Prosecution Insights
Last updated: August 16, 2026
Application No. 18/528,260

LIGHT-RECEIVING ELEMENT AND LIGHT DETECTION DEVICE

Non-Final OA §103
Filed
Dec 04, 2023
Priority
Jan 11, 2023 — JP 2023-002714
Examiner
NELSON, JACOB THEODORE
Art Unit
2815
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sumitomo Electric Industries Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
122 granted / 140 resolved
+19.1% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
25 currently pending
Career history
172
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
56.6%
+16.6% vs TC avg
§102
26.8%
-13.2% vs TC avg
§112
15.0%
-25.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 140 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) was submitted on 12/04/2023. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The abstract of the disclosure is objected to because the abstract contains information already present in the title. The abstract states “A light-receiving element includes a substrate…”. The title of the invention already states “light-receiving element”. The abstract should be corrected to not repeat information given in the title of the invention. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). The disclosure is objected to because of the following informalities: Par. [0036] states “As shown in FIG. 1… a substrate 10, an n-type contact layer 21, a light receiving layer 31…”. It appears that paragraph [0036] is referring to figure 2, as figure 1 does not show the numerals 21, 31, or 10 but figure 2 does show the numerals stated in paragraph [0036]. Figure 2 should be included before introducing the numerals being described. One possible solution is to change the sentence to state “As shown in FIG. 1 and FIG. 2…”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 6, 9 - 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 20210066521 A1 hereinafter Iguchi in further view of US 20230118125 A1 hereinafter Yanai. For claim 1, Iguchi teaches a light-receiving element (Iguchi, fig. 14) comprising: a substrate (fig. 14 numeral 10) having a first main surface (fig. 14 numeral 10a); a first contact layer provided on the first main surface (fig. 14 numeral 21), the first contact layer being of a first conductivity type (Par. [0052]); a light receiving layer provided on the first contact layer (fig. 14 numeral 22), a pixel separation adjusting layer provided on the light receiving layer (fig. 14 numeral 30), a second contact layer provided on the pixel adjusting layer, the second contact layer being of a second conductivity type (fig. 14 numeral 42); a plurality of first grooves separating the second contact layer and the pixel separation adjusting layer into a plurality of pixels in a first direction parallel to the first main surface (fig. 14 shows a first groove separating the second contact layer and the pixel separation layer into two pixels, see figure below; fig. 16 shows the first grooves formed in a plurality of first grooves; fig. 17 shows the device separated into pixels); a second groove formed in the second contact layer, the pixel separation adjusting layer, and the light receiving layer on an outer side of the plurality of the first groove in the first direction, the second groove reaching the first contact layer (fig. 14 shows a second groove on the outer side of the first groove coinciding with the electrode 61); a first electrode in contact at a bottom of the second groove with the first contact layer (fig. 14 numeral 61); and a second electrode provided on the second contact layer (fig. 14 numeral 62). Iguchi is silent regarding the light receiving layer have a plurality of first regions provided for each of the pixels, the first regions having a first electric resistance, and wherein the light-receiving element has a second region provided between the first regions adjacent to each other, the second region having a second resistance higher than the first electric resistance. Yanai teaches a light-receiving element (Yanai, fig. 5) comprising: a substrate (fig. 5 numeral 2) having a first main surface (fig. 5 numeral 2a); a first contact layer provided on the first main surface (fig. 5 numeral 33), the first contact layer being of a first conductivity type (Par. [0031]); a light receiving layer provided on the first contact layer (fig. 5 numeral 31; Par. [0005]; Par. [0073]); a second contact layer provided on the light receiving layer, the second contact layer being of a second conductivity type (fig. 5 numeral 32; Par. [0031]); a plurality of first grooves separating the second contact layer into a plurality of pixels in a first direction parallel to the first main surface (fig. 5 shows grooves separating pixels 3A(3) and 3C(3) and separating pixels 3C(3) and 3B(3)); a second groove formed in the second contact layer, the light receiving layer on an outer side of the plurality of first grooves in the first direction, the second groove reaching the first contact layer (fig. 5 numeral 5D); a first electrode in contact at a bottom of the second groove with the first contact layer (fig. 5 numeral 12a) and a second electrode provided on the second contact layer (fig. 5 numeral 11). The light receiving layer