Prosecution Insights
Last updated: April 19, 2026
Application No. 18/528,103

MODULAR CONTAINERIZED UPS

Final Rejection §103
Filed
Dec 04, 2023
Examiner
CAVALLARI, DANIEL
Art Unit
2836
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Schneider Electric It Corporation
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
643 granted / 824 resolved
+10.0% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
39 currently pending
Career history
863
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
36.9%
-3.1% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
34.7%
-5.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 824 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The previously made objection to the Figures and Specification have been withdrawn in view of the amendments. The previous made 112 rejections have been withdrawn in view of the amendments to the claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 6, 8-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Jiang et al. CN 115333243A and Xu et al. CN114629248A. Mandarino teaches: 1. A UPS system, comprising: a UPS module (UPS 150, FIG4) including a first housing (main compartment 130), and a first sensor outputting first data, and a UPS within the first housing; a battery module (ie battery within batter compartment comprising sensor 184B, FIG4) including a second housing, and a second sensor (184B) outputting second data, and a battery (battery 132) within the second housing; and Mandarino fails to teach: a central controller that is external to the first housing of the UPS module and the second housing of the battery module, the central controller being coupled to the UPS module and the battery module and is configured to receive the first data and the second data. Jiang teaches a central controller (37, FIGURE7) that is external to the first housing of the UPS module (13) and the second housing of another module (ie 11, 12, 14, and/or 15), the central controller being coupled to the UPS module and the other module and is configured to receive the first data and the second data (see FIG7). It would have been obvious to include the central controller as taught by Jiang into the system of Mandarino with the motivation of improved coordination, simplified decision making and enhanced system reliability. Xu teaches a central controller (ie MBMU etc. of said control cabinet 12, FIGURE 1) that is external to said other modules (other cabinets of FIG1). It would have been obvious to incorporate said controller that is external to said other modules as taught by Xu into the system of Mandarino and Jiang with the motivation of providing added desirable protection to said controller from physical and electromagnetic interference. Mandarino further teaches: 2. The UPS system of claim 1, further comprising a cooling module (180, FIG4) including a third housing and being configured to provide cooling to the UPS module (via F2, FIG4). 3. The UPS system of claim 2, wherein the first sensor is configured to measure temperature within the first housing and the first data relates to temperature data of the first housing (see Specification @ [0052]). Jiang teaches: 4. The UPS system of claim 2 wherein the central controller is configured to control the operation of the cooling module based on the first data and the second data (as provided for in the 103 above). Mandarino further teaches: 6. The UPS system of claim 1, further comprising a frame structure (see frame structure of shell 112, FIG1 and further frame of floor 124 and supports 120, FIG4) configured to contain the UPS module and the battery module, wherein the central controller is within the frame structure, and wherein the frame structure includes a vent to exhaust warm air (see air flow including vent 180D, FIG4). Jiang teaches: 8. The UPS system of claim 1, wherein the second sensor is configured to measure temperature within the second housing and the second data relates to temperature data of the second housing (as provided for in the 103 above). 9, 12. The UPS system of claim 8/11, further comprising a frame structure (see frame structure of shell 112, FIG1 and further frame of floor 124 and supports 120, FIG4) configured to contain the UPS module and the battery module, wherein the central controller is within the frame structure, and wherein the frame structure includes a first configured to direct cool air to flow over the battery module (via vent 180C, FIG4) and second vent (180D, see airflow arrows) configured to exhaust warm air away from the battery module. Mandarino further teaches: 10. The UPS system of claim 9, wherein the battery module includes a dedicated cooling module coupled to the central controller and configured to direct cool air to the battery module (ie 180, FIG4 noting the term “dedicated” is relative and said cooling is “dedicated” to said FIG4). Jiang further teaches: 11. The UPS system of claim 1, further comprising a power block including the central controller (ie Fault protection device 42 and/or display terminal (44) FIG10). It would have been obvious to include the power block of taught by Jiang into Mandarino with the motivation of providing desirable protection and/or control. Jiang further teaches: 13. The UPS system of claim 1, further comprising a user interface coupled to the central controller (display terminal (44) FIG10). It would have been obvious to include the user interface of taught by Jiang into Mandarino with the motivation of providing desirable control means. Mandarino fails to teach: 14. The UPS system of claim 1, further comprising at least one additional UPS module coupled to the central controller. It would have been obvious to one of ordinary skill in the art at the time the invention was made to provide for an additional/multiple UPS modules as opposed to a single UPS, since it has been held that mere duplication of essential working parts of a device has no patentable significance unless a new and unexpected result is produced. In re Harza, 124 USPQ 378. Mandarino fails to teach the particular wattage “rating” of the system. 