Prosecution Insights
Last updated: July 17, 2026
Application No. 18/535,786

LIGHT CONTROL FILM AND DISPLAY DEVICE INCLUDING SAME

Non-Final OA §103
Filed
Dec 11, 2023
Priority
Dec 30, 2022 — RE 10-2022-0190034
Examiner
POWERS, LAURA C
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Display Co., Ltd.
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
323 granted / 578 resolved
-9.1% vs TC avg
Strong +48% interview lift
Without
With
+47.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
25 currently pending
Career history
607
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
64.4%
+24.4% vs TC avg
§102
5.4%
-34.6% vs TC avg
§112
28.7%
-11.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 578 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-10, in the reply filed on 04/13/2026 is acknowledged. Claims 11-21 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 04/13/2026. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 11/20/2025 is considered by the examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 3, 4, 5, 6, 7, 8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Shimizu et al. (WO 2019/225183A1, machine translation via EPO). Regarding claims 1, 6 and 8, Shimizu et al. teaches a circular polarizer (light control film) used with display devices, comprised of a polarizer, a phase difference layer (obliquely-stretched base) and an adhesion layer (horizontally oriented dye layer) ([0005, 0009-0014, 0019-0026]). The phase difference layer (obliquely-stretched base) is comprised of a stretched film, such as an acrylic film or cyclic olefin film, wherein one embodiment stretches the film obliquely ([0021-0028]). The adhesion layer (horizontally oriented dye layer) is comprised of dye compounds and an acrylic adhesive (horizontal alignment film integrated with dye) comprising (meth)acrylic polymers) as the base polymer and containing alkyl (meth) acrylate as the main monomer unit ([0012-0018, 0063-0066]). Shimizu et al. does not expressly teach that the circular polarize (light control film) comprises an anti-reflection layer. Park et al., in the same field of endeavor, teaches a variable transmittance device used in display devices, comprised of a first polarizer, a lower substrate, a lower alignment layer, an upper substrate, an upper alignment layer and a second polarizer, wherein the variable transmittance device reduces color non-uniformity in display devices ([0004-0005, 0013-0023, 0034-0043, 0045-0053, 0058-0063, 0068-0074]). Park et al. teaches that the variable transmittance device can further comprise an anti-reflection layer attached to the outside of the variable transmittance device via an adhesive, wherein anti-reflection layers are known in the art, thus an appropriate anti-reflection layer and thickness can be appropriately selected based on the purpose of the application. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the circular polarize (light control film) taught by Shimizu et al. to attach the anti-reflection layer taught by Park et al. to the adhesion layer (horizontally oriented dye layer) to provide anti-reflective features to the circular polarize (light control film) based on the desired use and properties for the circular polarize (light control film), as Park et al. teaches such film are known in the art and one of ordinary skill in the art would be capable of selecting the appropriate anti-reflection film based on the purpose of the circular polarize (light control film). Regarding claim 2 and 3, Shimizu et al. and Park et al. teach all the limitations of claim 1 above. Shimizu et al. teaches that the in-plane phase difference (Re) refers to the in-plane phase difference measure with light of a certain wavelength at 23˚C, wherein the in-plane phase difference (Re) of the phase difference layer (obliquely-stretched base) satisfies the equation 115nm ≤ Re(550) ≤ 135nm ([0019-0026]). The instant claims do not recite or require a wavelength at which the claimed plane direction phrase retardation value (Rin) is measured at to obtained the claimed ranges. Shimizu et al. teaches a phase difference layer (obliquely-stretched base) having the same structure and materials as the claimed obliquely stretched base (see pg-pub of instant application [0064-0065]), therefore, the phase difference layer (obliquely-stretched base) taught by Shimizu et al. would inherently have a similar plane direction phrase retardation value (Rin) to that of claims 2 and 3. Regarding claims 4 and 5, Shimizu et al. and Park et al. teach all the limitations of claim 1 above. Shimizu et al. further teaches that the angle between the absorption axis of the polarizer and the slow phase axis of the phase difference layer (obliquely-stretched base) is between 39˚ and 51˚ and that the phase difference layer (obliquely-stretched base) has a slow axis in the oblique direction, for example a direction of 45˚ ([0010, 0034, 0038, 0042, 0082]). Regarding claim 7, Shimizu et al. and Park et al. teach all the limitations of claim 1 above. Shimizu et al. further teaches dye compounds used in the adhesion layer (horizontally oriented dye layer), wherein the dye compounds can be organic or inorganic dye compounds, and can be used individually of in combinations of two or more types ([0012-0018]). While Shimizu et al. does not expressly teach that the dyes comprise three types of dyes selected from among dye red, dye green, dye blue, dye cyan, dye magenta or dye yellow, such a modification would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention as an obvious matter of design choice based upon the desired visual effects of the resultant circular polarizer (light control film). Shimizu et al. teaches a number of examples of dyes and, as previously stated, teaches that dyes can be used individually or in combinations of two or more types ([0012-0018]). It is well within the level of one having ordinary skill in the art to choose three colors of dye from those listed in claim 7 as an obvious matter of design choice based upon the colors preferred by the user. Regarding claim 10, Shimizu et al. and Park et al. teach all the limitations of claim 1 above. Shimizu et al. further teaches that the amount of dye compound in the adhesion layer (horizontally oriented dye layer) is preferably 0.01 to 10 parts by weight per 100 parts by weight of the adhesion layer (horizontally oriented dye layer) to suppress the decrease in visible light transmittance of the circular polarizer (light control film) while bringing the reflective hue of the circular polarizer (light control film) closer to neutral ([0017]). While Shimizu et al. does not expressly teach that the single transmittance of the adhesion layer (horizontally oriented dye layer) ranges from 60-90%, such a modification would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to adjust the transmittance of the adhesion layer (horizontally oriented dye layer) based upon the desired amount of transmittance of the adhesion layer (horizontally oriented dye layer) in the circular polarizer (light control film) Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Shimizu et al. (WO 2019/225183A1, machine translation via EPO) in view of Part et al. (KR 2021-0032699A, cited on IDS, machine translation via EPO provided) and further in view of Nagayama et al. (US 20022/0300103). Regarding claim 9, Shimizu et al. and Park et al. teach all the limitations of claim 1 above, however, the references do not expressly teach that the adhesion layer (horizontally oriented dye layer) comprises a photoinitiator. Nagayama et al. teaches a resin composition and adhesive member used with a light control layer and a display device, wherein the adhesive layer is formed by photocuring a resin composition and exhibits excellent adhesion at high temperatures resulting in excellent reliability when used in flexible display devices (Abstract, [0006-0020, 0027]). The adhesive is comprised of a (meth)acrylic monomer and as photoinitiator activated by ultraviolet light ([0086-0092, 0105-0108]). As both Shimizu et al. and Nagayama et al. teach adhesive layers comprising (meth)acrylic polymers used with light control layers/polarizers, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the adhesion layer (horizontally oriented dye layer) taught by Shimizu et al. to include a photoinitiator as taught by the adhesive layer of Nagayama et al., as Nagayama et al. teaches that such adhesive layers exhibit excellent adhesion at high temperatures and excellent reliability when used in display devices. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA POWERS whose telephone number is (571)270-5624. The examiner can normally be reached Monday-Thursday, 10:00AM-3:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at 571-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LAURA POWERS Examiner Art Unit 1785 /LAURA C POWERS/Primary Examiner, Art Unit 1785
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Prosecution Timeline

Dec 11, 2023
Application Filed
Jun 02, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
99%
With Interview (+47.6%)
3y 1m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 578 resolved cases by this examiner. Grant probability derived from career allowance rate.

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