Prosecution Insights
Last updated: April 19, 2026
Application No. 18/528,552

PIVOTING ROBOTIC PLANTER

Non-Final OA §102§103
Filed
Dec 04, 2023
Examiner
TSUI, ALFRED H
Art Unit
3671
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Nutech Ventures
OA Round
1 (Non-Final)
29%
Grant Probability
At Risk
1-2
OA Rounds
5y 7m
To Grant
64%
With Interview

Examiner Intelligence

Grants only 29% of cases
29%
Career Allow Rate
54 granted / 187 resolved
-23.1% vs TC avg
Strong +35% interview lift
Without
With
+35.2%
Interview Lift
resolved cases with interview
Typical timeline
5y 7m
Avg Prosecution
48 currently pending
Career history
235
Total Applications
across all art units

Statute-Specific Performance

§101
30.9%
-9.1% vs TC avg
§103
44.0%
+4.0% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
12.5%
-27.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 187 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . STATUS OF CLAIMS This Non-Final action is in reply to the application 18,285,552 filed on 12/04/2023. Claims 1-20 are rejected Claims 1 – 18 are elected for group I Claims 19 – 20 are withdrawn Claims 1 -20 are currently pending and have been examined. Election/Restrictions During a telephone conversation with Mathew Poulsen on 01/06/2026 a provisional election was made without traverse to prosecute the invention of 18528552,Group I, claims 1 – 18. Affirmation of this election must be made by applicant in replying to this Office action. Group II, Claims 19 – 20 are withdrawn from further consideration by the examiner, 37 CFR 1.142(b), as being drawn to a non-elected invention. Information Disclosure Statement The information disclosure statement (IDS) submitted on was filed after the mailing date of the 12/04/2023 fully considered by examiner The submission is in compliance with the provisions of 37 CFR 1.97. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 – 20 are rejected under 35 U.S.C. 102(a1)(a2) as being anticipated by CA 3167255 – Antle et al. hereinafter as ANTLE in view of US PG Pub 20220183265 – Kocer et al. hereinafter as KOCER in further view of US PG Pub 20180354625 – Verkade et al. hereinafter as VERKADE Regarding Claim 1: ANTLE discloses: An implement-operating vehicle comprising: a frame; ( frame 110) a plurality of ground engagement elements coupled to the frame; (fig. 9 and 10 - 400 is tool bar attachments) a power source configured to power the ground engagement elements;(para. 0041 - wherein the power sources from PTO and electrical system from a alternator 182 or battery 186) an implement platform coupled to the frame(fig. 2, 9 and 10 - articulating tool arms - 300( including backbone 350), articulating tool arm mount 310, tool platform 370 and tool attachment 400 is the implement platform is connected to toolbar 106 , connected to frame 110 ) , the implement platform configured to: couple to an implement; and (tool platform 370 is connected tool attachment 400) ANTLE discloses of an autonomous vehicle with modular implements however doesn’t explicitly disclose of a implement rotation that is an axis perpendicular to the ground. However KOCER discloses of the ability to provide angular rotation of the ground engaging tools of dispatched implements, further discloses: wherein the implement platform comprises a rotation pivot joint ( Fig. 2 and fig. 10 - para. 0054 – where in the rotation actuator includes actuators that rotate the implement (row unit) about the pivot pin) rotate the implement via the rotation pivot joint on an axis perpendicular to a ground surface; and (Fig. 2 and fig. 10 - para. 0054 – wherein the pivot pin is the axis perpendicular to ground) a platform motor coupled to the rotation PNG media_image1.png 512 746 media_image1.png Greyscale PNG media_image2.png 708 880 media_image2.png Greyscale It would be obvious to one of ordinary skill in the art before the effective filling date of the applicants invention for the autonomous implement system and coupling with implements of ANTLE to utilizing KOCER’s ability to provide angular rotation of the ground engaging tools of dispatched implements. This would allow ANTLE to alter the angular position of the one or more implements to reduce a difference between the detected position between crop row that are straight line and curved crop rows.