Prosecution Insights
Last updated: October 25, 2026
Application No. 18/511,864

MECHANICAL RETENTION OF ROTOR MAGNETS

Final Rejection §102§103
Filed
Nov 16, 2023
Examiner
STEFANON, JUSTIN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Lucid Group Inc.
OA Round
3 (Final)
51%
Grant Probability
Moderate
4-5
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
96 granted / 188 resolved
-16.9% vs TC avg
Strong +48% interview lift
Without
With
+48.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
29 currently pending
Career history
253
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
37.9%
-2.1% vs TC avg
§102
33.8%
-6.2% vs TC avg
§112
26.3%
-13.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 188 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1-18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-16 and 18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by SHERMAN (US 20210242737 - previously disclosed). Regarding claim 1, SHERMAN discloses a rotor 14 for an electric machine, the rotor comprising: a plurality of layers 56 forming a stack of layers 56 with each layer 56 of the plurality of layers 56 adjacent at least one other layer 56 of the plurality of layers 56 (para [0054] and Fig. 4), each layer 56 of the plurality of layers 56 defining a plurality of magnet openings 50 therethrough, the plurality of magnet openings 50 aligned to form a plurality of magnet channels that extend through the rotor 14 (Fig. 4), each magnet opening 50 defined by an inner radial wall (at central body portion 78) and an outer radial wall 70 (Fig. 4), the inner radial wall of at least one of the magnet openings 50 of each layer 56 including an inner retention tab 62 that extends towards the respective outer radial wall 70 (Fig. 8); and a magnet 48 received in each magnet channel, each magnet 48 engaged with the inner retention tabs 62 of multiple layers 56 such that the magnet 48 is mechanically retained in the respective magnet channel (Fig. 11). PNG media_image1.png 666 594 media_image1.png Greyscale PNG media_image2.png 628 543 media_image2.png Greyscale PNG media_image3.png 667 551 media_image3.png Greyscale Regarding claim 2, SHERMAN discloses the rotor according to claim 1, wherein one or more of the inner radial walls or the outer radial walls 70 include a magnet stop 94 that extends towards the opposite wall, the magnet stop 94 configured to prevent a magnet 48 passing through the magnet opening 50 from translating (radially) within the magnet opening 50 (para [0071]). Regarding claim 3, SHERMAN discloses the rotor according to claim 2, wherein an air channel of the magnet channel is disposed beyond the magnet stops 94 when the magnet 48 is received in the magnet channel (see annotated Fig. 10, below). PNG media_image4.png 724 540 media_image4.png Greyscale Regarding claim 4, SHERMAN discloses the rotor according to claim 1, wherein the outer radial wall 70 of at least one magnet opening 50 of the plurality of magnet openings 50 of each layer 56 includes an outer retention tab 94 that extend towards the respective inner radial wall, the outer retention tab 94 is configured to engage a magnet 48 that passes through the magnet opening 50 to mechanically retain the magnet 48 in a respective magnet channel. Regarding claim 5, SHERMAN discloses the rotor according to claim 1, wherein the inner retention tab 62 extends from a point inner of the respective inner radial wall (at minimum, radially inner wrt the post 64) with a relief opening (at spoke 88) defined on either side of the inner retention tab 62 (see Fig. 9). PNG media_image5.png 620 522 media_image5.png Greyscale Regarding claim 6, SHERMAN discloses the rotor according to claim 1, wherein the magnet 48 is engaged with the inner radial walls defining the respective magnet channel receiving the magnet 48 (via tabs 62 and posts 64). Regarding claim 7, SHERMAN discloses the rotor according to claim 1, wherein each layer 56 of the plurality of layers 56 includes the inner retention tab 162 in magnet openings 50 adjacent a single pole of the respective layer 56 (Fig. 12 and para [0081]). PNG media_image6.png 600 553 media_image6.png Greyscale Regarding claim 8, SHERMAN discloses the rotor according to claim 7 wherein the remaining magnet openings 50 of each layer 56 of the plurality of layers 56 define tab recesses that are configured to receive the inner retention tab 162 of other layers 56 (Fig. 13) PNG media_image7.png 691 520 media_image7.png Greyscale Regarding claim 9, SHERMAN discloses the rotor according to claim 7 wherein each layer 56 of the plurality of layers 56 is rotated by one or more poles from the previous layer 56 such that the inner retention tabs 162 are aligned at a predetermined number of layers 56 (Fig. 13), the predetermined number of layers 56 being a function of the number of poles of the rotor (para [0083]). Regarding claim 10, SHERMAN discloses an electric machine comprising: a stator 12 defining a rotor cavity; and a rotor 14 according to claim 1 rotatably disposed within the rotor cavity of the stator (see Fig. 2). Regarding claim 11, SHERMAN discloses a rotor 14 for an electric machine, the rotor comprising: a plurality of layers 56 forming a stack of layers 56 with each layer 56 of the plurality of layers 56 adjacent at least one other layer 56 of the plurality of layers 56, each layer 56 of the stack of layers 56 defining a plurality of magnet openings 50 disposed radially about the respective layer 56 (para [0054] and Fig. 4), the magnet openings 50 of each layer 56 aligned with the magnet openings 50 of the other layers 56 of the plurality of layers 56 to define a plurality of magnet channels (Fig. 4) that extend through the rotor 14, each magnet opening 50 defined by an inner radial wall and an outer radial wall 70 opposite the inner radial wall, the plurality of magnet openings 50 including a first magnet opening 50, the inner radial wall of the first magnet opening 50 including a retention tab 62 that extends towards the outer radial wall 70 (Fig. 8); and a magnet 48 received in a respective magnet channel , the magnet 48 engaging retention tabs 62 of respective layers 56 such that the magnet 48 is mechanically retained in the respective