DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status.
Election/Restrictions
Applicant’s election without traverse of Species D in the reply filed on October 28, 2025 is acknowledged. In view of the cited references, the species are not considered patentably distinct. All clams are examined.
Applicant is reminded that upon the cancelation of claims to a non-elected invention, the inventorship must be corrected in compliance with 37 CFR 1.48(a) if one or more of the currently named inventors is no longer an inventor of at least one claim remaining in the application. A request to correct inventorship under 37 CFR 1.48(a) must be accompanied by an application data sheet in accordance with 37 CFR 1.76 that identifies each inventor by his or her legal name and by the processing fee required under 37 CFR 1.17(i).
Information Disclosure Statement
The numerous information disclosure statements (IDS) are generally in compliance with the provisions of 37 CFR 1.97. However, many listed documents are undated and lined through accordingly. Where patents, publications, and other such documents are submitted by a party in compliance with the requirements of the rules, the requisite degree of consideration to be given to such information will be normally limited by the degree to which the party filing the information citation has explained the content and relevance of the document. The initials of the examiner placed adjacent to the citations on the form PTO/SB/08 or its equivalent, without an indication to the contrary in the record, do not signify that the document has been considered by the examiner any further than to the extent noted above.
Claim Rejections - 35 USC § 112
The following is a quotation of 35 U.S.C. 112(b):
(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph:
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
Claim 12 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claim 11, line 21 recites “a seat engaging surface”. Claim 12, lines 1 and 2 recite “a seat engaging surface”. It is unclear if these recitations are referring to the same seat engaging surface or different seat engaging surfaces.
Claim Rejections - 35 USC § 102
The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action:
A person shall be entitled to a patent unless –
(a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention.
Claims 1, 4-8, 10-13, 15-23, and 26-30 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Maddox (US Patent Number 3,191,617).
Re claim 1, Maddox discloses a valve member to enhance sealing of a fluid flow in a high-pressure pump assembly, the valve member comprising: a valve body (20) having a valve body axis, a valve head including a first radial dimension and extending in a direction transverse to the valve body axis, and a neck portion connected to the valve head and including a second radial dimension less than the first radial dimension (see Fig. 1 or 2), one or more of the valve head or the neck portion including a seal engaging surface (24, 26) at least partially defining one or more recesses (24, 26); and a valve seal (28, 30, 34) connected to the valve body along the neck portion and adjacent the seal engaging surface of the valve body, the valve seal having a body engaging surface including one or more protrusions (32, 34) positioned so as to abut the seal engaging surface and received in the one or more recesses, thereby to provide an engagement (26, 34) between the valve seal and the valve body, such that during operation of the high-pressure pump assembly the engagement resists one or more of: (a) outward radial migration of the valve seal relative to the seal engaging surface of the valve body, (b) axial displacement of the valve seal relative to the seal engaging surface of the valve body, or (c) rotational displacement of the valve seal relative to the seal engaging surface of the valve body (see col. 2, lines 18-45; note that all three conditions are met as the triangular groove and protrusion resists outward radial migration, axial displacement, and rotational displacement).
Re claim 4, Maddox discloses the valve member of claim 1, wherein the valve seal further comprises a substantially annular protrusion (32) extending from the body engaging surface and configured to engage with the one or more recesses (24) of the seal engaging surface of the valve body.
Re claim 5, Maddox discloses the valve member of claim 1, wherein the body engaging surface of the valve seal comprises material configured to deform and at least partially conform to the one or more recesses, thereby to provide the one or more protrusions and the engagement between the valve seal and the valve body (see the discussion of the flexible material such as rubber and the conforming in col. 2, lines 9-20).
Re claim 6, Maddox discloses the valve member of claim 1, wherein at least:
(a) the one or more recesses comprise a substantially annular recess having a substantially
polygonal-shaped cross-section, and the seal engaging surface comprises one or more protrusions
having a cross-sectional shape substantially complimentary to the substantially polygonal-shaped
cross-section of the substantially annular recess (see the discussion of the triangular groove and triangular ridge protrusion in col. 2, lines 18-45 with a triangle being a polygon),
Re claim 7, Maddox discloses the valve member of claim 1, wherein one or more of: (a) the valve head is located at a proximal end of the valve body and comprises a valve head surface (the upper portion of 20 as shown in Figs. 1 and 2) facing in a direction away from the seal engaging surface of the valve body, the seal engaging surface at least partially defining an annular surface opposite the valve head surface, and the valve head surface at least partially defining a spring recess positioned to receive a valve spring (36, see Fig. 1), or (b) the valve head is located at a proximal end of the valve body and comprises a valve head surface facing in a direction away from the seal engaging surface of the valve body, the seal engaging surface at least partially defining an annular surface opposite the valve head surface, and the seal engaging surface positioned substantially perpendicular to the valve body axis (see Fig. 1 or 2).