( para. 0061) ANTLE / KOCER disclose of a rotational pivot joint ( 660) in order to adapt to straight and curved rows for the implements, VERKADE of a vehicle that utilizes couplings including ball bearing and hinges, discloses: rotation bearing ( para. 0066 – wherein the linear coupling of ball bearings and hinges) It would be obvious to one of ordinary skill in the art before the effective filling date of the applicants invention for the vehicle and rotational coupling of structure such as implements for ground engaging tools of ANTLE to utilizing VERKADE’s use of rotational coupling on vehicles used in agriculture such as ball bearings and hinges. This would allow ANTLE to when utilize couplings such hinges, including ball bearings to enhance stability, reduce vibration during operation of vehicle( VERKADE – para. 0066) Regarding Claim 2: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 2. The implement-operating vehicle of claim 1, further comprising one or more controllers communicatively coupled to the platform motor and the ground engagement elements, the one or more controllers including one or more processors configured to execute a set of program instructions stored in a memory, the set of program instructions configured to cause the one or more processors to: ( para. 0101 - controller 202 control movement of the ground engagement elements along the ground in the first direction; ( para. 0091 and 101 - The control system 200, including machine controller 202 and perception system 270,can perform the processing and control to providing autonomous working of the plant lines 62. For example, the processing and control includes, but not limited to, detecting plant lines 62; centering tool arms 300 on plant lines 62; classifying, assigning confidence, bounding, locating and tracking objects of interest, including optional pre-/post-processing functions known in the art; following the working surface 58 using lift cylinder 346 of tool arm 300, and operating the tool attachment 400 to perform the working operation for the plant lines 62.) KOCER disclose the platform motor rotation to the first position as taught in claim 1 control operation of the platform motor to rotate the implement to the first position. ( ( para. 0061 – where in the controller can activate the movement of the rotational actuator 222 and controls the angular position of the implement) Regarding Claim 3: 3. The implement-operating vehicle of claim 1, further including a lift mechanism coupled to the implement platform configured to adjust a height of the implement relative to the ground surface. (Fig. 9 and fig. 10 wherein the lift mechanism 344 and 342 lifts the implement platform 300 to adjust the height of implement 400 relative to ground) Regarding Claim 4: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 4. The implement-operating vehicle of claim 1, wherein the plurality of ground engagement elements includes a set of forward ground engagement elements and a set of aft ground engagement elements, wherein the implement platform is coupled to the frame at a position between the forward ground engagement elements( Fig. 2 wherein the tool 400 is between the forward and the aft engagement elements) and the aft ground engagement elements. ( fig. 9 and 10 tool towards the back end of vehicle) Regarding Claim 5: ANTLE / KOCER / VERKADE discloses claim 2 ANTLE discloses: 5. The implement-operating vehicle of claim 2, further including a vision system including one or more sensors communicatively connected to the one or more controllers,( vision para. 0070) wherein the set of program instructions are further configured to cause the one or more processors to generate a virtual guide path based on data received from the vision system, wherein the virtual guide path includes at least one of: a guide path segment that requires a steered movement to avoid an obstacle detected by the vision system, or a guide path segment that requires a steered movement to avoid a movement of the implement into a restricted area. ( para .0079 avoid a particular plan identified in an image ) Regarding Claim 6: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 6. The implement-operating vehicle of claim 1, further including the implement. ( fig. 9 and 10) Regarding Claim 7: ANTLE / KOCER / VERKADE discloses claim 6 ANTLE discloses: 7. The implement-operating vehicle of claim 6, wherein the implement is configured to couple to the implement platform via an implement subframe. ( implement subframe – 350 – backbone) Regarding Claim 8: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 8. The implement-operating vehicle of claim 1, wherein the implement comprises at least one of a planter, a cultivator, a bailer, a plow, or a harvester. ( para. 0056 – planting, harvesting, cultivating) Regarding Claim 9: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 9. The implement-operating vehicle of claim 1, wherein the implement comprises at least one of a sprayer, a mower, a fertilizer spreader, a harrow, a rake, or an irrigation system. ( para. 0056 – spraying) Regarding Claim 10: ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses: 10. The implement-operating vehicle of claim 1, wherein the implement-operating vehicle is under autonomous control. ( para. 0091) Regarding Claim 11:ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses of an autonomous control vehicle , KOCER also discloses of an autonomous control vehicle in addition to supervised control, discloses: 11. The implement-operating vehicle of claim 1, wherein the implement-operating vehicle is under supervised autonomous control. (para. 0042 - Semi autonomous) ANTLE and KOCER are considered analogous to the claimed invention because they are in the same field of endeavor of autonomous vehicles. