Prosecution Insights
Last updated: May 29, 2026
Application No. 18/539,419

ELECTRODE STRUCTURE FOR FOVEAL LENS DEVICE

Final Rejection §102§103
Filed
Dec 14, 2023
Priority
Jun 16, 2021 — provisional 63/211,396 +1 more
Examiner
QURESHI, MARIAM
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
UNIVERSITE LAVAL
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
480 granted / 642 resolved
+6.8% vs TC avg
Strong +24% interview lift
Without
With
+23.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
40 currently pending
Career history
679
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
92.3%
+52.3% vs TC avg
§102
5.3%
-34.7% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 642 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 4/8/26 have been fully considered but they are not persuasive. The applicant states that Chin fails to disclose a serpentine electrode. The examiner respectfully disagrees. The term “serpentine” may refer to a curving shape. The applicant states that the first electrode as disclosed by Chin does not disclose a twisting shape. The examiner respectfully disagrees. The term twisting refers to a curve and change in direction. Chin’s first electrode having a circular shape constantly twists and changes direction to form that curved circular shape. It is the opinion of the examiner, that one skilled in the art would reasonably view Chin’s first electrode as a first serpentine electrode. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9, 13, 15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chin et al (US Publication No.: US 2015/0015839 A1 of record, “Chin”). Regarding Claim 1, Chin discloses a liquid crystal gradient index refractive device (Figure 1; Paragraph 0017; Paragraph 0024) comprising: Opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein Said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein An electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). Regarding Claim 2, Chin discloses the device as defined in claim 1, wherein said opposed electrode is a second similar serpentine electrode arrangement, rotated in the plane of the cell substrate at 90° with respect to the first serpentine electrode arrangement, thereby resulting in segments of said first serpentine electrode arrangement being perpendicular to segments of said second serpentine electrode arrangement directly opposite to said segments of said first serpentine electrode arrangement (Paragraph 0025 discloses that the opposed electrode may be a serpentine electrode arrangement, where a rotation of 90° would result in a similar arrangement since the electrodes are ring-shaped/serpentine phased by 90 degrees). Regarding Claim 3, Chin discloses the device as defined in claim 1, wherein said serpentine electrode arrangement comprises a transparent electrode material (Paragraph 0029 discloses a transparent conductive material). Regarding Claim 4, Chin discloses the device as defined in claim 1, wherein said substrate comprises an alignment layer providing the liquid crystal with a planar ground state alignment in a direction diagonal to said serpentine electrode arrangement (Figure 1A, alignment layers 210/310; Paragraph 0022). Regarding Claim 5, Chin discloses the device as defined in claim 1, comprising a plurality of liquid crystal layers arranged for polarization-independent operation (Figure 1C discloses a plurality of liquid crystal layers; Paragraph 0027). Regarding Claim 6, Chin discloses the device as defined in claim 1, wherein said plurality of contact points allow for at least 5 of said desired positions (Paragraphs 0032-0034 discloses that any number of contact points may be selected as long as the number is greater than 2, which would include 5). Regarding Claim 7, Chin discloses the device as defined in claim 6, wherein said contact points define a minimal step equal or above 0.1 mm between each one of said at least 5 of said desired positions (Paragraph 0033 discloses a diameter of 0.1mm). Regarding Claim 8, Chin discloses the device as defined in claim 1, further comprising switch circuitry connected to contact points of at least one of said first serpentine electrode and a second serpentine electrode arrangement (Figure 1B, switch circuitry 252; Paragraphs 0021-0024). Regarding Claim 9, Chin discloses the device as defined in claim 8, further comprising a drive circuit connected to said switch circuitry for selectively driving said contact points (Figure 1B, drive circuit 400; Paragraphs 0021-0024). Regarding Claim 13, Chin discloses the device as defined in claim 1, wherein said serpentine electrode arrangement comprises driven electrode segments in combination with a transparent relatively high dielectric constant and optical index matching layer placed near the serpentine electrode arrangement and filling a gap between said segments (Figure 1A, transparent relatively high dielectric constant and optical index matching layer 210). Regarding Claim 15, Chin discloses the device as claimed in claim 14, wherein said substrates are flexible (Paragraph 0018 discloses a transparent substrate, where every substrate has some degree of flexibility), and further comprising a drive circuit and/or switch circuitry provided on one or more integrated circuit dies mounted within an extracellular region of said flexible substrates (Figure 1A, drive circuit 400 is mounted within an extracellular region). