DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Information Disclosure Statement
The information disclosure statement (IDS) filed on 11/19/2023 was considered and placed on the file of record by the examiner.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
Claims 1, 2, 5, 6 are rejected under 35 U.S.C. 101 because the claimed invention is directed to abstract idea without significantly more.
In its recent decision, Alice Corporation Pty. Ltd. v. CLS Bank International, et al. {“Alice Corp.’’), the Supreme Court made clear that it applies the framework set forth in Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U.S._(2012) {Mayo), to analyze claims directed towards laws of nature and abstract idea. Alice Corp. also establishes that the same analysis applies for all categories of claims (e.g., product and process claims). The basic inquiries to determine subject matter eligibility remain the same as explained in MPEP 2106(1). First, determine whether the claim is directed to one of the four statutory categories of invention, i.e., process, machine, manufacture, or composition of matter. Next, determine if the claim is directed towards a judicial exception (i.e., law of nature, natural phenomenon, and abstract idea). The two-part test provided in Alice Corp. to determine whether a claim directed towards an abstract idea is statutory under § 101 requires an evaluation to determined 1) whether the claims is directed to an abstract idea and 2) if an abstract idea is present in the claim, whether the claim amounts to significantly more than the abstract idea itself. Examples of abstract ideas reference in Alice Corp. include:
- Fundamental economic principles
- Certain methods of organizing human activities
- An idea of itself
- Mathematical relationships/formulas
In accordance with judicial precedent, the 2019 Revised Patent Subject Matter Eligibility Guidance sets forth a procedure to determine whether a claim is ‘‘directed to’’ a judicial exception. Under the procedure, if a claim recites a judicial exception (a law of nature, a natural phenomenon, or an abstract idea), it must then be analyzed to determine whether the recited judicial exception is integrated into a practical application of that exception. A claim is not ‘‘directed to’’ a judicial exception, and thus is patent eligible, if the claim as a whole integrates the recited judicial exception into a practical application of that exception. A claim that integrates a judicial exception into a practical application will apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception.
Step 1 - Statutory Category
The claims 1, 2, 5, 6 recite a process receiving images of poultry, emitting beams, determining poultry movement, and triggering an alert, therefore it recites at least one of the enumerated categories, a process, eligible subject matter in 35 USC 101. Accordingly, claims 1, 2, 5, 6 satisfy Step 1.
Step 2A(i) -Focus of the Claim
As a result, the claims 1, 2, 5, 6 will be reviewed under Step 2A(i) to determine whether the claim is directed to one of the judicially recognized exceptions (i.e., a law of nature, a natural phenomenon, or an abstract idea). Alice, 573 U.S. at 217. As part of this inquiry, we must "look at the 'focus of the claimed advance over the prior art' to determine if the claim's 'character as a whole' is directed to excluded subject matter." Affinity Labs of Tex., LLC v. DIRECTV, LLC, 838 F.3d 1253, 1257 (Fed. Cir. 2016) (citations omitted). The claims recite emitting beams, determining poultry movement, and triggering an alert indicating movement of poultry, thus the organization of human activity such as surveillance of objects.