has a first region provided for each pixels, the first region having a first electric resistance (fig. 5 shows the light receiving layer in each pixel, the first region being a part of the light receiving layer 31 and having the resistance of the light receiving layer) and wherein the light-receiving element has a second region between the first regions adjacent to each other (fig. 5 shows second regions marked by numeral 37) and wherein the second region has a second electric resistance higher than the first electric resistance (Par. [0035] describes the groove 37 electrically separating the pixels while being between the separated first regions of the light receiving layers. As the groove 37 electrically separates the pixels, it is a region with greater electrical resistance than the light receiving layer 31). Examiner is interpreting a region having a greater electrical resistance is to include areas where no electrical current substantially flows through based on the immediate specification paragraph [0046]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the immediate invention to combine the second regions with higher electrical resistances in Yanai with the light receiving element in Iguchi to prevent electrical damage caused by current surges or electrical faults traveling form pixel to pixel and/or to isolate each pixel (Yanai, Par. [0035]). For claim 3, Iguchi and Yanai teach all of claim 1. Yanai also teaches the second region including third grooves each being continuous with a bottom surface of a corresponding one of the first grooves and extending into the light receiving layer (Yanai, fig. 5 numeral 37 shows a third groove in the first groove between pixels and extending into the light receiving layer 31). For claim 6, Iguchi and Yanai teach all of claim 3. Yanai also teaches the third groves (Yanai, fig. 5 numeral 37) reaching the first contact layer (fig. 5 numeral 33). For claim 9, Iguchi and Yanai teach all of claim 1. Iguchi also teaches a circuit board connected to the light-receiving element (Iguchi, fig. 17 numeral 200; Par. [0082]). Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 20210066521 A1 hereinafter Iguchi in view of US 20230118125 A1 hereinafter Yanai in further view of US 20150325726 A1 hereinafter Yasuhiro. For claim 10, Iguchi and Yanai teach all of claim 9. Iguchi and Yanai area silent regarding a resin layer provided between the light-receiving element and the circuit board. Yasuhiro teaches a light receiving device (Yasuhiro, fig. 7D numeral 1b), a circuit board connected to the light receiving device (fig. 7D numeral 5), and a resin provided between the light-receiving element and the circuit board (fig. 7D numeral 7). It would have been obvious to one of ordinary skill in the art before the effective filing date of the immediate invention to combine the resin in Yasuhiro with the light-receiving element in Iguchi and Yanai in order to protect the device from being exposed to the outside atmosphere, debris, or moisture. Allowable Subject Matter Claims 2, 4 – 5, and 7 – 8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. For claim 2, Iguchi, Yanai, and Yasuhiro are silent regarding the width of the second region that has the higher electrical resistance than the first region. For claim 4, Iguchi, Yanai, and Yasuhiro are silent regarding having a reflecting film inside the third groove that directs light from the second region towards the first region. For claim 5, Iguchi, Yanai, and Yasuhiro are silent regarding having an absorption film inside the third groove that absorbs light transmitted through the second region. For claim 7, Iguchi, Yanai, and Yasuhiro are silent regarding the second region having an impurity region containing a higher concentration than the first region. Claim 8 is allowable primarily as depending on an allowable claim, but is objected to for depending on a rejected base claim. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACOB T NELSON whose telephone number is (571)272-1031. The examiner can normally be reached Monday through Friday 9:00 AM to 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Benitez can be reached at 571-270-1435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.T.N./Examiner, Art Unit 2815 /MONICA D HARRISON/Primary Examiner, Art Unit 2815
Read full office action

Prosecution Timeline

Dec 04, 2023
Application Filed
May 18, 2026
Non-Final Rejection mailed — §103
Jun 16, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707772
DISPLAY DEVICE AND MANUFACTURING METHOD THEREOF
3y 9m to grant Granted Aug 11, 2026
Patent 12702068
MICRO LIGHT EMITTING DIODE STRUCTURES FOR EFFICIENT COMMUNICATION OF AN OPTICAL SIGNAL
3y 0m to grant Granted Aug 04, 2026
Patent 12696470
METHOD FOR MANUFACTURING HIGH-ELECTRON-MOBILITY TRANSISTOR
3y 1m to grant Granted Jul 28, 2026
Patent 12690298
LIGHT-EMITTING DEVICE AND METHOD FOR MANUFACTURING THE SAME
3y 2m to grant Granted Jul 21, 2026
Patent 12684927
METHOD FOR MANUFACTURING IMAGE DISPLAY DEVICE AND IMAGE DISPLAY DEVICE
3y 2m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+8.6%)
2y 11m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 140 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month