Prosecution Insights
Last updated: April 19, 2026
Application No. 18/534,105

ORAL PRODUCT

Non-Final OA §103
Filed
Dec 08, 2023
Examiner
YAARY, ERIC
Art Unit
1755
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Altria Client Services LLC
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
76%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
627 granted / 850 resolved
+8.8% vs TC avg
Minimal +2% lift
Without
With
+2.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
50 currently pending
Career history
900
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
55.2%
+15.2% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
16.0%
-24.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 850 resolved cases

Office Action

§103
DETAILED ACTION Response to Arguments Applicant's arguments filed 12/9/2025 have been fully considered but they are not persuasive. Applicant argues Chau does not disclose “a soluble fiber configured to dissolve faster than the mouth-soluble polymer to form channels in the porous matrix”. The Examiner disagrees. Chau teaches [col. 3, l. 65 to col. 4, l. 11] many different preferred mouth-soluble polymers of the instant invention, including HPMC, alginate, xanthan, HPC, HEC, and propylene glycol alginate) [instant claim 16; instant specification page 5, line 24 to page 6, line 7]. The instant specification discloses maltodextrin as a preferred soluble fiber of the instant invention [page 23, line 20-26]. Chao also teaches maltodextrin [col. 4, l. 7-9]. The maltodextrin of Chau is thus interpreted as a soluble fiber configured to dissolve faster than the mouth-soluble polymer to form channels in the porous matrix. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-11 and 16-19 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Chau (US 5,637,313) in view of Wittorff (US 2009/0169677). Regarding claims 1-2, 9, and 16, Chau teaches an oral product comprising: a matrix [col. 3, l. 13-19] including, a water-soluble bulking agent (mouth-soluble polymer) [col. 3, l. 65 to col. 4, l. 11], and a cellulosic material [col. 4, l. 12-20]; an additive including caffeine [col. 5, l. 30-31], a sweetener, and a flavorant [col. 4, l. 59-62]. As a result of mixing in forming the product [col. 3, l. 13-19], the matrix is expected to be porous with the additive in pores of the matrix. The oral product is free of tobacco plant tissue. Chau does not teach a triglyceride. Wittorff teaches a chewing gum comprising a medium chain triglyceride as a softener [0092]. As Chau desires a soft product [abstract], it would have been obvious to one of ordinary skill in the art to include a medium chain triglyceride in the oral product of Chau for softening purposes. Chau teaches [col. 3, l. 65 to col. 4, l. 11] many different preferred mouth-soluble polymers of the instant invention, including HPMC, alginate, xanthan, HPC, HEC, and propylene glycol alginate) [instant specification page 5, line 24 to page 6, line 7]. The instant specification discloses maltodextrin as a preferred soluble fiber of the instant invention [page 23, line 20-26]. Chao also teaches maltodextrin [col. 4, l. 7-9]. Although Chao does not specifically teach using maltodextrin in combination with any of the above mouth-soluble polymers, Chao does disclose that these all fall under water soluble bulking agents. "It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition to be used for the very same purpose.... [T]he idea of combining them flows logically from their having been individually taught in the prior art." In re Kerkhoven, 626 F.2d 846, 850, 205 USPQ 1069, 1072 (CCPA 1980). It would have been obvious to one of ordinary skill in the art to use maltodextrin in combination with any of the above mouth-soluble polymers (HPMC, alginate, xanthan, HPC, HEC, or propylene glycol alginate) to achieve predictable results. The maltodextrin of Chau is thus interpreted as a soluble fiber configured to dissolve faster than the mouth-soluble polymer to form channels in the porous matrix. Regarding claims 3-4, "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985). The caffeine of Chau is interpreted to read on either a synthetic caffeine or coffee bean-extracted caffeine as these are product-by-process limitations. Regarding claim 5, Chau teaches including caffeine for the effect of appetite suppression [col. 5, l. 30-31]. It would have been obvious to one of ordinary skill in the art to optimize the amount of caffeine in the oral product through routine experimentation to achieve the desired effects. Regarding claims 6-7, Chau teaches the oral product includes vitamin A [col. 9, l. 5-9]. Regarding clams 6 and 8, Chau teaches the oral product includes calcium carbonate [col. 5, l. 19-21]. Regarding claims 10-11, it would have been obvious to one of ordinary skill in the art to optimize the amount of triglyceride in the oral product through routine experimentation to achieve desired softening effects as suggested by Wittorff [0092]. Regarding claim 17, Chau teaches the water insoluble bulking agent (cellulosic material) is present in an amount of 15-40 weight percent and the mouth-soluble polymer is present in an amount of 30-60 weight percent [col. 4, l. 50-59]. Regarding claim 18, Chau does not teach the claimed sweeteners. Wittorff teaches saccharine, sucralose, or aspartame as a sweetener [0160], which would have been obvious to one of ordinary skill in the art to as the sweetener of Chau to achieve the predictable result of sweetening. Regarding claim 19, Chau teaches spearmint flavorant [Example 1]. Claim 12 is rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Chau and Wittorff as applied