Prosecution Insights
Last updated: July 17, 2026
Application No. 18/528,160

METHOD AND SYSTEM FOR CONTROLLING ACCESS TO SHARED RESOURCES

Non-Final OA §101§102§103
Filed
Dec 04, 2023
Priority
Mar 24, 2023 — RE 10-2023-0039007 +1 more
Examiner
UNELUS, ERNEST
Art Unit
2181
Tech Center
2100 — Computer Architecture & Software
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
422 granted / 546 resolved
+22.3% vs TC avg
Strong +39% interview lift
Without
With
+39.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
19 currently pending
Career history
574
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
57.8%
+17.8% vs TC avg
§102
40.0%
+0.0% vs TC avg
§112
0.3%
-39.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 546 resolved cases

Office Action

§101 §102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The instant application having Application No. 18/528,160 has a total of 20 elected claims pending in the application; there are 3 independent claims and 17 dependent claims, all of which are ready for examination by the examiner. INFORMATION CONCERNING OATH/DECLARATION Oath/Declaration The applicant’s oath/declaration has been reviewed by the examiner and is found to conform to the requirements prescribed in 37 C.F.R. 1.63. INFORMATION CONCERNING DRAWINGS Drawings The applicant’s drawings submitted are acceptable for examination purposes. ACKNOWLEDGEMENT OF REFERENCES CITED BY APPLICANT As required by M.P.E.P. 609(C), the applicant’s submissions of the Information Disclosure Statement 12/04/2023 is acknowledged by the examiner and the cited references have been considered in the examination of the claims now pending. As required by M.P.E.P 609 C(2), a copy of the PTOL-1449 initialed and dated by the examiner is attached to the instant office action. REJECTIONS NOT BASED ON PRIOR ART Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject. As per the independent claims and their dependent claims respectively, they are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. Paragraph 0070 of the filed specification and body of claims do not limit structural features to perform the steps. Rather, the body of the claims are interpreted as purely software because paragraph 0051 stated that the method is being performed by software. Software is per se not a statutory class of invention. Therefore, the claims are rejected under 35 U.S.C. 101 because they are directed to software which is not a statutory class of invention. REJECTIONS BASED ON PRIOR ART Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. 1. Claims 1-10, 13-17 and 19-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Anand et al. (US pub. 2011/0161539), hereinafter, “Anand”. At the outset, Applicant is reminded that claims subject to examination will be given their broadest reasonable interpretation in light of the supporting disclosure. In re Morris, 127 F.3d 1048, 1054-55, 44 USPQ2d 1023,1027-28 (Fed. Cir. 1997). With this in mind, the discussion will focus on how the terms and relationships between the terms in the claims are met by the references. 2. As per claims 1, 7 and 15, Anand discloses a method of controlling access to shared resources (see paragraph 0008, which discloses “embodiments of the invention provide a method, apparatus and computer program product for enabling a thread to acquire a lock associated with a shared resource, when a locking mechanism is used therewith, wherein each embodiment reduces waiting time and enhances efficiency in using the shared resource. One embodiment is associated with a plurality of processors, which includes two or more processors that each provides a specified thread to access a shared resource”), comprising: executing, by a processor, a first process that acquires a lock on a shared resource (see paragraph 0008, which discloses “the shared resource can only be accessed by one thread at a given time, a locking mechanism enables a first one of the specified threads to access the shared resource while each of the other specified threads is retained in a waiting queue”); adding a second process to a waiting queue (see paragraph 0008, which discloses “a second one of the specified threads occupies a position of highest priority in the queue”); determining whether to deactivate preemption for the processor based on a priority of the second process (see paragraph 0030 and fig. 2); based on determining to deactivate preemption for the processor, executing, by the processor, the first process until execution of the first process on the shared resource is completed (see paragraph 0033, which discloses “following steps 208 and 210, step 212 determines whether the waiter thread with the highest priority in the queue has already taken the lock. If it has, the method proceeds to step 206. However, if the result of step 212 is negative, the lock is handed off to thread X at step 214, and the method of FIG. 2 ends”); retrieving the lock from the first process after execution of the first process on the shared resource is completed; and reactivating preemption for the processor (see step 214 of fig. 2). 