Prosecution Insights
Last updated: April 18, 2026
Application No. 18/528,056

METAL GATE RECESS STOP FOR GATE-ALL-AROUND FIELD EFFECT TRANSISTORS

Non-Final OA §102
Filed
Dec 04, 2023
Examiner
SEDOROOK, DAVID PAUL
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
3y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
113 granted / 126 resolved
+21.7% vs TC avg
Moderate +10% lift
Without
With
+9.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
24 currently pending
Career history
150
Total Applications
across all art units

Statute-Specific Performance

§103
64.9%
+24.9% vs TC avg
§102
26.9%
-13.1% vs TC avg
§112
7.6%
-32.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 126 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restriction Applicant’s election, without traverse, of Invention I, Claims 1-10, drawn to a device, has been acknowledged. Claims 1-20 remain pending. Claims 11-20 are withdrawn from consideration. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chung et al (US 2022/0208982). Regarding Claim 1, Chung et al discloses a field effect transistor (FET) structure (semiconductor device 200 [0016] Fig 20B), comprising: a gate structure (metal gate stack 268 [0039] and Si layer 210B [0032] Fig 20C), extending in a first horizontal direction (x direction Fig 20B) and disposed between a first epitaxial (EPI) source/drain (S/D) structure (epitaxial S/D features 240 [0033] shown in annotated Fig 20C) and a second EPI S/D structure (epitaxial S/D features 240 [0033] shown in annotated Fig 20C)) set apart in a second horizontal direction (y direction Fig 20C), the gate structure (268 and 210B Fig 20C) comprising a channel structure (second semiconductor layers 210B functions as a channel [0021] Fig 20C) and a vertical metal gate structure (metal gate stack 268 Fig 20C), the channel structure (210B Fig 20C) comprising a plurality of vertically-stacked, horizontal channels (210B Fig 20C) connecting the first EPI S/D structure (240 shown in annotated Fig 20C) to the second EPI S/D structure (240 shown in annotated Fig 20C) in the second horizontal direction (y-direction Fig 20C) through the vertical metal gate structure (268 Fig 20C) that at least partially surrounds the plurality of vertically-stacked, horizontal channels (210B Fig 20C), wherein the vertical metal gate structure (268 Fig 20C) contains a first portion (shown in annotated Fig 20B) in the first horizontal direction (x direction Fig 20B) that contains the plurality of vertically-stacked, horizontal channels (210B Fig 20B) and a second portion (shown in annotated Fig 20B) in the first horizontal direction (x direction Fig 20B) that does not contain the plurality of vertically-stacked, horizontal channels (210B Fig 20B); a first metal gate recess stop structure (protective dielectric layer PDL [0023] Fig 20B and Fig 20C) extending in the first horizontal direction (x direction Fig 20B) and disposed above the first portion (shown in annotated Fig 20B) of the vertical metal gate structure (268 Fig 20C); and a frontside inter-layer dielectric (ILD) layer (interlayer dielectric layer ILD 254 [0035] Fig 20C and ILD 274 Fig 20B and Fig 20C) disposed above the vertical metal gate structure (268 Fig 20C) and the first metal gate recess stop structure (212 Fig 20B and Fig 20C). PNG media_image1.png 667 872 media_image1.png Greyscale PNG media_image2.png 698 823 media_image2.png Greyscale Regarding Claim 2, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein the first metal gate recess stop structure (212 Fig 20B and Fig 0C) disposed above the first portion (shown above in annotated Fig 20B) of the vertical metal gate structure (268 Fig 20C) extends in the first horizontal direction (x direction Fig 20B) over at least a dimension of a top-most channel (210B Fig 20B) of the plurality of vertically- stacked, horizontal channels (210B Fig 20B) in the first horizontal direction (x direction Fig 20B). Regarding Claim 3, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein the first metal gate recess stop structure (212 may be silicon nitride [0024] Fig 20B and Fig 20C) comprises at least one of aluminum oxide (A1203), aluminum nitride (AIN), titanium dioxide (TiO2), silicon carbide (SiC), silicon nitride (SiN) (212 may be silicon nitride [0024] Fig 20B and Fig 20C), tantalum (III) oxide (Ta2O3), ruthenium (Ru), molybdenum (Mo), cobalt (Co), aluminum (Al), titanium (Ti), tantalum (Ta), or polysilicon. Regarding Claim 4, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein a portion of the vertical metal gate structure (268 Fig 20C) that is above a top-most channel of the plurality of vertically-stacked, horizontal channels (210B Fig 20C) and below the first metal gate recess stop structure (212 Fig 20C) has a vertical dimension of 4nm to 8nm (distance H4 is about 4nm-15nm Fig 20C). Regarding Claim 5, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses further comprising a second metal gate recess stop structure (CESL 272 [0046] Fig 20C) disposed within the second portion (shown above in annotated Fig 20B, and shown in Fig 20A) of the vertical metal gate structure (268 Fig 20C) lower in a vertical direction than the first metal gate recess stop structure (212 Fig 20C). Regarding Claim 6, Chung et al discloses the limitations of claim 5 as explained above. Chung et al further discloses wherein the second metal gate recess stop structure (CESL 272 Fig 20C) is lower in the vertical direction than a bottom-most channel (shown in the combination of Fig 20A and Fig 20B) of the plurality of vertically- stacked, horizontal channels (210B Fig 20C). Regarding Claim 7, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein a portion (254 Fig 20C) of the ILD layer (254 and 274 Fig 20B and Fig 20C) extends vertically into the second portion (shown above in annotated Fig 20B) of the vertical metal gate structure (268 Fig 20C) to a depth lower in the vertical direction than a bottom surface of the first metal gate recess stop structure (212 Fig 20B and Fig 20C). Regarding Claim 8, Chung et al discloses the limitations of claim 7 as explained above. Chung et al further discloses wherein the portion of the ILD layer (254 Fig 20C) that extends vertically into the second portion (shown above in annotated Fig 20B) of the vertical metal gate structure (268 Fig 20C) extends to a depth lower (shown in the combination of Fig 14A and Fig 20A) in the vertical direction than a top surface of a top-most channel of the plurality of vertically- stacked, horizontal channels (210B Fig 20B and Fig 20C). Regarding Claim 9, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein the portion (254 Fig 20C) of the ILD layer (254 and 274 Fig 20B and Fig 20C) that extends vertically into the second portion (shown above in annotated Fig 20B) of the vertical metal gate structure (268 Fig 20C) comprises silicon dioxide (SiO2) (254 may be boron doped silicon glass [0035] which is known to be boron doped SiO2). Regarding Claim 10, Chung et al discloses the limitations of claim 1 as explained above. Chung et al further discloses wherein the first metal gate stop structure (212 may be silicon nitride [0024] Fig 20B and Fig 20C) consists of a different material than the vertical metal gate structure (gate electrodes 266 may include titanium nitride, tantalum nitride, aluminum, tungsten or combinations thereof [0042]). Related Cited Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee et al (US 2020/0075723) which discloses vertical transport FETs FTFETs [0002], and Ando et al (US 2022/0165850) which discloses VTFETs [0002]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID PAUL SEDOROOK whose telephone number is (571)272-4158. The examiner can normally be reached Monday - Friday 7:30 am -5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William B Partridge can be reached on (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.P.S./Examiner, Art Unit 2812 /William B Partridge/Supervisory Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Dec 04, 2023
Application Filed
Apr 06, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+9.5%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 126 resolved cases by this examiner. Grant probability derived from career allow rate.

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