to claim 1 above, and further in view of Duffield (US 2012/0208773). Modified Chau is silent to the claimed pore sizes. Duffield teaches a pharmaceutical composition wherein the release rate from a matrix can be modified by the porosity of the matrix [0145]. It would have been obvious to one of ordinary skill in the art to optimize the pore sizes of the matrix of modified Chau through routine experimentation to achieve the desired release rate of the additive. Claims 13-15 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Chau and Wittorff as applied to claim 1 above, and further in view of Gin (US 2004/0247669). Modified Chau is silent to levels of springiness. Gin teaches an oral product wherein the body is comfortable to retain in the mouth due to its soft (i.e. compressible) and rubbery (i.e. springy) consistency [0017]. In view of Gin, one of ordinary skill in the art would have found it obvious at to provide a oral product in modified Chau that has a relatively high degree of compressibility or springiness within the claimed ranges, or would have found it obvious to optimize the compressibility and springiness through routine experimentation to achieve the desired level of comfort in the mouth of the user. Claim 20 is rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Chau in view of Wittorff and Duffield. Chau teaches an oral product comprising: a matrix [col. 3, l. 13-19] including, a water-soluble bulking agent (mouth-soluble polymer) [col. 3, l. 65 to col. 4, l. 11], and a cellulosic material [col. 4, l. 12-20]; an additive including caffeine [col. 5, l. 30-31], a sweetener, and a flavorant [col. 4, l. 59-62]. As a result of mixing in forming the product [col. 3, l. 13-19], the matrix is expected to be porous with the additive in pores of the matrix. The oral product is free of tobacco plant tissue. Chau teaches the water insoluble bulking agent (cellulosic material) is present in an amount of 15-40 weight percent and the mouth-soluble polymer is present in an amount of 30-60 weight percent [col. 4, l. 50-59]. Chau does not teach a triglyceride. Wittorff teaches a chewing gum comprising a medium chain triglyceride as a softener [0092]. As Chau desires a soft product [abstract], it would have been obvious to one of ordinary skill in the art to include a medium chain triglyceride in the oral product of Chau for softening purposes. It further would have been obvious to one of ordinary skill in the art to optimize the amount of triglyceride in the oral product through routine experimentation to achieve desired softening effects as suggested by Wittorff [0092]. Modified Chau is silent to the claimed pore sizes. Duffield teaches a pharmaceutical composition wherein the release rate from a matrix can be modified by the porosity of the matrix [0145]. It would have been obvious to one of ordinary skill in the art to optimize the pore sizes of the matrix of modified Chau through routine experimentation to achieve the desired release rate of the additive. Chau teaches [col. 3, l. 65 to col. 4, l. 11] many different preferred mouth-soluble polymers of the instant invention, including HPMC, alginate, xanthan, HPC, HEC, and propylene glycol alginate) [instant specification page 5, line 24 to page 6, line 7]. The instant specification discloses maltodextrin as a preferred soluble fiber of the instant invention [page 23, line 20-26]. Chao also teaches maltodextrin [col. 4, l. 7-9]. Although Chao does not specifically teach using maltodextrin in combination with any of the above mouth-soluble polymers, Chao does disclose that these all fall under water soluble bulking agents. "It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition to be used for the very same purpose.... [T]he idea of combining them flows logically from their having been individually taught in the prior art." In re Kerkhoven, 626 F.2d 846, 850, 205 USPQ 1069, 1072 (CCPA 1980). It would have been obvious to one of ordinary skill in the art to use maltodextrin in combination with any of the above mouth-soluble polymers (HPMC, alginate, xanthan, HPC, HEC, or propylene glycol alginate) to achieve predictable results. The maltodextrin of Chau is thus interpreted as a soluble fiber configured to dissolve faster than the mouth-soluble polymer to form channels in the porous matrix. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC YAARY whose telephone number is (571)272-3273. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Philip Louie can be reached at (571)270-1241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC YAARY/Examiner, Art Unit 1755
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Prosecution Timeline

Dec 08, 2023
Application Filed
May 08, 2025
Non-Final Rejection — §103
Sep 23, 2025
Response Filed
Dec 05, 2025
Final Rejection — §103
Mar 18, 2026
Request for Continued Examination
Mar 22, 2026
Response after Non-Final Action
Mar 26, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599159
ORAL PRODUCTS WITH IMPROVED BINDING OF ACTIVE INGREDIENTS
2y 5m to grant Granted Apr 14, 2026
Patent 12588707
ELECTRONIC SMOKING ARTICLE
2y 5m to grant Granted Mar 31, 2026
Patent 12582151
METHOD AND PLANT FOR TREATING TOBACCO LEAVES
2y 5m to grant Granted Mar 24, 2026
Patent 12575599
SMOKING CAPSULE WITH ELECTRICAL CONTACT
2y 5m to grant Granted Mar 17, 2026
Patent 12575612
SMOKING DEVICE WITH FLATTENING FUNCTION
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
76%
With Interview (+2.2%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 850 resolved cases by this examiner. Grant probability derived from career allow rate.

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