Prosecution Insights
Last updated: July 17, 2026
Application No. 18/512,522

MODULATING BONE MORPHOGENIC PROTEIN (BMP) SIGNALING IN THE TREATMENT OF ALZHEIMER'S DISEASE

Non-Final OA §103
Filed
Nov 17, 2023
Priority
Dec 11, 2020 — provisional 63/124,644 +1 more
Examiner
JOHANSEN, PETER N.
Art Unit
1644
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Board of Trustees of the Leland Stanford Junior University
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
7m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
126 granted / 212 resolved
-0.6% vs TC avg
Strong +23% interview lift
Without
With
+22.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
68 currently pending
Career history
270
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
50.3%
+10.3% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
9.1%
-30.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 212 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's reply to the Restriction Requirement, dated April 26, 2026, has been received. By way of this submission, Applicant has elected, without traverse, the species of a guide RNA and inhibition of BMPR1A. Claims 1-13 are pending in the application. Claims 5, 7-8, and 10-12 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on April 26, 2026. Claims 1-4, 6, 9, and 13 are therefore under examination before the Office. Specification The disclosure is objected to because it contains an embedded hyperlink and/or other form of browser-executable code at paragraph 0102. Applicant is required to delete the embedded hyperlink and/or other form of browser-executable code; references to websites should be limited to the top-level domain name without any prefix such as http:// or other browser-executable code. See MPEP § 608.01. Claim Objections Claim 6 is objected to because of the following informalities: the claim refers to “the” nucleic acid. Appropriate correction is required. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4, 6, 9, and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Chen ("Inhibiting The Bmp Pathway Rescues Neural Stem Cell Defects In Alzheimer's Disease" ProQuest Dissertations, November 20, 2019, cited in IDS) in view of Park (Nat Neurosci. 2019 Apr;22(4):524-528). Chen teaches that BMP signaling is increased in a model of Alzheimer's Disease, and that self-renewal defects seen in Alzheimer's Disease neural stem cells can be rescued by employing a small molecule inhibitor of BMP (page 64, last paragraph). Chen also teaches that increased BMP signaling may be the cause of increased astrogliosis seen in Alzheimer's Disease (page 68, last paragraph). Chen also teaches that use of a BMP receptor inhibitor rescues self-renewal deficits in Alzheimer's Disease, suggesting that this may treat the disease (page vi, also see page x: "A BMPR Inhibitor Rescues Neural Stem Cell Deficits in Human Alzheimer's Model"). Chen further teaches that inhibition of BMP signaling by administration of LDN-193189 increases self-renewal of cells (Figure 31), which is pertinent to claims 2-3. According to Applicant's specification at paragraph 0061, LDN-193189 is a small molecule inhibitor of BMPR-1A ("In some embodiments, the small molecule inhibitor is LDN193189 (or DM3189; CAS No. 1062368-24-4). See e.g., WO Patent Publications WO2009/114180, WO2012/100229, all of which are incorporated herein by reference for teaching of the LDN193189 small molecule inhibitor."). However, Chen does not teach a guide RNA. Park teaches that gene editing with CRISPR-Cas9 is a useful method to inhibit activity of a protein for the purpose of treating Alzheimer's disease (Figure 2). Park also teaches that this method is more efficient than chemical inhibition (page 527, left column). Park also teaches that this method replies upon a guide RNA that targets Cas9 to the appropriate location (page 524, left column, last paragraph: "In the present study, we tested whether Cas9 and single-guide RNAs (sgRNAs) loaded into an amphiphilic nanocomplex could lead to efficient gene targeting in post-mitotic neurons in vivo."). It would have been prima facie obvious for a person of ordinary skill in the art as of the effective filing date to combine the teachings of Chen and Park to arrive at the claimed invention. An ordinary artisan would have been motivated to do so, and have a reasonable expectation of success, since both Chen and Park are concerned with treatments for Alzheimer's disease. Inhibition of BMPR-1A was known to be useful in treating Alzheimer's disease by increasing self-renewal of neural stem cells, according to the teachings of Chen. Park teaches that gene editing with CRISPR-Cas9 guide RNAs are one such method to achieve inhibition of genes known to be relevant for Alzheimer's disease. One of ordinary skill could apply the guide RNA and Cas9 complex of Park to inhibit BMPR-1A according to Chen, with each component of the combination performing its known, usual function, and the combination would yield nothing more than predictable results. Conclusion No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PETER JOHANSEN whose telephone number is (571)272-0280. The examiner can normally be reached Monday-Friday, 7:00 to 3:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Samira Jean-Louis can be reached at (571) 270-3503. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PETER JOHANSEN/Examiner, Art Unit 1644
Read full office action

Prosecution Timeline

Nov 17, 2023
Application Filed
May 21, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
82%
With Interview (+22.8%)
3y 3m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 212 resolved cases by this examiner. Grant probability derived from career allowance rate.

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