Prosecution Insights
Last updated: October 01, 2026
Application No. 18/528,741

PHASE ADJUSTMENT DEVICE AND PHASE ADJUSTMENT METHOD FOR ROTARY MACHINE

Non-Final OA §102
Filed
Dec 04, 2023
Priority
Jan 31, 2023 — JP 2023-013005
Examiner
NGUYEN, DONGHAI D
Art Unit
Tech Center
Assignee
Mitsubishi Heavy Industries Ltd.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
677 granted / 897 resolved
+15.5% vs TC avg
Strong +29% interview lift
Without
With
+29.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
18 currently pending
Career history
911
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
30.0%
-10.0% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 897 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 and 6-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by U.S. Patent 5,834,662 to Stoll et al. Regarding claim 1, Stoll et al disclose a phase adjustment device for a rotary machine including a rotor and a stator, the phase adjustment device comprising: a worm wheel (4) configured to be detachably provided to a shaft end (by element 9) of the rotor (not shown); and a worm portion (3) configured to be detachably provided to the stator (housing 1) and mesh with the worm wheel (4, see Fig. 1). Regarding claim 2, Stoll et al disclose the worm wheel (4) is attached to and detached from a coupling hub (7) provided at the shaft end of the rotor (see Col. 6, lines 1-6). Regarding claim 3, Stoll et al disclose a worm holding plate (raise of house 2) attachable to and detachable from an end flange portion of the stator (see Fig. 3), the end flange portion covering the coupling hub from a lower side, wherein the worm portion is attached to and detached from the end flange portion via the worm holding plate (by fastener in hole 23). Regarding claim 4, Stoll et al disclose a spacer (washers, damping rings, see Col. 6, lines 5-6) configured to be interposed between the coupling hub and the worm wheel (4). Regarding claim 6, Stoll et al disclose a phase adjustment method by the phase adjustment device for a rotary machine according to claim 1, the phase adjustment method comprising: attaching the worm portion (3) to the stator (housing 2); attaching the worm wheel (4) to the shaft end of the rotor (see Col. 6, lines 1-6) with the worm wheel (4) meshing with the worm portion (3, see Fig. 2); and adjusting a phase of the rotor by rotating the worm portion about an axis of the worm portion by using a hand tool. Regarding claim 7, Stoll et al disclose the worm wheel (4) is attached to a coupling hub (not shown) mounted to the shaft end of the rotor, and in the attaching of the worm portion (3) to the stator (housing 2), a worm holding plate configured to support the worm portion is positioned (see Figs. 2-3) and attached to an end portion of an end flange portion (22) covering the coupling hub. Allowable Subject Matter Claims 5 and 8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Prior art cited for their general teaching of a worm gear structure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DONGHAI D NGUYEN whose telephone number is (571)272-4566. The examiner can normally be reached M-F 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas J. Hong can be reached at 571-272-0993. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DN/ /DONGHAI D NGUYEN/August 22, 2026 Primary Examiner, Art Unit 3729
Read full office action

Prosecution Timeline

Dec 04, 2023
Application Filed
Aug 26, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+29.0%)
3y 0m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 897 resolved cases by this examiner. Grant probability derived from career allowance rate.

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