15. The UPS system of claim 1, wherein the UPS module is rated for at least about 1MW. It would have been an obvious matter of design choice to size a system ie system rating, since such a modification would have involved a mere change in size of a component (ie wire and electrical component sizes) and change in size is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 USPQ 237 (CCPA 1955). Mandarino further teaches: 16. The UPS system of claim 1, further comprising at least one additional battery module (see plural battery module compartments, FIG4) coupled to the central controller. Claim(s) 5, 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Jiang et al. CN 115333243A and Xu et al. CN114629248A and Best US 2014/0307384. Mandarino teaches a cooling module(s) however fails to teach: 5. The UPS system of claim 2, wherein the cooling module includes a heat exchanger and a fan configured to move air over the heat exchanger. Best teaches a cooling module 150 comprising a fan 154 and heat exchanger 152, see [0045] and FIG1A. It would have been obvious to include a heat exchanger as taught by Best with said blower of Mandarino with the motivation of provided superior and increased cooling. Mandarino teaches 17. The UPS system of claim 1, further comprising a frame structure (shell, FIG2) configured to contain the UPS module, and the battery module, and the central controller. Mandarino fails to teach wherein the frame structure is an ISO container. Best teaches wherein a frame is an ISO container (see [0040]). It would have been obvious to use said ISO container as taught by Best in place of the frame structure of Mandarino with the motivation of providing a quick and affordable base means for a frame. Claim(s) 18-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Xu et al. CN114629248A. Mandarino teaches: 18. A UPS system, comprising: a frame structure (shell of FIG1); at least one UPS module (UPS of 150 excluding cooling means 150B) contained within the frame structure; at least one battery module (battery compartment module of 120) contained within the frame structure; at least one cooling module (150B) contained within the frame structure; and wherein the frame structure includes a first vent (ie 180D) configured to exhaust warm air. Mandarino fails to teach: a central controller within the frame structure, the central controller being coupled to the at least one UPS module and the at least one battery module, wherein the at least one cooling module is configured to provide cooling to a UPS module of the at least one UPS module. Jiang teaches a central controller (37, FIGURE7) that is external to the first housing of the UPS module (13) and the second housing of another module (ie 11, 12, 14, and/or 15), the central controller being coupled to the UPS module and the other module and is configured to receive the first data and the second data (see FIG7). It would have been obvious to include the central controller as taught by Jiang into the system of Mandarino with the motivation of improved coordination, simplified decision making and enhanced system reliability. Mandarino further teaches: 19. The UPS system of claim 18, wherein the frame structure includes a first vent configured to direct cool air to flow over the battery module (ie vent 180C) and a second vent configured to exhaust warm air from the battery module (ie vent 180D, see airflow of FIG4). 20. The UPS system of claim 19, wherein the battery module includes a dedicated cooling module configured to direct cool air to the battery module (ie module 180, FIG4). Mandarino teaches a plurality of cooling modules (180 and 150B, FIG4) with a single of said modules within the frame however fails to teach: 21. The UPS module of claim 18, wherein the at least one cooling module includes at least two cooling modules, and wherein each cooling module of the at least two cooling modules is within the frame structure and coupled to the central controller. It would have been obvious to one of ordinary skill in the art at the time the invention was made to move said external cooling module 180 internal of said frame 112A, since it has been held that rearranging parts of an invention involves only routine skill in the art. In re Japikse, 86 USPQ 70. The motivation would have been to provide said cooling module protection and make the overall footprint compact. And/or it would have been obvious to one of ordinary skill in the art at the time the invention was made to provide plural internal cooling modules (taught as 150b), since it has been held that mere duplication of essential working parts of a device has no patentable significance unless a new and unexpected result is produced. In re Harza, 124 USPQ 378. Claim(s) 22 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Xu et al. CN114629248A and Best US 2014/0307384. Mandarino teaches a cooling module(s) however fails to teach: 22. The UPS system of claim 21, wherein the at least two cooling modules compromise a heat exchanger and a fan configured to move air over the heat exchanger. Best teaches a cooling module 150 comprising a fan 154 and heat exchanger 152, see [0045] and FIG1A. It would have been