Prosecution Insights
Last updated: April 19, 2026
Application No. 18/512,031

HEAD-UP DISPLAY DEVICE FOR RAIL TRANSPORTATION

Non-Final OA §102
Filed
Nov 17, 2023
Examiner
MARTINEZ, JOSEPH P
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shenzhen Raythink Technology Co. Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
89%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
758 granted / 878 resolved
+18.3% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
16 currently pending
Career history
894
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
41.6%
+1.6% vs TC avg
§102
43.7%
+3.7% vs TC avg
§112
5.5%
-34.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 878 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 6, and 7 are rejected under 35 U.S.C. 102(a)(1) as being fully anticipated by Chen (US20200116998). Re claim 1, Chen teaches for example in fig. 3 and 6, a head-up display device for rail transportation, comprising: a base plate assembly (12) , defining a first light outlet (13); a light source assembly (2), connected to the base plate assembly (fig. 3, 6; para. 0031) and configured to emit an incident light (para. 0031); a first reflector assembly (3), disposed on a same side of the base plate assembly as the light source assembly (fig. 3, 6) and on a light path of the incident light (para. 0032), so as to enable the first reflector assembly to receive the incident light and emit a reflected light directed toward the first light outlet (para. 0032); a second reflector assembly (4), disposed on a side of the base plate assembly away from the first reflector assembly (fig. 3, 6) and on a light path of the reflected light (para. 0033), so as to enable the second reflector assembly to receive the reflected light and emit a first diffused light (para. 0033; wherein the examiner interprets “the plane mirror 4 is used to reflect the display image reflected by the convex mirror 3” to teach diffused light because the convex mirror spreads or diverges light rays, which increases the area of illumination and thereby teaches the claimed limitation); and a third reflector assembly (5), disposed on a same side of the base plate assembly as the second reflector assembly (fig. 3, 6) and disposed on a light path of the first diffused light (fig. 3, 6), so as to enable the third reflector assembly to receive the first diffused light (para. 0034) and form a projected image (fig. 5). Re claim 6, Chen further teaches for example in fig. 3 and 6, the first reflector assembly comprises a first reflector holder and a first reflector (fig. 3, 6); the first reflector holder is disposed on a same side of the base plate assembly as the light source assembly (fig. 3, 6) and connected to the base plate assembly (fig. 3, 6); the first reflector is arranged on the first reflector holder (fig. 3, 6) and is disposed on the light path of the incident light (fig. 3, 6). Re claim 7, Chen further teaches for example in fig. 3 and 6, the first reflector is arranged at an inclination relative to a direction of the light path of the incident light (fig. 3, 6). Allowable Subject Matter Claims 2-5 and 8-10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art taken alone or in combination fails to anticipate or fairly suggest the limitations of the claims, in such a manner that a rejection would be proper. The prior art fails to teach a combination of all the claimed features as presented in dependent claims 2, 8 and 10. Specifically regarding claim 2, Chen (US20200116998) teaches the state of the art of a head up display. But, Chen fails to explicitly teach a combination of all the claimed features including the base plate assembly comprises a base and a base plate; the base defines a first sub-port, the light source assembly is connected to the base, and the base plate is disposed on a side of the base away from the light source assembly and defines a second sub-port; the first sub-port and the second sub-port together define the first light outlet; the second reflector assembly and the third reflector assembly are connected to the base plate respectively, as claimed. Specifically regarding claim 8, Chen (US20200116998) teaches the state of the art of a head up display. But, Chen fails to explicitly teach a combination of all the claimed features including the second reflector assembly comprises a diffusion mechanism and a second reflector mechanism; the diffusion mechanism is disposed on the light path of the reflected light to cause the reflected light to pass through the diffusion mechanism and form a second diffused light; the second reflector mechanism is disposed on a light path of the second diffused light, so as to enable the second reflector mechanism to receive the second diffused light and emit the first diffused light, as claimed. Specifically regarding claim 10, Chen (US20200116998) teaches the state of the art of a head up display. But, Chen fails to explicitly teach a combination of all the claimed features including the third reflector assembly comprises a third reflector mechanism and a polarizing assembly; the third reflector mechanism is disposed on the light path of the first diffused light, so as to enable the third reflector mechanism to receive the first diffused light and emit a third diffused light; the polarizing assembly is disposed on a light path of the third diffused light, to cause the third diffused light to pass through the polarizing assembly and form the projected image, as claimed. As allowable subject matter has been indicated, applicant's reply must either comply with all formal requirements or specifically traverse each requirement not complied with. See 37 CFR 1.111(b) and MPEP § 707.07(a). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH P MARTINEZ whose telephone number is (571)272-2335. The examiner can normally be reached Monday-Thursday 9am to 7pm PACIFIC. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bumsuk Won can be reached at (571) 272-2713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Joseph P Martinez/ Primary Examiner, Art Unit 2872 2-14-26
Read full office action

Prosecution Timeline

Nov 17, 2023
Application Filed
Feb 14, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
89%
With Interview (+2.4%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 878 resolved cases by this examiner. Grant probability derived from career allow rate.

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