The court have ruled that receiving and authenticating identity data to permit access was abstract since the functions were claimed generically rather than offering a "'concrete, specific solution" See Prisnz Technologies LLC v. T-Afobile USA, 696 F. App'x 1014 (Fed. Cir.2017). Abstract ideas include the concepts of collecting data, recognizing certain data within the collected data set, storing the data in memory, and notifying the user of the results. Content Extraction & Transmission LLC v. Wells Fargo Bank, N.A. Ass 'n, 776 F.3d 1343, 1347 (Fed. Cir. 2014); see also Smart Sys. Innovations, LLC v. Chicago Transit Auth., 873 F.3d 1364, 1372 (Fed. Cir. 2017) (concluding "claims directed to the collection, storage, and recognition of data are directed to an abstract idea"). Moreover, the reviewing court has concluded that acts of parsing, comparing, storing, and editing data are abstract ideas. Berkheimer v. HP Inc., 890 F.3d 1369, 1370 (Fed. Cir. 2018). In addition, the collection of information and analysis of information ( e.g., recognizing certain data within the dataset, such as rules) are also abstract ideas. Elec. Power Grp., LLC v. Alstom SA., 830 F.3d 1350, 1353 (Fed. Cir. 2016). Similarly, "collecting, displaying, and manipulating data" is an abstract idea. Intellectual Ventures I LLC v. Capital One Fin. Corp., 850 F.3d 1332, 1340 (Fed. Cir. 2017); see also SAP Am., Inc. v. InvestPic, LLC, 898 F.3d 1161, 1167 (Fed. Cir. 2018) ("[M]erely presenting the results of abstract processes of collecting and analyzing information ... is abstract as an ancillary part of such collection and analysis").
The process of receiving images of objects monitored, emitting beams on the objects, and outputting a response or alert based on the object’s movement is a method of organizing human activity, as considered under MPEP § 2106.04(a)(2)(II), Certain Methods of Organizing Human Activity. Therefore, claims 1, 2, 5, 6 recite an abstract idea.
Step 2A(ii) -Practical Application
Limitations that are indicative of integration into a practical application when recited in a claim with a judicial exception include:
Improvements to the functioning of a computer, or to any other technology or technical field, as discussed in MPEP 2106.05(a);
Applying or using a judicial exception to affect a particular treatment or prophylaxis for disease or medical condition – see Vanda Memo
Applying the judicial exception with, or by use of, a particular machine, as discussed in MPEP 2106.05(b);
Effecting a transformation or reduction of a particular article to a different state or thing, as discussed in MPEP 2106.05(c); and
Applying or using the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception, as discussed in MPEP 2106.05(e) and the Vanda Memo issued in June 2018.
Limitations that are not indicative of integration into a practical application when recited in a claim with a judicial exception include:
Adding the words “apply it” (or an equivalent) with the judicial exception, or mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea, as discussed in MPEP 2106.05(f);
Adding insignificant extra-solution activity to the judicial exception, as discussed in MPEP 2106.05(g); and
Generally linking the use of the judicial exception to a particular technological environment or field of use, as discussed in MPEP 2106.05(h).
In this instance, this judicial exception is not integrated into a practical application because the claims merely detect objects in images, emitting beams, determine the movement of the objects, and based on the object’s movement, output information and trigger an alert. The claims do not provide an improvement to the functionality of a computer or image analysis technical field; the claims are not implemented with or used with a particular machine; the claims do not transform an article to a different state or thing when locating objects in images and triggering an alert; and the claims do not provide a meaningful way of analyzing image regions in the image analysis technical environment.
Step 2B - Inventive Concept
As set forth under MPEP § 2106.05( d), only if a claim: (1) recites a judicial exception; and (2) does not integrate that exception into a practical application, do we then look under Step 2B to determine; (3) whether the claim adds a specific limitation beyond the judicial exception that is not "well-understood, routine, conventional activity" (WURC) in the field; or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception.
Having determined claims 1, 2, 5, 6 is directed to an abstract idea that is not integrated into a practical application, we now evaluate whether the additional elements, whether examined alone or as an ordered combination, add a specific limitation that is not well-understood, routine, or conventional activity in the field, or simply append well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the abstract idea. See generally Revised Guidance.
It is possible that a claim that does not ‘‘integrate’’ a recited judicial exception is nonetheless patent eligible. For example, the claim may recite additional elements that render the claim patent eligible even though a judicial exception is recited in a separate claim element. Along these lines, the Federal Circuit has held claims eligible at the second step of the Alice/Mayo test because the additional elements recited in the claims provided ‘‘significantly more’’ than the recited judicial exception (e.g., because the additional elements were unconventional in combination).