3. As per claims 2, 8 and 19, Anand discloses “The method of claim 1” [See rejection to claim 1 above], wherein the priority of the second process is determined based on at least one of a contribution group to which the second process belongs, a latency sensitivity of the second process [see paragraph 0023, which discloses “the first position, or front end 124 of queue 118 is the location for the thread that has highest priority in the queue. Under certain conditions, the thread in this position would be woken up and given the lock, after the lock was released by the thread which had been holding it. Priority in queue 118 could be determined on a first in, first out (FIFO) or priority basis, so that the thread at position 124 would always be the thread that had been waiting longest in the queue. The newest or most recent thread sent to access the shared resource would be placed at the back of the queue. The queue may be implemented by placing the respective waiting threads on a linked list, with pointers to the highest priority and lowest priority of these threads”], and priority information set when the second process is created. 4. As per claims 3, 9 and 20, Anand discloses wherein the determining whether to deactivate preemption for the processor comprises: determining to deactivate preemption for the processor based on at least one of determining that the contribution group to which the second process belongs is a top-app group, determining that the second process is a real-time process having high latency sensitivity (see paragraph 0024, which discloses “wherein the policy can include giving the lock to the longest waiting thread in the queue”), and determining that the priority information is higher than a reference value. 5. As per claim 4, Anand discloses wherein context switching from the first process to the second process is prevented by deactivating preemption for the processor (see paragraph 0030). 6. As per claim 5, Anand discloses wherein the adding the second process to the waiting queue comprises: adding the second process to the waiting queue based on the second process performing an operation on the shared resource (see paragraph 0030). 7. As per claim 6, Anand discloses wherein, further comprising: executing, by the processor, the second process after reactivating preemption for the processor (see paragraph 0030). 8. As per claim 10, Anand discloses wherein the processor is a heterogeneous multi-core processor (processor hardware 100) comprising at least a first processing core and a second processing core, and wherein the first processing core is a little core and the second processing core is a big core (see paragraph 0018. Note, claim language doesn’t a difference between a ‘little’ core and a ‘big’ core). 9. As per claim 13, Anand discloses further comprising: setting a clock frequency of the processor to a first clock frequency based on the processor operating in the first mode; and setting a clock frequency of the processor to a second clock frequency based on the processor operating in the second mode, wherein the second clock frequency is higher than the first clock frequency (see paragraph 0025). 10. As per claim 14, Anand discloses wherein the adding the second process to the waiting queue comprises: adding the second process to the waiting queue based on the second process performing an operation on the shared resource (see paragraph 0023). 11. As per claim 16, Anand discloses wherein the lock comprises a read lock or a write lock, and further comprising: granting the read lock to at least one process to perform a read operation on the shared resource; and granting the write lock to only one process to perform a write operation on the shared resource (see paragraph 0023). 12. As per claim 17, Anand discloses wherein granting the read lock to the at least one process comprises: granting the read lock to the first process based on executing the read operation of the first process: and granting the read lock to the third process when the read operation of the third process is executed, wherein granting the write lock to only the one process comprises granting the write lock to the second process based on executing the write operation of the second process (see paragraph 0023). Claim Rejections - 35 USC § 103 13. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 14. Claims 11-12 and 18 are rejected under 35 U.S.C. 103(a) as being unpatentable over Anand et al. (US pub. 2011/0161539), hereinafter, “Anand”, in view of Vaidyanathan et al. (US pub. # 2005/0080824), hereinafter, “Vaidyanathan”. 