Prosecution Insights
Last updated: April 19, 2026
Application No. 18/538,780

FOOTWEAR ARTICLE WITH COLLAR ELEVATOR

Non-Final OA §102§103§112
Filed
Dec 13, 2023
Examiner
BAYS, MARIE D
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Nike, Inc.
OA Round
5 (Non-Final)
74%
Grant Probability
Favorable
5-6
OA Rounds
2y 5m
To Grant
94%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
1281 granted / 1722 resolved
+4.4% vs TC avg
Strong +20% interview lift
Without
With
+19.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
26 currently pending
Career history
1748
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
31.0%
-9.0% vs TC avg
§102
32.1%
-7.9% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1722 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 8 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In claim 8 the phrase “the knit textile” lacks antecedent basis rendering the claim vague and indefinite. Claim Rejections - 35 USC § 102 (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5, 9-12, 14, and 19-25 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pratt (2017/0303632). Pratt shows A footwear article capable of hands-free donning, comprising: a sole (120, and paragraph [0036]); an upper (see figures 1A, 5, and 6A-6C) coupled to the sole, the upper having an ankle region, a heel region, a foot-insertion opening, and an ankle collar (see figures) defining and disposed about the foot- insertion opening in the ankle region, the ankle collar movable between a first state (figure 6A) and a second state (figure 6B) during donning of the footwear article, wherein the ankle collar is more rearwardly deflected in the second state as compared to the first state (see figures 6A-6C); a heel structure (110) operable to return the ankle collar from the second state to the first state after donning (see figure 6F), wherein the heel structure is formed from a material (see paragraph [0051] and as is inherent in the functional description in paragraphs [0030]-[0033]) having a greater stiffness than the upper in at least the heel region, the heel structure comprising a collar elevator collar elevator comprised of: a first lever arm (130) having a proximal end and a distal end, and a second lever (130) arm having a proximal end and a distal end, wherein the first lever arm distal end and the second lever arm distal end are discontiguous (see figures 4A and 4B and paragraph [0035] and [0043]3); and a collar stay (140) having a first end on a medial side of the upper and a second end on a lateral side of the upper, the collar stay extending around a heel end of the upper at the ankle collar (see figures 4A, 4B and 6A-6C); wherein the foot-insertion opening defines a first circumference when the heel structure is in the first state, and wherein the heel structure expands the foot- insertion opening to a second ovular circumference when the heel structure is in the second state, such that the second circumference is at least about five percent larger than the first circumference (see paragraphs [0030]-[0031]) as claimed. In reference to claims 2 and 3, see top angled surface of the rear portion of the opening/collar of the shoe which is considered to provide an enhanced entry (see figures 6A and 6B and paragraph [0056]). In reference to claims 4 and 23, see paragraph [0053]. In reference to claim 5, see figure 3C. In reference to claims 9 and 10, see paragraphs [0035] and [0053]. In reference to claims 11 and 12, see base elements 120, 180 or 125. In reference to claim 14, see figures 6A-6C. In reference to claim 19, see figures 4A and 4B. In reference to claim 20, it is noted that if one were to consider the ends of the arms which connect to the sole to be “distal ends” , the “distal ends” of the arms do not overlap the collar stay and are greater than the width of the collar stay (see figure 3C). In reference to claims 21 and 22, see paragraphs [0062]-[0063] and [0055]. In reference to claim 24, see material at 142. In reference to claim 25, see figure 6A. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pratt in view of Hayashi (3583081). Pratt shows footwear substantially as claimed except for the material for the upper. Hayashi teaches the use of a synthetic knit material (see column 2 lines 42-59). It would have been obvious to use synthetic knit material as taught by Hayashi in the footwear of Pratt to provide a comfortable, elastic footwear. The prior art cited and not relied upon by the Examiner for the above rejections are considered to be pertinent in that the references cited are considered to be the nearest prior art to the subject matter defined in the claims as required by MPEP707.05. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. In order to avoid potential delays, Technology Center 3700 is encouraging FAXing of responses to Office Actions directly into the Center at (571)273-8300 (FORMAL FAXES ONLY). Please identify Examiner Marie Bays of Art Unit 3732 at the top of your cover sheet. Any inquiry concerning the MERITS of this examination from the examiner should be directed to Marie Bays whose telephone number is (571) 272-4559. The examiner can normally be reached from Mon-Thurs 6-4. Alternatively if the Examiner cannot be reached, please contact the Examiners SPE Alissa Tompkins at 571-272-3425. /MARIE D BAYS/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Dec 13, 2023
Application Filed
Dec 31, 2024
Non-Final Rejection — §102, §103, §112
Mar 31, 2025
Response Filed
Apr 07, 2025
Final Rejection — §102, §103, §112
Jul 10, 2025
Request for Continued Examination
Jul 14, 2025
Response after Non-Final Action
Jul 15, 2025
Non-Final Rejection — §102, §103, §112
Oct 14, 2025
Response Filed
Nov 05, 2025
Final Rejection — §102, §103, §112
Jan 07, 2026
Examiner Interview Summary
Jan 07, 2026
Applicant Interview (Telephonic)
Feb 09, 2026
Request for Continued Examination
Feb 28, 2026
Response after Non-Final Action
Mar 18, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12582192
FOOTWEAR STRAP AND FOOTWEAR HAVING THE SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12575642
Electronically Controlled Bladder Assembly
2y 5m to grant Granted Mar 17, 2026
Patent 12569025
Footwear Structures Providing Compression and Thermal Treatment
2y 5m to grant Granted Mar 10, 2026
Patent 12569032
Electronically Controlled Bladder Assembly
2y 5m to grant Granted Mar 10, 2026
Patent 12564245
Shoe With Interchangeable Upper
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
74%
Grant Probability
94%
With Interview (+19.7%)
2y 5m
Median Time to Grant
High
PTA Risk
Based on 1722 resolved cases by this examiner. Grant probability derived from career allow rate.

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