Limitations reference in Alice Corp. that may be enough to quality as “significantly more” when recited in a claim with an abstract idea include, as nonexclusive examples:
- Improvements to another technology or technical field
- Improvements to the functioning of the computer itself
- Meaningful limitations beyond generally linking the use of an abstract idea to a particular technological environment
Examples that are not enough to quality as “significantly more” when recited in a claim with an abstract idea include, as non-limiting or non-exclusive example:
- Adding the words “apply it” (or an equivalent) with an abstract idea, or mere instructions to implement an abstract idea on a computer
- Requiring no more than a generic computer to perform generic computer functions that are well-understood, routine and conventional activities previously known to the industry
The additional elements recited in claims 1, 2, 5, 6 are well-understood, routine, and conventional steps in image analysis and surveillance. The claims 1, 2, 5, 6 do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the claims are directed to viewing an image and determining location of objects.
Additionally, as noted in MPEP § 2106.05(d)(II), the courts have previously recognized that using computer processors and memories to collect data and keep records, perform repetitive calculations, and/or receive/send data are well-understood, routine, and conventional functions when they are claimed in a merely generic manner (e.g., at a high level of generality) or as insignificant extra-solution activity (see MPEP § 2106.05(d)(II)(i)-(iv)). See also Berkheimer, 881 F.3d at 1366 (acts of parsing, comparing, storing, and editing data are abstract ideas); SAP Am., Inc. v. Investpic, LLC, 890 F.3d 1016, 1021 (Fed. Cir. 2018) ("[M]erely presenting the results of abstract processes of collecting and analyzing information ... is abstract as an ancillary part of such collection and analysis"); Intellectual Ventures I, 850 F .3d at 1340 ("[C]ollecting, displaying, and manipulating data" is an abstract idea); Smart Sys. Innovations, 873 F .3d at 1372 (concluding "claims directed to the collection, storage, and recognition of data are directed to an abstract idea.").
In claims 1, 2, 5, 6, the steps of receiving images of poultry, emitting a beam on the poultry, and determining whether the poultry has moved is not an improvement to a fundamental practice and/or method of organizing human activity. The claims do not include additional elements that are sufficient to amount to significantly more than generalized steps well-known and routine in the art such as image detection and object localization. Therefore, claims 1, 2, 5, 6 are directed to patent-ineligible abstract idea that is not integrated into a practical application, with steps that do not add significantly more to the abstract idea. Claims 1, 2, 5, 6 are ineligible. Claims 3 and 7 are eligible, and dependent claims 4 and 8 based on their dependency.
Allowable Subject Matter
The related prior art, Eftelioglu et al. (US 2023/0172167) teaches a method for assessing poultry or livestock welfare can include receiving video data corresponding to at least a portion of a flock within a field of view, using the received video data, automatically establishing a plurality of movement trajectories corresponding to respective portions of the field of view, the movement trajectories corresponding to tracked individual members of the flock.
Claims 3, 4, 7, 8 are objected, and allowed if incorporated into independent claims 1 and 5.
“wherein in a step of calculating the first activity according to the plurality of first images, the processor is further configured to binarize each of the plurality of first images to distinguish the poultry area and the background area of each of the plurality of first images, divide each of the plurality of first images into a plurality of image units;
calculate a density of the poultry area in each of the plurality of image units; and
calculate density change in all of the plurality of image units between the consecutive first images, and calculate a sum of the density changes in all of the plurality of image units to obtain the first activity.”
“wherein a step of calculating the first activity according to the plurality of first images includes steps of:
binarizing each of the plurality of first images to distinguish the poultry area and the background area of each of the plurality of first images;
dividing each of the plurality of first images into a plurality of image units;
calculating a density of the poultry area in each of the plurality of image units; and
calculating density change in all of the plurality of image units between the consecutive first images, and calculating a sum of the density changes in all of the plurality of image units to obtain the first activity.”
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Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENNY A CESE whose telephone number is (571). The examiner can normally be reached on Monday – Friday, 9am – 4pm.
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/Kenny A Cese/
Primary Examiner, Art Unit 2663