15. As per claim 11, Anand discloses “The method of claim 10” [See rejection to claim 10 above], but fails to expressly discloses wherein the executing the first process, by the processor operating in the second mode, comprises: migrating the first process from the first processing core to the second processing core. Vaidyanathan discloses wherein the executing the first process, by the processor operating in the second mode, comprises: migrating the first process from the first processing core to the second processing core (see paragraphs 0027 and 0028, particularly paragraph 0028, which discloses “the first thread is scheduled to be processed by the second CPU”). It would have been obvious to one having ordinary skills in the art before the effective filling date of the claimed invention to incorporate Vaidyanathan’s teaching of a system of enhancing priority boosting such that a process that has a lock on a shared resource and whose priority has been boosted may obtain some CPU time as soon as possible, into Anand’s teaching of enabling a thread to acquire a lock associated with a shared resource, when a locking mechanism is used therewith, wherein each embodiment reduces waiting time and enhances efficiency in using the shared resource, for the ability/benefit of enhancing priority boosting of a scheduled thread. 16. As per claim 12, Anand discloses “The method of claim 10” [See rejection to claim 10 above], but fails to expressly discloses further comprising: based on controlling the processor to operate in the first mode, executing the second process through the first processing core. Vaidyanathan discloses further comprising: based on controlling the processor to operate in the first mode, executing the second process through the first processing core (see paragraph 0027). It would have been obvious to one having ordinary skills in the art before the effective filling date of the claimed invention to incorporate Vaidyanathan’s teaching of a system of enhancing priority boosting such that a process that has a lock on a shared resource and whose priority has been boosted may obtain some CPU time as soon as possible, into Anand’s teaching of enabling a thread to acquire a lock associated with a shared resource, when a locking mechanism is used therewith, wherein each embodiment reduces waiting time and enhances efficiency in using the shared resource, for the ability/benefit of enhancing priority boosting of a scheduled thread. 17. As per claim 18, Anand discloses “The method of claim 16” [See rejection to claim 16 above], but fails to expressly discloses wherein the determining whether to extend the read phase comprises determining to extend the read phase based on the priority of the second process being lower than the priority of the third process, and wherein the executing the read operation of the third process comprises executing the read operation of the third process in parallel with the read operation of the first process. Vaidyanathan discloses wherein the determining whether to extend the read phase comprises determining to extend the read phase based on the priority of the second process being lower than the priority of the third process, and wherein the executing the read operation of the third process comprises executing the read operation of the third process in parallel with the read operation of the first process (see figures 1 and 3). It would have been obvious to one having ordinary skills in the art before the effective filling date of the claimed invention to incorporate Vaidyanathan’s teaching of a system of enhancing priority boosting such that a process that has a lock on a shared resource and whose priority has been boosted may obtain some CPU time as soon as possible, into Anand’s teaching of enabling a thread to acquire a lock associated with a shared resource, when a locking mechanism is used therewith, wherein each embodiment reduces waiting time and enhances efficiency in using the shared resource, for the ability/benefit of enhancing priority boosting of a scheduled thread. CLOSING COMMENTS CONCLUSION a. STATUS OF CLAIMS IN THE APPLICATION The following is a summary of the treatment and status of all claims in the application as recommended by M.P.E.P. 707.07(i): a (1) CLAIMS REJECTED IN THE APPLICATION Per the instant office action, claims 1-20 have received a first action on the merits and are subject of a first action non-final. b. DIRECTION OF FUTURE CORRESPONDENCES Any inquiry concerning this communication or earlier communications from the Examiner should be directed to Ernest Unelus whose telephone number is (571) 272- 8596. The examiner can normally be reached on Monday to Friday 9:00 AM to 5:00PM. IMPORTANT NOTE If attempts to reach the above noted Examiner by telephone are unsuccessful, the Examiner's supervisor, Mr. Idriss Alrobaye, can be reached at the following telephone number: Area Code (571) 270-1023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through private PAIR only. For more information about the PMR system, see her//pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217- 91 97 (toll-free). /Ernest Unelus/ Primary Examiner Art Unit 2181
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Prosecution Timeline

Dec 04, 2023
Application Filed
Apr 22, 2026
Non-Final Rejection mailed — §101, §102, §103
Jun 04, 2026
Interview Requested
Jun 12, 2026
Applicant Interview (Telephonic)
Jun 12, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
99%
With Interview (+39.0%)
3y 1m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 546 resolved cases by this examiner. Grant probability derived from career allowance rate.

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