Prosecution Insights
Last updated: July 17, 2026
Application No. 18/516,967

OPERATING DEVICE OF HUMAN-POWERED VEHICLE

Final Rejection §102
Filed
Nov 22, 2023
Examiner
CAROC, LHEIREN MAE ANGLO
Art Unit
2831
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shimano Inc.
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
782 granted / 1004 resolved
+9.9% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
38 currently pending
Career history
1033
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
64.3%
+24.3% vs TC avg
§102
26.2%
-13.8% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1004 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6, 9-17 and 22 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Leng [US 6,525,283]. In regard to claim 1, Leng discloses [in Figs. 4 and 5] an operating device of a human-powered vehicle, the operating device comprising: a base structure [11] mountable to a handlebar [1] of the human-powered vehicle; a circuit board [41] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [annotated below] movably coupled to the base structure [11]; a second operating member [annotated below] movably coupled to the base structure [11]; a third operating member [annotated below] movably coupled to the base structure [11]; a first electric switch [annotated below] configured to be activated in response to a movement of the first operating member; a second electric switch [annotated below] configured to be activated in response to a movement of the second operating member; a third electric switch [annotated below] configured to be activated in response to a movement of the third operating member; and the first electric switch, the second electric switch, and the third electric switch being provided on the circuit board [41]. PNG media_image1.png 546 427 media_image1.png Greyscale In regard to claim 2, Leng discloses [in Figs. 4 and 5] the operating device according to claim 1, wherein the first electric switch, the second electric switch, and the third electric switch are provided on the first surface. In regard to claims 3 and 4, Leng discloses [in Figs. 4 and 5] the operating device according to claim 1, wherein the first operating member is pivotally coupled to the base structure [11] about a first pivot axis, and the second operating member is pivotally coupled to the base structure [11] about a second pivot axis, wherein the second pivot axis is provided between the first electric switch and the second electric switch as viewed in a first direction perpendicular to the first surface. In regard to claim 5, Leng discloses [in Figs. 4 and 5] an operating device of a human-powered vehicle, the operating device comprising: a base structure [11] mountable to a handlebar of the human-powered vehicle; a circuit board [41] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [annotated above] movably coupled to the base structure [11]; a second operating member [annotated above] movably coupled to the base structure [11]; a third operating member [annotated above] movably coupled to the base structure [11]; a first electric switch [annotated above] configured to be activated in response to a movement of the first operating member; a second electric switch [annotated above] configured to be activated in response to a movement of the second operating member; a third electric switch [annotated above] configured to be activated in response to a movement of the third operating member; and the first operating member is pivotally coupled to the base structure [11] about a first pivot axis, the second operating member is pivotally coupled to the base structure [11] about a second pivot axis, and the second pivot axis is provided between the first electric switch and the second electric switch as viewed in a first direction perpendicular to the first surface. In regard to claim 6, Leng discloses [in Figs. 4 and 5] the operating device according to claim 3, wherein the second pivot axis is provided between the second electric switch and the third electric switch as viewed in a first direction perpendicular to the first surface. In regard to claim 9, Leng discloses [in Figs. 4 and 5] the operating device according to claim 3, wherein the first pivot axis is spaced apart from the second pivot axis as viewed in a first direction perpendicular to the first surface. In regard to claim 10, Leng discloses [in Figs. 4 and 5] the operating device according to claim 1, wherein a first minimum distance is defined between the first electric switch and the third electric switch, a second minimum distance is defined between the second electric switch and the third electric switch, and the first minimum distance is different from the second minimum distance. In regard to claim 11, Leng discloses [in Figs. 4 and 5] an operating device of a human-powered vehicle, the operating device comprising: a base structure [11] mountable to a handlebar of the human-powered vehicle; a circuit board [41] including a first surface and a second surface provided on a reverse side of the first surface; a first operating member [annotated above] movably coupled to the base structure [11]; a second operating member [annotated above] movably coupled to the base structure [11]; a third operating member [annotated above] movably coupled to the base structure [11]; a first electric switch [annotated above] configured to be activated in response to a movement of the first operating member; a second electric switch [annotated above] configured to be activated in response to a movement of the second operating member; a third electric switch [annotated above] configured to be activated in response to a movement of the third operating member; and a first minimum distance is defined between the first electric switch and the third electric switch, a second minimum distance is defined between the second electric switch and the third electric switch, and the first minimum distance is different from the second minimum distance. In regard to claim 12, Leng discloses [in Figs. 4 and 5] the operating device according to claim 10, wherein the first minimum distance is shorter than the second minimum distance. In regard to claim 13, Leng discloses [in Figs. 4 and 5] the operating device according to claim 1, further comprising a circuit board support [14], wherein the circuit board [41] is fastened to the circuit board support [14], and the circuit board support [14] is a separate member from the base structure [11]. In regard to claim 14, Leng discloses [in Figs. 4 and 5] the operating device according to claim 13, wherein the circuit board support [14] at least partially overlaps the circuit board [41] as viewed in a first direction perpendicular to the first surface. In regard to claim 15, Leng discloses [in Figs. 4 and 5] the operating device according to claim 13, wherein the circuit board support [14] is fastened to the second surface of the circuit board [41]. In regard to claims 16 and 17, Leng discloses [in Figs. 4 and 5] the operating device according to claim 13, further comprising a support fastener [16] configured to fasten the circuit board [41] to the circuit board support [14], wherein the circuit board support [14] includes a support fastener hole [under 15], and the support fastener is at least partially provided in the support fastener hole [wall portion surrounding 16]. In regard to claim 22, Leng discloses [in Figs. 4 and 5] the operating device according to claim 1, wherein the base structure [11] includes an opening [opening under 11 which connects 11 to 6 via 18’,19] through which the handlebar [1] is to extend. Allowable Subject Matter Claims 7, 8 and 18-21 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. In regard to claim 19, in combination with other limitations, a power source holder configured to hold an electric power source, wherein the circuit board support is coupled to the power source holder is neither disclosed nor suggested by the prior art. Response to Arguments Applicant's arguments filed 04/01/2026 have been fully considered but they are not persuasive. In regard to claims 1, 5 and 11, Applicant argues that “Leng does not disclose a base structure mountable to a handlebar of the human-powered vehicle.” The Examiner disagrees. A handlebar is defined as “the curved steering bar of a bicycle, motorcycle, etc., placed in front of the rider and gripped by the hands” [https://www.dictionary.com/browse/handlebar]. Based on this definition of handlebar, Leng does disclose a handlebar as recited in claims 1, 5 and 11, as detailed in the rejections above. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LHEIREN MAE A CAROC whose telephone number is (571)272-2730. The examiner can normally be reached Monday-Friday, 9:00am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Luebke can be reached at 571-272-2009. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LHEIREN MAE A CAROC/Primary Examiner, Art Unit 2831
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Prosecution Timeline

Nov 22, 2023
Application Filed
Jan 22, 2026
Non-Final Rejection mailed — §102
Apr 01, 2026
Response Filed
Jun 17, 2026
Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+13.6%)
2y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1004 resolved cases by this examiner. Grant probability derived from career allowance rate.

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