obvious to include a heat exchanger as taught by Best with said blower of Mandarino with the motivation of provided superior and increased cooling. Claim(s) 23, 24, 25, 26, 27 and 28 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Jiang et al. CN 115333243A and Xu et al. CN114629248A. Mandarino fails to teach: 23. The UPS module of claim 18, further comprising a power block supported by within the frame structure, the power block including the central controller. Jiang further teaches further comprising a power block including the central controller (ie Fault protection device 42 and/or display terminal (44) FIG10). It would have been obvious to include the power block of taught by Jiang into Mandarino with the motivation of providing desirable protection and/or control. Mandarino teaches first and second vents directing cool/warm air across the battery component but fails to teach: 24. The UPS module of claim 23, wherein the frame structure includes include a first vent configured to direct cool air to the power block and a second vent configured to exhaust warm air from the power block. It would have been obvious to one of ordinary skill in the art at the time the invention was made to provide said ventallation vent structure for said battery module(s) for said other components and modules including the power block, since it has been held that mere duplication of essential working parts of a device has no patentable significance unless a new and unexpected result is produced. In re Harza, 124 USPQ 378. Mandarino fails to teach: 25. (Original) The UPS module of claim 18, further comprising a user interface coupled to the central controller, the user interface being configured to enable a user to control the operation of the UPS module and the battery module. Jiang further teaches: further comprising a user interface coupled to the central controller (display terminal (44) FIG10). It would have been obvious to include the user interface of taught by Jiang into Mandarino with the motivation of providing desirable control means. Mandarino fails to teach: 26. The UPS module of claim 18, wherein the at least one UPS module includes at least two UPS modules, and wherein each UPS module of the at least two UPS modules being be supported by is within the frame structure and coupled to the central controller. It would have been obvious to one of ordinary skill in the art at the time the invention was made to provide for an additional/multiple UPS modules as opposed to a single UPS, since it has been held that mere duplication of essential working parts of a device has no patentable significance unless a new and unexpected result is produced. In re Harza, 124 USPQ 378. Mandarino fails to teach the particular wattage “rating” of the system. 27. The UPS system of claim 26, wherein each UPS module includes a “1MW UPS”. It would have been an obvious matter of design choice to size a system including a 1MW UPS, since such a modification would have involved a mere change in size of a component (ie wire and electrical component sizes) and change in size is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 USPQ 237 (CCPA 1955). Mandarino further teaches: 28. The UPS system of claim 18, wherein the at least one battery module includes at leat two battery modules, and wherein each battery module of the at least two battery modules is within the frame structure and coupled to the central controller (see plural battery module compartments, FIG4) coupled to the central controller (as provided by the 103 combination above). Claim(s) 29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mandarino US 2012/008510 in view of Xu et al. CN114629248A and Best US 2014/0307384. Mandarino teaches 29. The UPS system of claim 18, further comprising a frame structure (shell, FIG2) configured to contain the UPS module, and the battery module, and the central controller. Mandarino fails to teach wherein the frame structure is an ISO container. Best teaches wherein a frame is an ISO container (see [0040]). It would have been obvious to use said ISO container as taught by Best in place of the frame structure of Mandarino with the motivation of providing a quick and affordable base means for a frame. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL CAVALLARI whose telephone number is (571)272-8541. The examiner can normally be reached Mon-Fri 0900-18:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Rexford Barnie can be reached at (571)272-7492. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANIEL CAVALLARI/Primary Examiner, Art Unit 2836
Read full office action

Prosecution Timeline

Dec 04, 2023
Application Filed
Aug 06, 2025
Non-Final Rejection — §103
Nov 24, 2025
Interview Requested
Dec 03, 2025
Response Filed
Dec 03, 2025
Applicant Interview (Telephonic)
Dec 03, 2025
Examiner Interview Summary
Feb 28, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600248
POWER RECEPTION APPARATUS WITH RELAY COILS ARRANGED ON TIRED WHEEL OF VEHICLE
2y 5m to grant Granted Apr 14, 2026
Patent 12603579
METHOD FOR OPERATING A FLYBACK CONVERTER FOR CHARGING A DC LINK CAPACITOR
2y 5m to grant Granted Apr 14, 2026
Patent 12597776
ENERGY MANAGEMENT SYSTEM FOR A HIGH-VOLTAGE DIRECT CURRENT (HVDC) TRANSMISSION NETWORK
2y 5m to grant Granted Apr 07, 2026
Patent 12597801
FAST AUTOMATIC TRANSFER SWITCHING CIRCUIT AND CONTROL METHOD THEREOF
2y 5m to grant Granted Apr 07, 2026
Patent 12592587
WIRELESS POWER TRANSMISSION SYSTEM
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+14.1%)
2y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 824 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month