magnet channel (see Fig. 11). Regarding claim 13, SHERMAN discloses the rotor according to claim 11, wherein the plurality of layers 56 includes a first layer 56, a second layer 56 in contact with the first layer 56, and a third layer 56 in contact with the second layer 56 such that the second layer 56 is disposed between the first layer 56 and the third layer 56 (Fig. 3 and 6), the second layer 56 rotated relative to the first layer 56 such that the first magnet opening 50 of the second layer 56 is out of alignment with the first magnet opening 50 of the first layer 56 (para [0058]), the third layer 56 rotated relative to the second layer 56 such that the first magnet opening 50 of the third layer 56 is out of alignment with the first magnet opening 50 of the first layer 56 and the first magnet opening 50 of the second layer 56 (para [0058] and Fig. 6). PNG media_image8.png 747 537 media_image8.png Greyscale Regarding claim 14, SHERMAN discloses the rotor according to claim 11, wherein engagement of the retention tabs 62 of the respective layers 56 with the magnet 48 bends the retention tabs 62 of the respective layers 56 out of plane with the rest of the respective layer 56 of the retention tab 62 (Fig. 11). Regarding claim 15, SHERMAN discloses the rotor according to claim 14, wherein the retention tabs 62 are self-biased towards the plane of the respective layer 56 of the respective retention tab 62 when engaged with the magnet 48 (Fig. 11). Regarding claim 16, SHERMAN discloses the rotor according to claim 14, wherein the retention tabs 62 are prebent out of plane with the rest of the respective layer 56 of the respective retention tab 62. (the tabs are prebent, as broadly claimed, by the initial insertion of the magnets. See MPEP 2113: "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." See also para [0031] wherein multiple axially-arranged magnets may be placed in a single slot thus the first magnet would ‘pre-bend’ the tabs prior to insertion of the second magnet.) Regarding claim 18, SHERMAN discloses the rotor according to claim 11, wherein the magnet 48 is in contact with the inner radial wall of the plurality of layers 56 defining the respective magnet channel (via tabs 62). Regarding claim 12, SHERMAN discloses a rotor 14 for an electric machine, the rotor comprising: a plurality of layers 56 forming a stack of layers 56, each layer 56 of the stack of layers 56 defining a plurality of magnet openings 50 disposed radially about the respective layer 56 (para [0054] and Fig. 4), the magnet openings 50 of each layer 56 aligned with the magnet openings 50 of the other layers 56 of the plurality of layers 56 to define a plurality of magnet channels (Fig. 4) that extend through the rotor, each magnet opening 50 defined by an inner radial wall and an outer radial wall 70 opposite the inner radial wall, the plurality of magnet openings 50 including a first magnet opening 50, the inner radial wall of the first magnet opening 50 including a retention tab 62 that extends towards the outer radial wall 70 (Fig. 8), wherein the plurality of layers 56 includes a first layer 56, a second layer 56 in contact with the first layer 56, and a third layer 56 in contact with the second layer 56 such that the second layer 56 is disposed between the first layer 56 and the third layer 56 (Fig. 6), the first magnet opening 50 of the first layer 56 disposed adjacent a first magnetic pole of the rotor 14, the first magnet opening 50 of the second layer 56 disposed adjacent a second magnetic pole of the rotor 14, and the first magnet opening 50 of the third layer 56 disposed adjacent a third magnetic pole of the rotor 14 (para [0059]), the first, second, and third magnetic poles disposed radially about the rotor 14 from one another (para [0058-0059]) and a magnet 48 received in a respective magnet channel, the magnet engaging retention tabs 62 of respective layers 56 such that the magnet is mechanically retained in the respective magnet channel (Fig. 11). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over SHERMAN in view of TUCKER (US 20210075278 – previously disclosed). Regarding claim 17, SHERMAN discloses the rotor according to claim 11. However, SHERMAN does not teach each layer of the plurality of layers has a thickness in a range of 0.1 millimeters to 2.0 millimeters. TUCKER teaches each layer of the plurality of layers has a thickness in a range of 0.1 millimeters to 2.0 millimeters (see para [0039]). It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to provide the rotor of SHERMAN with layers in the claimed range of thickness, similar to TUCKER. A person having ordinary skill in the art to which the claimed invention pertains would have been motivated to make such modification in order to increase strength and decrease manufacturing costs of the lamination, as taught by TUCKER (see para [0039]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US-20090230803-A1 NAKAYAMA discloses magnet retaining tabs 8d extending from only a single pole; US-20200014260-A1 ARAI discloses alternating magnet retaining tabs. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUSTIN STEFANON whose telephone number is (703)756-4648. The examiner can normally be reached Monday - Thursday and alternate Fridays 8AM - 5PM EDT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Oluseye Iwarere can be reached at (571) 270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JUSTIN STEFANON/Examiner, Art Unit 2834 /OLUSEYE IWARERE/Supervisory Patent Examiner, Art Unit 2834
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Prosecution Timeline

Show 1 earlier event
Dec 30, 2025
Non-Final Rejection mailed — §102, §103
Feb 24, 2026
Interview Requested
Mar 03, 2026
Examiner Interview Summary
Mar 03, 2026
Applicant Interview (Telephonic)
Mar 06, 2026
Response Filed
Jun 05, 2026
Final Rejection mailed — §102, §103
Sep 01, 2026
Response after Non-Final Action
Sep 30, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
51%
Grant Probability
99%
With Interview (+48.0%)
3y 2m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 188 resolved cases by this examiner. Grant probability derived from career allowance rate.

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