Prosecution Insights
Last updated: October 27, 2026
Application No. 18/514,387

COMPOSITION FOR IMPROVING COGNITIVE FUNCTION, AGENT FOR IMPROVING COGNITIVE FUNCTION, AND FOOD FOR IMPROVING COGNITIVE FUNCTION

Final Rejection §102§103
Filed
Nov 20, 2023
Priority
May 21, 2021 — JP 2021-086454 +1 more
Examiner
HAVLIN, ROBERT H
Art Unit
1626
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Ajinomoto Co., Inc.
OA Round
2 (Final)
51%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
541 granted / 1054 resolved
-8.7% vs TC avg
Strong +28% interview lift
Without
With
+28.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
81 currently pending
Career history
1163
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
30.9%
-9.1% vs TC avg
§102
25.3%
-14.7% vs TC avg
§112
28.8%
-11.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1054 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This application is a CON of PCT/JP2022/020975 (05/20/2022) and claims foreign priority to JAPAN 2021-086454 (05/21/2021). Status Rejections not reiterated are withdrawn. New Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3-8, are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Rabinowitz et al. (US20190209503). Rabinowitz teaches a nutritional supplement comprising an amino acid mixture, of glycine and serine wherein the molar ratio of glycine to serine in the supplement is about 3:1 (claim 2) which anticipates the claims. Rabinowitz teaches formulation as food compositions ([0047]). Regarding the claim language such as “for improving cognitive function” and “A cognitive function improving agent” and the like, as per MPEP 2111, claim scope is not limited by claim language that suggests or makes optional but does not require steps to be performed, or by claim language that does not limit a claim to a particular structure. These clauses do not limit the claim to a particular structure because the language describes an intended use of an otherwise fully described product. Thus, the language does not limit the claim. New Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over Mitoma et al. (US6310097) in view of Sakanak et al. (JP2002316929, cited in IDS). Mitoma teaches a method of treating cerebral dysfunction and enhancing central nerve cell survival by administering to a patient in need thereof a therapeutically effective amount of serine and glycine (claim 1) formulated as a pharmaceutical composition and food (claims 2-15). Mitoma does not specifically teach the weight ratio of the claims. Sakanaka also teaches compositions of serine and glycine as having a neuroprotective effect ([0002], [0014]) and for treating conditions including neurodegenerative diseases ([0038]). Sakanaka teaches formulations including phospholipids ([0044]). One of ordinary skill in the art following the teaching of Mitoma in view of Sakanaka and formulating the composition would be required to find the optimum dose of glycine and serine to achieve a therapeutic result. Such dose optimization is routine in the art and is a well-known result effective variable that one of ordinary in the skill in the art would consider. Thus, one of ordinary skill in the art would have optimized the dose glycine and serine in the formulation and arrive at the claimed invention with a reasonable expectation of success. With each of the claims, the level of skill in the art is very high such that one of ordinary skill in the art would consider routine the combination of elements from the teaching of the art. One of ordinary skill in the art would have recognized that the results of the combination would be predictable due to the well-known nature and optimizations routinely performed in the art. Thus, one of ordinary skill in the art would have arrived at the invention as claimed before the effective filing date with a reasonable expectation of success. Conclusion No claims allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT H HAVLIN whose telephone number is (571)272-9066. The examiner can normally be reached 9am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kortney Klinkel can be reached at (571) 270-5293. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT H HAVLIN/Primary Patent Examiner, Art Unit 1626 Iwamoto teaches the nerve protective agent (FPF-1070, aka Cerebrolysin) comprising 1.50 mg of glycine, 0.30 mg of serine and 4.30 mg of glutamic acid, and indicates that the agent is used as an agent for preventing and treating dementia (p. 199-200). Iwamoto’s composition corresponds to a glycine/serine ratio of 1.5/0.3 = 5. Regarding claims 6-7, Iwamoto teaches oral administration (p. 199). Thus Iwamoto anticipates the composition claims 1-9. Regarding claim 10 to a method for improving cognitive function by administering the composition, Iwamoto teaches that the composition is CNS protective and prevents dementia (i.e., claims 1 and 5). Thus, as with claims 1-9, claims 10-19 are anticipated. Conclusion No claims allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT H HAVLIN whose telephone number is (571)272-9066. The examiner can normally be reached 9am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kortney Klinkel can be reached at (571) 270-5293. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT H HAVLIN/Primary Patent Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
Apr 27, 2026
Non-Final Rejection mailed — §102, §103
Jul 24, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
51%
Grant Probability
80%
With Interview (+28.3%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1054 resolved cases by this examiner. Grant probability derived from career allowance rate.

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