Re claim 8, Maddox discloses the valve member of claim 1, wherein the valve seal further comprises a seat engaging surface opposite the body engaging surface and positioned to abut a valve seat (10, 18), thereby to prevent fluid flow through the valve member, and wherein the seat engaging surface is substantially annular and extends in a direction oblique with respect to the valve body axis (see Fig. 1).
Re claim 10, Maddox discloses the valve member of claim 1, wherein the valve seal comprises an elastomeric material (rubber, see col. 2, lines 9 and 10).
Re claim 11, Maddox discloses a valve assembly to enhance sealing of a fluid flow in a high-pressure pump assembly, the valve assembly comprising: a valve member positioned to move between an open position to allow fluid flow through the valve assembly and a closed position to prevent fluid flow through the valve assembly, the valve member including: a valve body (20) having a valve body axis, a valve head including a first radial dimension and extending in a direction transverse to the valve body axis, and a neck portion connected to the valve head and including a second radial dimension less than the first radial dimension (see Fig. 1 or 2), one or more of the valve head or the neck portion including a seal engaging surface (24, 26) at least partially defining one or more recesses (24, 26); and a valve seal (28, 30, 34) connected to the valve body along the neck portion and adjacent the seal engaging surface of the valve body, the valve seal including a body engaging surface including one or more protrusions (32, 34) positioned so as to abut the seal engaging surface and received in the one or more recesses, thereby to provide an engagement (26, 34) between the valve seal and the valve body, such that during operation of the high-pressure pump assembly the engagement resists one or more of: (a) outward radial migration of the valve seal relative to the seal engaging surface of the valve body, (b) axial displacement of the valve seal relative to the seal engaging surface of the valve body, or (c) rotational displacement of the valve seal relative to the seal engaging surface of the valve body (see col. 2, lines 18-45; note that all three conditions are met as the triangular groove and protrusion resists outward radial migration, axial displacement, and rotational displacement); and a seat engaging surface (30), and a valve seat (10) including (i) a substantially cylindrical body having an opening therethrough and (ii) a seat surface, the seat surface positioned to abut the seat engaging surface of the valve seal, thereby to prevent fluid flow through the valve assembly (see Fig. 1).
Re claim 12, Maddox discloses the valve assembly of claim 11, wherein the valve seal further comprises a seat engaging surface (30) positioned opposite the body engaging surface and positioned to abut the seat surface of the valve seat, thereby to prevent fluid flow through the valve assembly, the seat engaging surface of the valve seal and the seat surface of the valve seat configured to prevent fluid flow through the opening in the valve seat (see Fig. 1).
Re claim 13, Maddox discloses the valve assembly of claim 11, wherein; the seat engaging surface is substantially annular and extends in a direction oblique with respect to the valve body axis, and the seat surface of the valve seat is substantially annular and extends in a direction substantially parallel to the seat engaging surface (see Fig. 1).
Re claim 15, Maddox discloses the valve assembly of claim 11, wherein the valve seal further comprises a substantially annular protrusion (32) extending from the body engaging surface, the substantially annular protrusion configured to engage with the one or more recesses (24) of the seal engaging surface of the valve body.
Re claim 16, Maddox discloses the valve assembly of claim 11, wherein the body engaging surface of the valve seal comprises material configured to deform and at least partially conform to the one or more recesses, thereby to form the one or more protrusions and provide the engagement between the valve seal and the valve body (see the discussion of the flexible material such as rubber and the conforming in col. 2, lines 9-20).
Re claim 17, Maddox discloses the valve member of claim 11, wherein at least:
(a) the one or more recesses comprise a substantially annular recess having a substantially
polygonal-shaped cross-section, and the seal engaging surface comprises one or more protrusions
having a cross-sectional shape substantially complimentary to the substantially polygonal-shaped
cross-section of the substantially annular recess (see the discussion of the triangular groove and triangular ridge protrusion in col. 2, lines 18-45 with a triangle being a polygon).
