Prosecution Insights
Last updated: May 29, 2026
Application No. 18/514,083

SYSTEMS AND METHODS FOR GENERATING A VIRTUAL DEPICTION OF AN ORTHODONTIC TREATMENT

Non-Final OA §101
Filed
Nov 20, 2023
Priority
Mar 20, 2017 — provisional 62/474,026 +3 more
Examiner
KABIR, SAAD M
Art Unit
2119
Tech Center
2100 — Computer Architecture & Software
Assignee
Align Technology, Inc.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
230 granted / 336 resolved
+13.5% vs TC avg
Strong +23% interview lift
Without
With
+23.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
24 currently pending
Career history
368
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
79.0%
+39.0% vs TC avg
§102
17.0%
-23.0% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 336 resolved cases

Office Action

§101
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim(s) 2-21 is/are rejected under 35 U.S.C. 101 because the claimed invention is directed to a judicial exception (specifically, an abstract idea) without significantly more. As per the 2019 Patent Eligibility Guidance, claim(s) 2-21 are eligible as per the Step 1 (statutory) analysis. However, as per the Step 2A Prong One (abstract idea, law of nature or natural phenomenon) analysis, the claimed invention in claim(s) 2-21 is directed to a judicial exception (specifically, an abstract idea); this is because the claims recite receiving data and manipulating data all of which fall under a sub-category of abstract ideas, namely mental processes. Specifically, machine claim 2 and corresponding method claim 12 recite receiving image data, and using, i.e. manipulating, the data to generate further image data, where the further image data is then displayed to a user. These claim steps can be practically performed by the human mind (including the use of pen and paper), where a received image data can be used to create further image data. As per the Step 2A Prong Two (practical application) analysis, this judicial exception is not integrated into a practical application because claim(s) 2-21 simply recite data gathering and manipulation which are not incorporated into any such practical application which applies the gathered and manipulated data. Specifically, machine claim 2 and corresponding method claim 12 do not apply the generated further image data into a practical application that is recited within the claims other than displaying, which is no more than an insignificant extra-solution activity. As per the Step 2B (significantly more) analysis, claim(s) 2-21 does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the claims only recite functional units where the functions (of gather and manipulating data) are related to one another, without the recitation of any non-generic hardware that incorporates such data gathering and manipulation. Specifically, machine claim 2 and corresponding method claim 12 do not recite any additional element that amounts to significantly more than the mental processes outlined above, other than displaying, which is no more than an insignificant extra-solution activity using generic display hardware. Similarly, machine claims 3-4, 8 and corresponding method claims 13-14 and 18 recite in further detail the type of received data (training data and 2D images of patient), which still do not recite anything more than the judicial exception outlined above (Step 2A Prong One); nor are the claims’ limitations incorporated into any further practical application because they simply recite in more detail what data is being received (Step 2A Prong Two); nor do they recite any additional elements, other than receiving data, that amount to significantly more than the judicial exception outlined above (Step 2B). Similarly, machine claims 5-7 and 11 and corresponding method claims 15-17 and 21 recite in further detail the data manipulation (creating further images from the received image data by performing refining of input data to the manipulation, and rendering/building the further images in a certain manner), which still do not recite anything more than the judicial exception outlined above (Step 2A Prong One); nor are the claims’ limitations incorporated into any further practical application because they simply recite in more detail how the data is being manipulated (Step 2A Prong Two); nor do they recite any additional elements, other than manipulating data, that amount to significantly more than the judicial exception outlined above (Step 2B). Similarly, machine claims 9-10 and corresponding method claims 19-20 recite in further detail the type of device used to receive data (imaging device with a lens or camera of a mobile phone), which still do not recite anything more than the judicial exception outlined above (Step 2A Prong One); nor are the claims’ limitations incorporated into any further practical application because they simply recite in more detail how the data is being received (Step 2A Prong Two); nor do they recite any additional elements, other than receiving data using generic hardware, i.e. camera/lens, that amount to significantly more than the judicial exception outlined above (Step 2B). It is noted that any citations to specific, pages, columns, lines, or figures in the prior art references and any interpretation of the reference should not be considered to be limiting in any way. A reference is relevant for all it contains and may be relied upon for all that it would have reasonably suggested to one having ordinary skill in the art. See MPEP 2123. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Saad M. Kabir whose telephone number is 571-270-0608 (direct fax number is 571-270-9933). The examiner can normally be reached on Mondays to Fridays 9am to 5pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mohammad Ali can be reached on 571-272-4105. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SAAD M KABIR/ Examiner, Art Unit 2119 /MOHAMMAD ALI/Supervisory Patent Examiner, Art Unit 2119
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Prosecution Timeline

Nov 20, 2023
Application Filed
May 06, 2026
Non-Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
92%
With Interview (+23.3%)
3y 3m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 336 resolved cases by this examiner. Grant probability derived from career allowance rate.

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