Prosecution Insights
Last updated: July 17, 2026
Application No. 18/524,643

LIGHT-EMITTING DEVICE AND LIGHTING APPARATUS

Non-Final OA §102
Filed
Nov 30, 2023
Priority
Dec 02, 2022 — CN 202211541638.7
Examiner
PRENTY, MARK V
Art Unit
2814
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Xiamen San'an Optoelectronics Co., Ltd.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
672 granted / 736 resolved
+23.3% vs TC avg
Minimal +2% lift
Without
With
+2.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
7 currently pending
Career history
743
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
39.6%
-0.4% vs TC avg
§102
40.4%
+0.4% vs TC avg
§112
16.0%
-24.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 736 resolved cases

Office Action

§102
This Office Action is in response to the papers filed on November 30, 2023. FIG. 2A is objected to because it does not show element 200 described in the specification at page 5, paragraphs [0021], [0022] and [0024]. Correction is required. FIG. 4 is objected to because elements 141 lack the cross-hatching shown in all the other figures. Correction is required. Claim 3 is objected to because “mesa surface 126” (line 5) should be “mesa surface” (126 should be deleted). Claims 4 and 5 depend on claim 3 and are thus similarly objected to. Correction is required. Claims 1, 2, 19 and 20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Wang (United States Patent Application Publication 2024/0297207). As to independent claim 1, Wang discloses a light-emitting device 10a (see the entire reference, including the Figs. 3E-3F disclosure) comprising: a semiconductor laminate 104/106/108 having a mesa surface, an upper surface, a connecting surface that connects said upper surface and said mesa surface, and a lower surface opposite to said mesa surface and said upper surface, said semiconductor laminate including a first semiconductor layer 104, an active layer 106, and a second semiconductor layer 108 disposed in such order in a direction from said lower surface to said upper surface, and having at least one trench TRCH that extends from said mesa surface into said first semiconductor layer; a first electrode 202 electrically connected to said first semiconductor layer 104, said first electrode being formed on said mesa surface and having an extending portion that extends into said trench; and a second electrode 112/301 electrically connected to said second semiconductor layer 108 and formed on said upper surface. As to dependent claim 2, Wang’s at least one trench TRCH is formed as a continuous groove. As to dependent claim 19, Wang’s first electrode 202 has a strip portion (Fig. 1). As to dependent claim 20, Wang discloses a lighting apparatus, comprising a light-emitting device according to claim 1 (page 1, paragraph [0003]). Claims 3-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Registered practitioners can telephone the examiner at (571) 272-1843. Any voicemail message left for the examiner should include the registration number of the registered practitioner calling. The examiner’s supervisor is Wael Fahmy, whose telephone number is (571) 272-1705. /MARK V PRENTY/Primary Examiner, Art Unit 2814
Read full office action

Prosecution Timeline

Nov 30, 2023
Application Filed
Jul 10, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
94%
With Interview (+2.2%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 736 resolved cases by this examiner. Grant probability derived from career allowance rate.

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