Re claim 18, Maddox discloses the valve member of claim 11, wherein one or more of: (a) the valve head is located at a proximal end of the valve body and comprises a valve head surface (the upper portion of 20 as shown in Figs. 1 and 2) facing in a direction away from the seal engaging surface of the valve body, the seal engaging surface at least partially defining an annular surface opposite the valve head surface, and the valve head surface at least partially defining a spring recess positioned to receive a valve spring (36, see Fig. 1), or (b) the valve head is located at a proximal end of the valve body and comprises a valve head surface facing in a direction away from the seal engaging surface of the valve body, the seal engaging surface at least partially defining an annular surface opposite the valve head surface, and (c) the seal engaging surface positioned substantially perpendicular to the valve body axis (see Fig. 1 or 2).
Re claim 19, Maddox discloses the valve member of claim 11, wherein the valve seal further comprises a seat engaging surface opposite the body engaging surface and positioned to abut a valve seat (10, 18), thereby to prevent fluid flow through the valve member, and wherein the seat engaging surface is substantially annular and extends in a direction oblique with respect to the valve body axis (see Fig. 1).
Re claim 20, Maddox discloses the valve assembly of claim 11, wherein the valve assembly comprises a one-way valve (a check valve used in a pump).
Re claim 21, Maddox discloses a fluid end assembly for a high-pressure reciprocating pump (see col. 1, lines 9-13), the fluid end assembly comprising: a manifold block at least partially defining a pump chamber and a manifold passage positioned to provide fluid communication with the pump chamber (note the pump housing, flow in the up direction as shown in Fig. 1, and the discharge passage); a valve assembly received in the manifold passage of the manifold block and positioned to control fluid flow through the manifold passage (see Fig. 1), the valve assembly having: a valve member positioned to move between an open position to allow fluid flow through the valve assembly and a closed position to prevent fluid flow through the valve assembly, the valve member including: a valve body (20) having a valve body axis, a valve head including a first radial dimension and extending in a direction transverse to the valve body axis, and a neck portion connected to the valve head and including a second radial dimension less than the first radial dimension (see Fig. 1 or 2), one or more of the valve head or the neck portion including a seal engaging surface (24, 26) at least partially defining one or more recesses (24, 26); and a valve seal (28, 30, 34) connected to the valve body along the neck portion and adjacent the seal engaging surface of the valve body, the valve seal including a body engaging surface including one or more protrusions (32, 34) positioned so as to abut the seal engaging surface and received in the one or more recesses, thereby to provide an engagement (26, 34) between the valve seal and the valve body, such that during operation of the high-pressure pump assembly the engagement resists one or more of: (a) outward radial migration of the valve seal relative to the seal engaging surface of the valve body, (b) axial displacement of the valve seal relative to the seal engaging surface of the valve body, or (c) rotational displacement of the valve seal relative to the seal engaging surface of the valve body (see col. 2, lines 18-45; note that all three conditions are met as the triangular groove and protrusion resists outward radial migration, axial displacement, and rotational displacement); and a seat engaging surface (30), and a valve seat (10) including (i) a substantially cylindrical body having an opening therethrough and (ii) a seat surface, the seat surface positioned to abut the seat engaging surface of the valve seal, thereby to prevent fluid flow through the valve assembly (see Fig. 1).
Re claim 22, Maddox discloses the fluid end assembly of claim 21, wherein at least: (a) the valve seal further comprises a substantially annular protrusion (32) extending from the body engaging surface and configured to engage with the one or more recesses (24) of the seal engaging surface of the valve body, (b) the body engaging surface of the valve seal comprises material configured to deform and at least partially conform to the one or more recesses, thereby to provide the one or more protrusions and the engagement between the valve seal and the valve body (see the discussion of the flexible material such as rubber and the conforming in col. 2, lines 9-20), (c) the one or more recesses comprise a substantially annular recess having a substantially polygonal-shaped cross-section, and the seal engaging surface comprises one or more protrusions having a cross-sectional shape substantially complimentary to the substantially polygonal-shaped cross-section of the substantially annular recess (see the discussion of the triangular groove and triangular ridge protrusion in col. 2, lines 18-45 with a triangle being a polygon), (g) the body engaging surface of the valve seal comprises a substantially annular protrusion having a cross-sectional shape configured to nest within the one or more recesses of the seal engaging surface of the valve body, or (i) the valve head is located at a proximal end of the valve body and comprises a valve head surface facing in a direction away from the seal engaging surface of the valve body, the seal engaging surface at least partially defining an annular surface opposite the valve head surface (see Fig. 1 or 2).