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified ANTLE to incorporate the teachings of KOCER and combine the ability for the vehicles to be capable of supervised autonomous control. One would have made this combination to enhance and improve the machine. Regarding Claim 12:ANTLE / KOCER / VERKADE discloses claim 1 ANTLE discloses of an autonomous control vehicle , KOCER also discloses of an autonomous control vehicle in addition to full manual control, discloses: 12. The implement-operating vehicle of claim 1, wherein the implement-operating vehicle is under manual control. (para. 0042 – full manual control) ANTLE and KOCER are considered analogous to the claimed invention because they are in the same field of endeavor of autonomous vehicles. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified ANTLE to incorporate the teachings of KOCER and combine the ability for the vehicles to be fully manual control. One would have made this combination to provide the flexibility to utilize the machine to its full capabilities. Regarding Claim 12:ANTLE discloses: 13. An implement-operating vehicle comprising: a frame; ( frame 110) a plurality of ground engagement elements coupled to the frame; (fig. 9 and 10 - 400 is tool bar attachments) a power source configured to power the ground engagement elements; (para. 0041 - wherein the power sources from PTO and electrical system from a alternator 182 or battery 186) an implement platform coupled to the frame, (fig. 2, 9 and 10 - articulating tool arms - 300( including backbone 350), articulating tool arm mount 310, tool platform 370 and tool attachment 400 is the implement platform is connected to toolbar 106 , connected to frame 110 ), the implement platform configured to: couple to a planter; and (tool platform 370 is connected tool attachment 400, wherein the specific tool is a planter – para. 0056) ANTLE discloses of an autonomous vehicle with modular implements however doesn’t explicitly disclose of a implement rotation that is an axis perpendicular to the ground specifically an implement that is a planter. However KOCER discloses of the ability to provide angular rotation of the ground engaging tools of dispatched implements, further discloses: rotate the planter via the rotation a platform motor coupled to the rotation one or more controllers communicatively coupled to the platform motor and the ground engagement elements, the one or more controllers including one or more processors configured to execute a set of program instructions stored in a memory,(controller can control the movements of the ground engagement elements to alter the angular position) the set of program instructions configured to cause the one or more processors to: control movement of the ground engagement elements along a ground surface in a first direction; ( para. 0061 – where in the controller can activate the movement of the rotational actuator 222 and controls the angular position of the implement) control operation of the platform motor to rotate the planter to a first position corresponding to the first direction. ( para. 0061 – where in the controller can activate the movement of the rotational actuator 222 and controls the angular position of the implement) PNG media_image1.png 512 746 media_image1.png Greyscale PNG media_image2.png 708 880 media_image2.png Greyscale It would be obvious to one of ordinary skill in the art before the effective filling date of the applicants invention for the autonomous implement system and coupling with implements of ANTLE to utilizing KOCER’s ability to provide angular rotation of the ground engaging tools of dispatched implements. This would allow ANTLE to alter the angular position of the one or more implements to reduce a difference between the detected position between crop row that are straight line and curved crop rows.