Prosecution Insights
Last updated: April 19, 2026
Application No. 18/517,386

DC-DC CONVERTER AND VEHICLE

Non-Final OA §102
Filed
Nov 22, 2023
Examiner
LAXTON, GARY L
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Panasonic Intellectual Property Management Co., Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
93%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
943 granted / 1090 resolved
+18.5% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
26 currently pending
Career history
1116
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
34.8%
-5.2% vs TC avg
§102
40.3%
+0.3% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1090 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Inventorship This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Information Disclosure Statement The information disclosure statements submitted on 11/22/2023 and 8/21/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Objections Claims 4 and 5 are objected to because of the following informalities: Claim 4 recites the limitation "the diode" in line 6. There is insufficient antecedent basis for this limitation in the claim. There would be at least 4 diodes the applicant could be referring to. The applicant should indicate exactly which specific diode is being referenced for proper antecedent basis. Claim 5 recites the limitation "a voltage" in line 12. There is insufficient antecedent basis for this limitation in the claim. A voltage was also claimed in line 6. Please label each limitation separately and individually in order to avoid confusing limitations with each other. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-5, 9 and 10 is/are rejected under 35 U.S.C. 102a1/a2 as being anticipated by Shimada et al. (US 20150214847). Claims 1, 9 and 10; Shimada et al. disclose a DC-DC converter comprising: a DC-AC conversion circuit (H1-H4) that converts a DC input voltage (V1) into a primary AC voltage (N1) by performing switching to reverse polarity of the DC input voltage; a transformer (N1:N2) including a primary coil to which the primary AC voltage is applied and a secondary coil magnetically coupled to the primary coil, the transformer (N1:N2) generating a secondary AC voltage (N2) at the secondary coil; a rectifier circuit (S1-S4) that outputs a rectified voltage (V2) obtained by full-wave rectifying the secondary AC voltage; a smoothing circuit (L, Cc) that outputs a DC output voltage obtained by smoothing the rectified voltage; and a control circuit (5) that controls operation of the DC-AC conversion circuit and the rectifier circuit, wherein the control circuit causes the rectifier circuit to perform rectification by a diode (e.g. DS1-DS4) such that, in a free-wheeling period (Fig. 3; H1: ON & H3: ON) in which power of the input voltage is not transmitted from the DC-AC conversion circuit to the transformer, a current does not flow via the rectifier circuit from a first intermediate terminal (e.g. high side rail, which is one intermediate terminal connected to the smoothing circuit, to a second intermediate terminal (e.g. low side rail) connected to the smoothing circuit and opposite to the first intermediate terminal (high side rail), and a current flows (e.g. dotted arrow current path) via the rectifier circuit from the second intermediate terminal (low side rail) to the first intermediate terminal (high side rail). Claim 2; Shimada et al. Fig. 2; the control circuit switches a connection between the secondary coil and the first intermediate terminal (e.g. S1: ON) and a connection between the secondary coil and the second intermediate terminal (S4: ON) in the rectifier circuit in synchronization with switching of the DC-AC conversion circuit (H1: ON, H4: ON), such that a positive side of the secondary AC voltage is applied to the first intermediate terminal and a negative side of the secondary AC voltage is applied to the second intermediate terminal in a transmission period in which the power of the input voltage is transmitted from the DC-AC conversion circuit to the transformer. Claim 3; the rectifier circuit includes: a first switch element (S1) connected between a first transformer output terminal connected to one terminal of the secondary coil (N2) and the first intermediate terminal; a second switch element (S2) connected between the second intermediate terminal and the first transformer output terminal; a third switch element (S3) connected between a second transformer output terminal connected to the secondary coil on a side opposite to the terminal to which the first transformer output terminal is connected, and the first intermediate terminal; and a fourth switch element (S4) connected between the second intermediate terminal and the second transformer output terminal. Claim 4; each of the first switch element (S1), the second switch element (S2), the third switch element (S3), and the fourth switch element (S4) conducts when turned on, and functions as a diode when turned off (DS1-DS4), in the first switch element, an anode of [a first] diode (DS1) is connected to the first transformer output terminal (N2) and a cathode of the [first] diode is connected to the first intermediate terminal (the high rail at L), in the second switch element (S2), an anode of [a second] diode is connected to the second intermediate terminal (gnd V2) and a cathode of the [second] diode is connected to the first transformer output terminal (N2), in the third switch element (S3), an anode of [a third] diode (DS3) is connected to the second transformer output terminal (e.g. node S3/S4) and a cathode of the [third] diode (DS3) is connected to the first intermediate terminal (at L), and in the fourth switch element (S4), an anode of [a fourth] diode (DS4) is connected to the second intermediate terminal (gnd V2) and a cathode of the [fourth] diode (DS4) is connected to the second transformer output terminal (S3/S4). Claim 5; (fig 2) the control circuit turns on the first switch element (S1) and the fourth switch element (S4) and turns off the second switch element (S2) and the third switch element (S3) in a first transmission period in which a voltage higher than that of the second transformer output terminal is generated from the first transformer output terminal in the transmission period, and (fig. 5) turns on the second switch element (S2) and the third switch element (S2)and turns off the first switch element (S1) and the fourth switch element (S4) in a second transmission period in which a voltage higher than that of the first transformer output terminal is generated from the second transformer output terminal in the transmission period. Allowable Subject Matter Claims 6-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claim 6; prior art fails to disclose or fairly suggest, inter alia, in the free-wheeling period, the first switch element and the third switch element are turned off and at least one of the second switch element and the fourth switch element is turned on, or the second switch element and the fourth switch element are turned off and at least one of the first switch element and the third switch element is turned on. Claims 7 and 8; prior art fails to disclose or fairly suggest, inter alia, when set to a second mode, in the free-wheeling period, the control circuit turns off the first switch element and the third switch element and turns on at least one of the second switch element and the fourth switch element, or turns off the second switch element and the fourth switch element and turns on at least one of the first switch element and the third switch element. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20210083588 Yaegaki et al. disclose a power conversion device; 20130308344 Rosado et al. disclose a power converter and method of switching; US 20120300502 Shimada et al. disclose a power supply apparatus; US 12244235 Winter et al. disclose a DC-DC converter and method of control. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GARY L LAXTON whose telephone number is (571)272-2079. The examiner can normally be reached Monday-Friday, 8 am-4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sean Kayes can be reached at 571-272-8931. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GARY L LAXTON/Primary Examiner, Art Unit 2838 10/28/2025
Read full office action

Prosecution Timeline

Nov 22, 2023
Application Filed
Oct 28, 2025
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603581
POWER CONVERSION CIRCUIT, AND METHOD FOR PRODUCING POWER CONVERTER
2y 5m to grant Granted Apr 14, 2026
Patent 12592634
DIRECT CURRENT CONVERTER, CONTROL METHOD, DIRECT CURRENT COMBINER BOX, AND PHOTOVOLTAIC POWER GENERATION SYSTEM
2y 5m to grant Granted Mar 31, 2026
Patent 12592647
MULTIPLE-PORT BIDIRECTIONAL DC-DC CONVERTERS AND CONTROL METHODS THEROF
2y 5m to grant Granted Mar 31, 2026
Patent 12587099
COIL SHORT CIRCUIT PROTECTION IN DC-DC CONVERTERS
2y 5m to grant Granted Mar 24, 2026
Patent 12580472
APPARATUS AND METHOD FOR CONTROLLING BIDIRECTIONAL RESONANT DC-DC CONVERTERS
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
93%
With Interview (+6.6%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1090 resolved cases by this examiner. Grant probability derived from career allow rate.

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