Re claim 23, Maddox discloses the valve assembly of claim 21, wherein the valve assembly comprises a one-way valve (a check valve used in a pump).
Re claim 26, Maddox discloses a method for enhancing engagement between a valve seal (28, 30, 34) and a valve body (20) of a valve member to seal fluid flow in a high-pressure pump (see col. 1,lines 9-13), the method comprising: providing a valve body having a valve body axis, a valve head, the valve head including a first radial dimension and extending in a direction transverse to the valve body axis, and a neck portion connected to the valve head and including a second radial dimension less than the first radial dimension (see Fig. 1 or 2); providing one or more recesses (24, 26) in a seal engaging surface of one or more of the valve head or the neck portion; and positioning a valve seal along the neck portion of the valve body, the valve seal having a body engaging surface and configured such that one or more protrusions (32, 34) of the body engaging surface engage the one or more recesses in the seal engaging surface of the valve body and provide an engagement (26, 34) between the valve seal and the valve body, such that during operation of the high-pressure pump the engagement resists one or more of: (a) outward radial migration of the valve seal relative to the seal engaging surface of the valve body, (b) axial displacement of the valve seal relative to the seal engaging surface of the valve body, or (c) rotational displacement of the valve seal relative to the seal engaging surface of the valve body (see col. 2, lines 18-45; note that all three conditions are met as the triangular groove and protrusion resists outward radial migration, axial displacement, and rotational displacement).
Re claim 27, Maddox discloses the method of claim 26, wherein positioning the valve seal along the neck portion of the valve body occurs absent application of adhesive to the valve body or the valve seal (there is no suggestion of application of adhesive in Maddox).
Re claim 28, Maddox discloses the method of claim 26, wherein at least: (b) positioning the valve seal along the neck portion of the valve body includes engaging a substantially annular protrusion (32) extending from the body engaging surface of the valve seal with the one or more recesses (24) of the seal engaging surface of the valve body, or (c) the providing one or more recesses (26) in a seal engaging surface of the valve body includes providing one or more substantially annular recesses having one or more of a substantially polygonal-shaped cross-section (the triangle shape is a polygon), a substantially trapezoidal-shaped cross-section, a substantially parallelogram-shaped cross-section, or a substantially serrated cross-section.
Re claim 29, Maddox discloses the method of claim 26, wherein: the providing one or more recesses (26) in a seal engaging surface of the valve body includes providing one or more substantially annular recesses having one or more of a substantially polygonal-shaped cross-section (the disclosed triangular shape is a polygon), a substantially trapezoidal-shaped cross-section, a substantially parallelogram-shaped cross-section, or a substantially serrated cross-section, and the positioning the valve seal along the neck portion of the valve body includes providing the seal engaging surface with one or more protrusions having a cross-sectional shape substantially complimentary to the one or more substantially annular recesses (see col. 2, lines 18-45).
Re claim 30, Maddox discloses the method of claim 26, wherein one or more of: (a) the positioning the valve seal along the neck portion of the valve body includes engaging a substantially annular protrusion (32) extending from the body engaging surface of the valve seal with the one or more recesses (24) of the seal engaging surface of the valve body (b) positioning the valve seal along the neck portion of the valve body includes causing material of the body engaging surface of the valve seal to deform and at least partially conform to the one or more recesses and provide the engagement between the valve seal and the valve body (see the discussion of the flexible material such as rubber and the conforming in col. 2, lines 9-20), or (c) causing material of the body engaging surface of the valve seal to deform and at least
partially conform to the one or more recesses and provide the engagement between the valve seal
and the valve body includes compressing the valve seal against the seal engaging surface of the
valve body.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention.
Claims 2, 3, 9, 14, 24, and 25 are rejected under 35 U.S.C. 103 as being unpatentable over Maddox in view of Bayyouk et alia (US Patent Application Publication 2021/0017982 A1), hereinafter “Bayyouk”.
Re claim 2, Maddox discloses the valve member of claim 1, wherein the valve seal further comprises an inner radial portion (24) adjacent the neck portion of the valve body. The inner radial portion shown in Maddox does not have a curved cross-sectional profile. However, Maddox invites a modification by suggesting “other geometric configurations”. Bayyouk discloses a similar valve member that has the inner radial portion of the valve seal having a curved cross-sectional profile. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the inner radial portion of Maddox to have a curved cross-sectional profile as in Bayyouk as the alternate shape disclosed in Bayyouk serves the same function with no unexpected results. Additionally, the shape would be easier to manufacture with some manufacturing techniques.
