Prosecution Insights
Last updated: April 19, 2026
Application No. 18/539,419

ELECTRODE STRUCTURE FOR FOVEAL LENS DEVICE

Non-Final OA §102§103§112
Filed
Dec 14, 2023
Examiner
QURESHI, MARIAM
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
UNIVERSITE LAVAL
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
463 granted / 624 resolved
+6.2% vs TC avg
Strong +25% interview lift
Without
With
+25.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
51 currently pending
Career history
675
Total Applications
across all art units

Statute-Specific Performance

§103
57.7%
+17.7% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
12.6%
-27.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 624 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 7-15, 18-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding Claims 7-15, the claims recite the limitation "the lens device" in the first line. There is insufficient antecedent basis for this limitation in the claim. Therefore, the limitation is interpreted to mean “the device”. Regarding Claim 7, the limitation “contact points define a minimal step between said desired position of said lens equal or above 0.1mm” is ambiguous as to the metes and bounds of the claims. It is unclear what distance or value is being claimed by 0.1mm, since there is no ending point. The limitation claims a minimal step between position of lens and supposedly another point, but this other point has not been claim. For this reason, the limitation is not given any patentable weight. Regarding Claims 8 and 11, the limitation “second serpentine electrode” has not been previously claimed and thus lacks proper antecedent basis. For this reason, the limitation is interpreted to mean “said first serpentine electrode and a second serpentine electrode”. Regarding Claims 18-20, the claims recite the limitation "the lens device" in the first line. There is insufficient antecedent basis for this limitation in the claim. Therefore, the limitation is interpreted to mean “the vision-improvement apparatus”. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9, 13-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chin et al (US Publication No.: US 2015/0015839 A1, “Chin”). Regarding Claim 1, Chin discloses a liquid crystal gradient index refractive device (Figure 1; Paragraph 0017; Paragraph 0024) comprising: Opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein Said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein The electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). Regarding Claim 2, Chin discloses the device as defined in claim 1, wherein said opposed electrode is a second similar serpentine electrode arrangement, rotated in the plane of the cell substrate at 90° with respect to the first serpentine electrode arrangement (Paragraph 0025 discloses that the opposed electrode may be a serpentine electrode arrangement, where a rotation of 90° would result in a similar arrangement since the electrodes are ring-shaped/serpentine). Regarding Claim 3, Chin discloses the device as defined in claim 1, wherein said serpentine electrode arrangement comprises a transparent electrode material (Paragraph 0029 discloses a transparent conductive material). Regarding Claim 4, Chin discloses the device as defined in claim 1, wherein said substrate comprises an alignment layer providing the liquid crystal with a planar ground state alignment in a direction diagonal to said serpentine electrode arrangement (Figure 1A, alignment layers 210/310; Paragraph 0022). Regarding Claim 5, Chin discloses the device as defined in claim 1, comprising a plurality of liquid crystal layers arranged for polarization-independent operation (Figure 1C discloses a plurality of liquid crystal layers; Paragraph 0027). Regarding Claim 6, Chin discloses the device as defined in claim 1, wherein said plurality of contact points allow for at least 5 of said desired positions (Paragraphs 0032-0034 discloses that any number of contact points may be selected as long as the number is greater than 2, which would include 5). Regarding Claim 7, Chin discloses the device as defined in claim 6, wherein said contact points define a minimal step between said desired position of said lens equal or above 0.1mm (Paragraph 0033 discloses a diameter of 0.1mm). Regarding Claim 8, Chin discloses the device as defined in claim 1, further comprising switch circuitry connected to contact points of at least one of said first serpentine electrode and a second serpentine electrode (Figure 1B, switch circuitry 252; Paragraphs 0021-0024). Regarding Claim 9, Chin discloses the device as defined in claim 8, further comprising a drive circuit connected to said switch circuitry for selectively driving said contact points (Figure 1B, drive circuit 400; Paragraphs 0021-0024). Regarding Claim 13, Chin discloses the device as defined in claim 1, wherein said serpentine electrode arrangement comprises driven electrode segments in combination with a transparent relatively high dielectric constant and optical index matching layer placed near the serpentine electrode arrangement and filling a gap between said segments (Figure 1A, transparent relatively high dielectric constant and optical index matching layer 210). Regarding Claim 14, Chin discloses the device as defined in claim 1, wherein said substrates are flexible (Paragraph 0018 discloses a transparent substrate, where every substrate has some degree of flexibility). Regarding Claim 15, Chin discloses the device as claimed in claim 14, comprising a drive circuit and/or switch circuitry provided on one or more integrated circuit dies mounted within an extracellular region of said flexible substrates (Figure 1A, drive circuit 400 is mounted within an extracellular region). