Prosecution Insights
Last updated: May 28, 2026
Application No. 18/512,557

Liquid Ejecting Head And Liquid Ejecting Apparatus

Non-Final OA §103§DOUBLEPATENT
Filed
Nov 17, 2023
Priority
Nov 18, 2022 — JP 2022-184626
Examiner
MRUK, GEOFFREY S
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Seiko Epson Corporation
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
1068 granted / 1158 resolved
+24.2% vs TC avg
Minimal +3% lift
Without
With
+3.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 12m
Avg Prosecution
25 currently pending
Career history
1175
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
75.6%
+35.6% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1158 resolved cases

Office Action

§103 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species A, claims 1-3, 5-8, 10, 12-14, and 18-20 in the reply filed on 02 December 2025 is acknowledged. Claims 4, 9, 11, and 15-17 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 02 December 2025. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The reference cited in the information disclosure statement (IDS) submitted on 17 November 2023, has been considered. Drawings The drawings received on 17 November 2023 are accepted. Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Examiner’s Note The examiner has pointed out particular references contained in the prior art of record in the body of this action for the convenience of the applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. Applicant should consider the entire prior art as applicable as to the limitations of the claims. It is respectfully requested from the applicant, in preparing the response, to consider fully the entire references as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 2 are rejected under 35 U.S.C. 103 as being unpatentable over Yagi (US 7,753,497). With respect to claim 1, Yagi discloses a liquid ejecting head comprising: a wiring substrate (Fig. 8, element 202); a plurality of pressure chambers (Fig. 2, element 142) that accommodate a liquid and communicate with nozzles (Fig. 2, element 152; Column 6, lines 38-47); a drive element (Fig. 2, element 144) that is electrically coupled (Fig. 8, element 144) to the wiring substrate and changes a pressure in the pressure chamber (Column 7, line 62 – Column 8, line 5); and a humidity detection section (Fig. 8, element 230) that is electrically coupled (Fig. 8, i.e. ground) to the wiring substrate and is disposed for detection of humidity (Column 15, lines 31-49). The examiner notes to applicant that the limitations concerning the electrical couplings are broad in scope and would have been obvious to one of ordinary skill in the art in view of Yagi as applied above. With respect to claim 2, Yagi discloses the drive element (Fig. 8, element 144) is a piezoelectric element (Column 6, line 45) including a first drive electrode (Fig. 8, element 158), a second drive electrode (Fig. 8, element 160), and a piezoelectric body (Fig. 8, element 156), the piezoelectric body being provided between the first drive electrode and the second drive electrode in a lamination direction (Fig. 8, i.e. up/down direction) in which the first drive electrode, the second drive electrode, and the piezoelectric body are laminated, the first drive electrode is individually provided (Column 9, line 15, i.e. higher potential) for each of the plurality of pressure chambers, and the second drive electrode is commonly provided (Column 9, lines 16-17, i.e. lower potential) for the plurality of pressure chambers (Column 8, line 67 – Column 9, line 3). Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-3, 5-8, 10, 12-14, and 18-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-15 of U.S. Patent No. 12,427,770. Although the claims at issue are not identical, they are not patentably distinct from each other because U.S. Patent No. 12,427,770 claims a similar liquid ejecting head. The instant claims are broader in scope than the claims in U.S. Patent No. 12,427,770 because the instant claims broaden limitations from “an interlayer of which capacitance changes according to humidity” to “a humidity detection section”. In addition, the instant application rearranges limitations such as the “first detection electrodes”, the “second detection electrodes”, the “wiring substrate”, and it is obvious to use the interlayer of claims 1 and 10 in U.S. Patent No. 12,427,770 to measure temperature. It would have been obvious to one of ordinary skill in the art since the broadening and/or rearranging of these elements does not alter the device of the invention as a whole. Conclusion In view of the foregoing, the above claims have failed to patentably distinguish over the applied art. The remaining references listed on forms 892 and 1449 have been reviewed by the examiner and are considered to be cumulative to or less material than the prior art references relied upon in the rejection above. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Geoffrey Mruk whose telephone number is (571)272-2810. The examiner can normally be reached M-F 8-4:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricardo Magallanes can be reached at (571) 272-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GEOFFREY S MRUK/Primary Examiner, Art Unit 2853 01/13/2026
Read full office action

Prosecution Timeline

Nov 17, 2023
Application Filed
Jan 29, 2026
Non-Final Rejection mailed — §103, §DOUBLEPATENT
Apr 10, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

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INK JET RECORDING METHOD, INK JET RECORDING APPARATUS AND INK STORAGE BAG
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PIEZOELECTRIC PUMP, LIQUID DISCHARGE HEAD, AND LIQUID DISCHARGE APPARATUS
3y 2m to grant Granted May 12, 2026
Patent 12611862
LIQUID EJECTING HEAD AND LIQUID EJECTING APPARATUS
2y 9m to grant Granted Apr 28, 2026
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Patent 12611866
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2y 1m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
95%
With Interview (+3.0%)
1y 12m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1158 resolved cases by this examiner. Grant probability derived from career allowance rate.

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