Re claim 3, Maddox discloses the valve member of claim 1. However, Maddox does not disclose the valve body further comprises a stem extending from the neck portion and one or more legs extending axially from the stem, and wherein the one or more legs is axisymmetric about the valve body axis. Bayyouk discloses a similar valve member that has a stem (118) extending from the neck portion and one or more legs (114) extending axially from the stem, and wherein the one or more legs is axisymmetric about the valve body axis (see Figs. 2-9). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maddox to have a stem (118) extending from the neck portion and one or more legs (114) extending axially from the stem, and wherein the one or more legs is axisymmetric about the valve body axis in order to guide the valve member as it reciprocates as taught by Bayyouk.
Re claim 9, Maddox discloses the valve member of claim 1. However, Maddox does not disclose the valve body further comprises a stem extending from the neck portion opposite the valve head, and one or more legs extending axially from the stem, the stem and the neck portion at least partially defining a substantially annular flow channel through which fluid flows when the valve body is in an open position, and wherein the stem at least partially defines a third radial dimension less than the second radial dimension of the neck portion of the valve body. Bayyouk discloses a similar valve member that has a stem (118) extending from the neck portion opposite the valve head, and one or more legs (114) extending axially from the stem, the stem and the neck portion at least partially defining a substantially annular flow channel through which fluid flows when the valve body is in an open position, and wherein the stem at least partially defines a third radial dimension less than the second radial dimension of the neck portion of the valve body (see Figs. 2-9). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maddox to have a stem (118) extending from the neck portion opposite the valve head, and one or more legs (114) extending axially from the stem, the stem and the neck portion at least partially defining a substantially annular flow channel through which fluid flows when the valve body is in an open position, and wherein the stem at least partially defines a third radial dimension less than the second radial dimension of the neck portion of the valve body in order to guide he valve member as it reciprocates as taught by Bayyouk.
Re claim 14, Maddox discloses the valve member of claim 11, wherein the valve seal further comprises an inner radial portion (24) adjacent the neck portion of the valve body. The inner radial portion shown in Maddox does not have a curved cross-sectional profile. However, Maddox invites a modification by suggesting “other geometric configurations”. Bayyouk discloses a similar valve member that has the inner radial portion of the valve seal having a curved cross-sectional profile. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the inner radial portion of Maddox to have a curved cross-sectional profile as in Bayyouk as the alternate shape disclosed in Bayyouk serves the same function with no unexpected results. Additionally, the shape would be easier to manufacture with some manufacturing techniques.
Re claims 24 and 25, Maddox discloses the fluid end assembly of claim 21. Since the pump valve in Maddox is part of a similar oil pump system, it would seem that Maddox also has the two-valve system. However, the rejection is made under 35 USC 103 out of an abundance of caution. Bayyouk discloses a similar pump system with the manifold passage comprises a first manifold passage, the valve assembly comprises a first valve assembly, and the fluid end assembly further comprises: a second manifold passage in the manifold block positioned to provide fluid communication with the pump chamber, and a second valve assembly received in the second manifold passage of the manifold block and positioned control fluid flow through the second manifold passage; and wherein: the first valve assembly is positioned to allow fluid flow into the manifold chamber when the valve member of the first valve assembly is in an open position, and the second valve assembly is positioned to allow fluid flow out of the manifold chamber when a valve member of the second valve assembly is in an open position (see Fig. 1). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maddox to have the manifold passage comprises a first manifold passage, the valve assembly comprises a first valve assembly, and the fluid end assembly further comprises: a second manifold passage in the manifold block positioned to provide fluid communication with the pump chamber, and a second valve assembly received in the second manifold passage of the manifold block and positioned control fluid flow through the second manifold passage; and wherein: the first valve assembly is positioned to allow fluid flow into the manifold chamber when the valve member of the first valve assembly is in an open position, and the second valve assembly is positioned to allow fluid flow out of the manifold chamber when a valve member of the second valve assembly is in an open position in order to pump fluid as taught by Bayyouk.
Conclusion
The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Butler and Blume disclose similar valves in pump systems.
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/ERIC KEASEL/Primary Examiner, Art Unit 3753