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Chin in view of Khodadad et al (US Publication No.: US 2013/0250197 A1, “Khodadad”). Regarding Claim 12, Chin discloses the device as claimed in claim 1. Chin fails to disclose that said serpentine electrode arrangement comprises driven electrode segments in combination with a highly resistive layer connected to and filling a gap between said segments. However, Khodadad discloses a similar device where said serpentine electrode arrangement comprises driven electrode segments in combination with a highly resistive layer connected to and filling a gap between said segments (Khodadad, Figure 2 and 4A, highly resistive layer 16; Paragraph 0045; Paragraph 0050). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device as disclosed by Chin to include a high resistive layer as disclosed by Khodadad. One would have been motivated to do so for the purpose of reducing intra-lens reproducibility problems (Khodadad, Paragraph 0045). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Chin in view of Ouderkirk et al (US Publication No.: US 2022/0350147 A1, “Ouderkirk”). Regarding Claim 16, Chin discloses a liquid crystal gradient index refractive device (Figure 1; Paragraph 0017; Paragraph 0024) comprising: Opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein Said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein The electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). Chin fails to disclose an eyeglass lens having a concave surface and a liquid crystal gradient index refractive device. However, Ouderkirk discloses a similar device that is an eyeglass lens having a concave surface and a liquid crystal gradient index refractive device (Ouderkirk, Figure 18). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device as disclosed by Chin to be an eyeglass lens as disclosed by Ouderkirk. One would have been motivated to do so for the purpose of incorporating the liquid crystal gradient index refractive device into an artificial-reality system (Ouderkirk, Paragraph 0183). Allowable Subject Matter Claims 10-11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 18-20 are rejected due to a 112(b) antecedent basis rejection but would be allowed if the rejection was overcome. Claims 17 is allowed. Regarding Claim 17, the prior art of record does not teach or suggest a vision-improvement apparatus comprising: an eye-tracking device; a rechargeable power source; a polarization insensitive lens device composed of lenses comprising: opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates, wherein said first serpentine electrode arrangement comprises a plurality of contact points within an aperture defined by said first serpentine electrode arrangement; wherein the electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven; and a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye. The prior art of Chin (US 2015/0015839 A1) discloses a liquid crystal gradient index refractive device comprising opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein the electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). However, Chin fails to disclose a vision-improvement apparatus comprising an eye-tracking device; a rechargeable power source; and a clear indication of a polarization insensitive lens. Chin also does not disclose a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye. The prior art of Ouderkirk (US 2022/0350147 A1) discloses a vision-improvement apparatus comprising an eye-tracking device (Ouderkirk, Paragraph 0227). However, Ouderkirk also fails to disclose a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye and a rechargeable power source. While Jiang (US 2002/0113921 A1) discloses a rechargeable power source (Jiang, Paragraph 0409), Jiang fails to disclose the use of eye tracking to provide a drive signal to contact points of the serpentine electrode. Therefore, Claim 17 is allowed. Claims 18-20 would be allowed by virtue of their dependence on claim 17, if the 112(b) antecedent basis rejection were overcome. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIAM QURESHI whose telephone number is (571)272-4434. The examiner can normally be reached 9AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARIAM QURESHI/Examiner, Art Unit 2871
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Prosecution Timeline

Dec 14, 2023
Application Filed
Jan 05, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
99%
With Interview (+25.2%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 624 resolved cases by this examiner. Grant probability derived from career allow rate.

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