102), and wherein the heat exchanger apparatus includes a first circulation path (lower conduit of 84 in Giunta; 136 of Kim) connected to the multi-valve, a second circulation path (upper conduit of 84 in Giunta; 180 of Kim) connected to the radiator or the PE, and a third circulation path (134 of Kim) connected to the battery or the multi-valve (Giunta Figures 3A-18B, Paragraphs 101-112; Kim Figures 1-3). Re Claim 8. Giunta as modified by Kim teach the heat exchanger apparatus is configured to have a bypass path formed by the second and third circulation paths (Giunta Figures 3A-18B, Paragraphs 101-112; Kim Figures 1-3; Kim teaches the bypass path from the second to third circulation paths). Re Claim 9. Giunta as modified by Kim teach the multi-valve is configured to close the first circulation path when cooling the battery or PE using the radiator to form a circulation flow allowing the cooling medium to enter the heat exchanger apparatus through the third circulation path and be discharged through the second circulation path (Giunta Figures 3A-18B, Figure 3A illustrates the battery being cooled by the radiator, Paragraphs 101-112; Kim Figures 1-3). Re Claim 10. Giunta as modified by Kim teach the multi-valve is configured to circulate the cooling medium passed through the battery to the radiator through the PE and heat exchanger apparatus when cooling the battery or PE using the radiator (Giunta Figures 3A-18B, Figure 3A illustrates the battery being cooled by the radiator, Paragraphs 101-112; Kim Figures 1-3). Re Claim 11. Giunta as modified by Kim teach the multi-valve is configured to open the first circulation path when cooling the battery using the heat exchanger apparatus to form a circulation flow allowing the cooling medium passed through the third circulation path of the heat exchanger apparatus to be discharged through the first circulation path (Giunta Figures 3A-18B, Figure 8A illustrates cooling the battery with the chiller 84, Paragraphs 101-112; Kim Figures 1-3). Re Claim 12. Giunta as modified by Kim teach the multi-valve is configured to circulate the cooling medium passed through the battery to the heat exchanger apparatus when cooling the battery using the heat exchanger apparatus (Giunta Figures 3A-18B, Figure 8A illustrates cooling the battery with the chiller 84, Paragraphs 101-112; Kim Figures 1-3). Re Claim 13. Giunta as modified by Kim teach the multi-value is configured to open the first circulation path when implementing heat pump functionality using the heat exchanger apparatus to form a circulation flow allowing the cooling medium passed through the second circulation path of the heat exchanger apparatus to be discharged through the first circulation path (Giunta Figures 3A-18B, Paragraphs 101-112; Kim Figures 1-3). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to allow for reversing flows through the heat exchanger apparatus in order to allow for increased heat exchange possibilities. The use of reversing valves for heat pump use is well-known and understood in the mechanical arts. Therefore, the examiner takes Official Notice that implementing heat pump mode of operation is well-known and understood in the mechanical arts and that it would therefore be obvious to configure the multi-value to open the first circulation path when implementing heat pump functionality using the heat exchanger apparatus to form a circulation flow allowing the cooling medium passed through the second circulation path of the heat exchanger apparatus to be discharged through the first circulation path. Re Claim 14. Giunta as modified by Kim teach the multi-valve is configured to circulate the cooling medium passed through the PE to the heat exchanger apparatus when implementing the heat pump functionality using the heat exchanger apparatus (Giunta Figures 3A-18B, Paragraphs 101-112; Kim Figures 1-3). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See attached PTO-892 for other relevant prior art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TRAVIS C RUBY whose telephone number is (571)270-5760. The examiner can normally be reached M-F: 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at 571-270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRAVIS RUBY/Primary Examiner, Art Unit 3763
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Prosecution Timeline

Nov 14, 2023
Application Filed
Mar 06, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
53%
Grant Probability
82%
With Interview (+28.9%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 810 resolved cases by this examiner. Grant probability derived from career allow rate.

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