Prosecution Insights
Last updated: October 02, 2026
Application No. 18/516,967

OPERATING DEVICE OF HUMAN-POWERED VEHICLE

Non-Final OA §102§103
Filed
Nov 22, 2023
Examiner
CAROC, LHEIREN MAE ANGLO
Art Unit
2831
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shimano Inc.
OA Round
3 (Non-Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
789 granted / 1015 resolved
+9.7% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
23 currently pending
Career history
1041
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
40.8%
+0.8% vs TC avg
§112
11.6%
-28.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1015 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 09/15/2026 has been entered. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 10-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tetsuka et al. [Tetsuka hereinafter, US 11,440,611]. In regard to claims 1 and 2, Tetsuka discloses [in Figs. 1 and 3-6] an operating device of a human-powered vehicle, the operating device comprising: a base structure [14D] mountable to a handlebar [VH3] of the human-powered vehicle; a clamp [14J] coupled to the base structure [14D], the clamp [14J] including a clamp opening [opening in 14J] through which a longitudinal center axis of the handlebar [VH3] is to extend; a circuit board [16Q] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [operating member of SW11] movably coupled to the base structure [14D]; a second operating member [operating member of SW12] movably coupled to the base structure [14D]; a third operating member [operating member of SW13] movably coupled to the base structure [14D]; a first electric switch [SW11] configured to be activated in response to a movement of the first operating member; a second electric switch [SW12] configured to be activated in response to a movement of the second operating member; a third electric switch [SW13] configured to be activated in response to a movement of the third operating member; and the first electric switch [SW11], the second electric switch [SW12], and the third electric switch [SW13] being provided on the circuit board [16Q], wherein the first electric switch [SW11], the second electric switch [SW12], and the third electric switch[SW13] are provided on the first surface. In regard to claims 10 and 12, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 1, wherein a first minimum distance is defined between the first electric switch [SW11] and the third electric switch [SW13], a second minimum distance is defined between the second electric switch [SW12] and the third electric switch [SW13], and the first minimum distance is different from the second minimum distance, wherein the first minimum distance is shorter than the second minimum distance. In regard to claim 11, Tetsuka discloses [in Figs. 1, 3-6 and 9] an operating device of a human-powered vehicle, the operating device comprising: a base structure [14D] mountable to a handlebar [VH3] of the human-powered vehicle; a clamp [14J] coupled to the base structure [14D], the clamp [14J] including a clamp opening [opening in 14J] through which a longitudinal center axis of the handlebar [VH3] is to extend; a circuit board [16Q] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [operating member of SW11] movably coupled to the base structure [14D]; a second operating member [operating member of SW12] movably coupled to the base structure [14D]; a third operating member [operating member of SW13] movably coupled to the base structure [14D]; a first electric switch [SW11] configured to be activated in response to a movement of the first operating member; a second electric switch [SW12] configured to be activated in response to a movement of the second operating member; a third electric switch [SW13] configured to be activated in response to a movement of the third operating member; and a first minimum distance is defined between the first electric switch [SW11] and the third electric switch [SW13], a second minimum distance is defined between the second electric switch [SW12] and the third electric switch [SW13], and the first minimum distance is different from the second minimum distance. In regard to claim 13, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 1, further comprising a circuit board support [16A], wherein the circuit board [16Q] is fastened to the circuit board support [16A], and the circuit board support [16A] is a separate member from the base structure [14D]. In regard to claim 14, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 13, wherein the circuit board support [16A] at least partially overlaps the circuit board [16Q] as viewed in a first direction perpendicular to the first surface. In regard to claim 15, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 13, wherein the circuit board support [16A] is fastened to the second surface of the circuit board [ 16Q]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3-6, 9, 16 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Tetsuka et al. [Tetsuka hereinafter, US 11,440,611] in view of Leng [US 6,525,283]. In regard to claims 3 and 4, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 1. Tetsuka does not disclose that the first operating member is pivotally coupled to the base structure about a first pivot axis, and the second operating member is pivotally coupled to the base structure about a second pivot axis, wherein the second pivot axis is provided between the first electric switch and the second electric switch as viewed in a first direction perpendicular to the first surface. Leng teaches [in Figs. 4 and 5] the first operating member [annotated below] is pivotally coupled to the base structure [11] about a first pivot axis, and the second operating member [annotated below] is pivotally coupled to the base structure [11] about a second pivot axis, wherein the second pivot axis is provided between the first electric switch [annotated below] and the second electric switch [annotated below] as viewed in a first direction perpendicular to the first surface. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to replace the operating members of Tetsuka with the operating members of Leng in order to enable switch actuation as desired. PNG media_image1.png 546 427 media_image1.png Greyscale In regard to claim 5, Tetsuka discloses [in Figs. 1 and 3-6] an operating device of a human-powered vehicle, the operating device comprising: a base structure [14D] mountable to a handlebar [VH3] of the human-powered vehicle; a clamp [14J] coupled to the base structure [14D], the clamp [14J] including a clamp opening [opening in 14J] through which a longitudinal center axis of the handlebar [VH3] is to extend; a circuit board [16Q] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [operating member of SW11] movably coupled to the base structure [14D]; a second operating member [operating member of SW12] movably coupled to the base structure [14D]; a third operating member [operating member of SW13] movably coupled to the base structure [14D]; a first electric switch [SW11] configured to be activated in response to a movement of the first operating member; a second electric switch [SW12] configured to be activated in response to a movement of the second operating member; a third electric switch [SW13] configured to be activated in response to a movement of the third operating member. Tetsuka does not disclose that the first operating member is pivotally coupled to the base structure about a first pivot axis, the second operating member is pivotally coupled to the base structure about a second pivot axis, and the second pivot axis is provided between the first electric switch and the second electric switch as viewed in a first direction perpendicular to the first surface. Leng teaches [in Figs. 4 and 5] that the first operating member [annotated above] is pivotally coupled to the base structure [11] about a first pivot axis, the second operating member [annotated above] is pivotally coupled to the base structure [11] about a second pivot axis, and the second pivot axis is provided between the first electric switch [annotated above] and the second electric switch [annotated above] as viewed in a first direction perpendicular to the first surface. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to replace the operating members of Tetsuka with the operating members of Leng in order to enable switch actuation as desired. In regard to claims 6 and 9, Tetsuka discloses some of the limitations of the operating device according to claim 3. Tetsuka does not disclose that the second pivot axis is provided between the second electric switch and the third electric switch as viewed in a first direction perpendicular to the first surface or that the first pivot axis is spaced apart from the second pivot axis as viewed in a first direction perpendicular to the first surface. Leng teaches in [Figs. 4 and 5] that the second pivot axis is provided between the second electric switch [annotated above] and the third electric switch [annotated above] as viewed in a first direction perpendicular to the first surface and that the first pivot axis is spaced apart from the second pivot axis as viewed in a first direction perpendicular to the first surface. It would have been obvious to one of ordinary skill in the art before the effective filing date to provide pivot axes for the pivotally coupled operating members in order to enable switch actuation as desired. In regard to claims 16 and 17, Tetsuka discloses [in Figs. 1 and 3-6] the operating device according to claim 13. Tetsuka does not disclose a support fastener configured to fasten the circuit board to the circuit board support, wherein the circuit board support includes a support fastener hole, and the support fastener is at least partially provided in the support fastener hole. Leng teaches [in Figs. 4 and 5] a support fastener [16] configured to fasten the circuit board [41] to the circuit board support [14], wherein the circuit board support [14] includes a support fastener hole [under 15], and the support fastener is at least partially provided in the support fastener hole [wall portion surrounding 16]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to combine the support fastener and support fastener hole of Leng with the operating device of Tetsuka in order to firmly secure the parts of the switch. Allowable Subject Matter Claims 7, 8 and 18-21 remain objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LHEIREN MAE A CAROC whose telephone number is (571)272-2730. The examiner can normally be reached Monday-Friday, 9:00am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Luebke can be reached at 571-272-2009. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LHEIREN MAE A CAROC/Primary Examiner, Art Unit 2831
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Prosecution Timeline

Nov 22, 2023
Application Filed
Jan 22, 2026
Non-Final Rejection mailed — §102, §103
Apr 01, 2026
Response Filed
Jun 17, 2026
Final Rejection mailed — §102, §103
Aug 07, 2026
Response after Non-Final Action
Sep 15, 2026
Request for Continued Examination
Sep 17, 2026
Response after Non-Final Action
Sep 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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DIGITAL DISPLAY POWER SWITCH
2y 5m to grant Granted Sep 29, 2026
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4y 4m to grant Granted Sep 15, 2026
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3y 9m to grant Granted Sep 15, 2026
Patent 12731741
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2y 9m to grant Granted Sep 08, 2026
Patent 12724445
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2y 11m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+14.1%)
2y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1015 resolved cases by this examiner. Grant probability derived from career allowance rate.

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