( para. 0061) ANTLE / KOCER disclose of a rotational pivot joint ( 660) in order to adapt to straight and curved rows for the planter implement, VERKADE of a vehicle that utilizes couplings including ball bearing and hinges, discloses: rotation bearing ( para. 0066 – wherein the linear coupling of ball bearings and hinges) It would be obvious to one of ordinary skill in the art before the effective filling date of the applicants invention for the vehicle and rotational coupling of structure such as implements for ground engaging tools of ANTLE to utilizing VERKADE’s use of rotational coupling on vehicles used in agriculture such as ball bearings and hinges. This would allow ANTLE to when utilize couplings such hinges, including ball bearings to enhance stability, reduce vibration during operation of vehicle( VERKADE – para. 0066) Regarding Claim 14 ANTLE / KOCER / VERKADE discloses claim 13 ANTLE discloses a planter implement in claim 13, KOCER discloses the combination for rotation as disclosed in claim 13 14. The implement-operating vehicle of claim 13, wherein the implement is not operable when the implement platform is rotated to a second position not corresponding to the first direction. ( para. 0011– wherein a controller can identify when a crop is within a particular threshold where it would be able to operate as intended, the controller can cause the rotation actuator to adjust the angular orientation to minimize damage to crops) Regarding Claim 15 ANTLE / KOCER / VERKADE discloses claim 13 ANTLE discloses: 15. The implement-operating vehicle of claim 13, further including a lift mechanism coupled to the implement platform configured to adjust a height of the planter relative to the ground surface. (Fig. 9 and fig. 10 wherein the lift mechanism 344 and 342 lifts the implement platform 300 to adjust the height of implement 400 relative to ground, para. 0056 - wherein the implement is a planter ) Regarding Claim 16 ANTLE / KOCER / VERKADE discloses claim 13 ANTLE discloses: 16. The implement-operating vehicle of claim 13, wherein the plurality of ground engagement elements includes a set of forward ground engagement elements and a set of aft ground engagement elements, wherein the implement platform is coupled to the frame at a position between the forward ground engagement elements( Fig. 2 wherein the tool 400 is between the forward and the aft engagement elements) and the aft ground engagement elements. ( fig. 9 and 10 tool towards the back end of vehicle) Regarding Claim 17 ANTLE / KOCER / VERKADE discloses claim 13 ANTLE discloses: 17. The implement-operating vehicle of claim 13, further including a vision system communicatively connected to the one or more controllers, ( vision para. 0070) wherein the set of program instructions are further configured to cause the one or more processors to generate a virtual guide path based on data received from the vision system, wherein the virtual guide path includes at least one of: a guide path segment that requires a steered movement to avoid an obstacle detected by the vision system, or a guide path segment that requires a steered movement to avoid a movement of the implement into a restricted area. ( para .0079 avoid a particular plan identified in an image ) Regarding Claim 18 ANTLE / KOCER / VERKADE discloses claim 13 ANTLE discloses of an autonomous control vehicle , KOCER also discloses of an autonomous control vehicle in addition to supervised control and manual control, discloses: wherein the implement-operating vehicle is under supervised autonomous, or manual control. (para. 0042 - Semi autonomous and fully manual) ANTLE and KOCER are considered analogous to the claimed invention because they are in the same field of endeavor of autonomous vehicles. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified ANTLE to incorporate the teachings of KOCER and combine the ability for the vehicles to be capable of supervised autonomous control and fully manual control. One would have made this combination to enhance and improve the useability of the machine. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALFRED H TSUI whose telephone number is (571)272-9511. The examiner can normally be reached 9:00am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chris Sebesta can be reached on 5712720547. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.H.T/Examiner, Art Unit 3671 /TARA SCHIMPF/Supervisory Patent Examiner, Art Unit 3676
Read full office action

Prosecution Timeline

Dec 04, 2023
Application Filed
Jan 12, 2024
Response after Non-Final Action
Jan 06, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
29%
Grant Probability
64%
With Interview (+35.2%)
5y 7m
Median Time to Grant
Low
PTA Risk
Based on 187 resolved cases by this examiner. Grant probability derived from career allow rate.

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