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Chin in view of Khodadad et al (US Publication No.: US 2013/0250197 A1 of record, “Khodadad”). Regarding Claim 12, Chin discloses the device as claimed in claim 1. Chin fails to disclose that said serpentine electrode arrangement comprises driven electrode segments in combination with a highly resistive layer connected to and filling a gap between said segments. However, Khodadad discloses a similar device where said serpentine electrode arrangement comprises driven electrode segments in combination with a highly resistive layer connected to and filling a gap between said segments (Khodadad, Figure 2 and 4A, highly resistive layer 16; Paragraph 0045; Paragraph 0050). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device as disclosed by Chin to include a high resistive layer as disclosed by Khodadad. One would have been motivated to do so for the purpose of reducing intra-lens reproducibility problems (Khodadad, Paragraph 0045). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Chin in view of Ouderkirk et al (US Publication No.: US 2022/0350147 A1 of record, “Ouderkirk”). Regarding Claim 16, Chin discloses a liquid crystal gradient index refractive device (Figure 1; Paragraph 0017; Paragraph 0024) comprising: Opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein Said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein The electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). Chin fails to disclose an eyeglass lens having a concave surface and a liquid crystal gradient index refractive device. However, Ouderkirk discloses a similar device that is an eyeglass lens having a concave surface and a liquid crystal gradient index refractive device (Ouderkirk, Figure 18). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device as disclosed by Chin to be an eyeglass lens as disclosed by Ouderkirk. One would have been motivated to do so for the purpose of incorporating the liquid crystal gradient index refractive device into an artificial-reality system (Ouderkirk, Paragraph 0183). Allowable Subject Matter Claims 10-11, 21 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 17-20 are allowed. Regarding Claim 17, the prior art of record does not teach or suggest a vision-improvement apparatus comprising: an eye-tracking device; a rechargeable power source; a polarization insensitive lens device composed of lenses comprising: opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates, wherein said first serpentine electrode arrangement comprises a plurality of contact points within an aperture defined by said first serpentine electrode arrangement; wherein the electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven; and a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye. The prior art of Chin (US 2015/0015839 A1) discloses a liquid crystal gradient index refractive device comprising opposed substrates containing liquid crystal with a first serpentine electrode arrangement on a first one of the substrates and an opposed electrode on a second one of the substrates (Figure 1A, first substrate 260 comprises first serpentine electrode arrangement 222 and second substrate 360 comprises opposed electrode 322 with liquid crystal 110 disposed in between), wherein said first serpentine electrode arrangement comprises a plurality of contact points (Figures 1A-1B, contact points 252a, 252b) within an aperture defined by said first serpentine electrode arrangement (Figure 1B discloses an aperture defining the diameter of the electrode 222, corresponding to C); wherein the electric field provided by the first serpentine electrode arrangement allows for the formation of a variation in the electric field in a direction at a desired position within said aperture selected by which ones of said plurality of contact points are driven (Figure 1B discloses contact points 252 at various locations allowing for voltage to be applied at different positions, which would result in a variation in the electric field; Paragraph 0021). However, Chin fails to disclose a vision-improvement apparatus comprising an eye-tracking device; a rechargeable power source; and a clear indication of a polarization insensitive lens. Chin also does not disclose a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye. The prior art of Ouderkirk (US 2022/0350147 A1) discloses a vision-improvement apparatus comprising an eye-tracking device (Ouderkirk, Paragraph 0227). However, Ouderkirk also fails to disclose a driver receiving an eye-position signal from the eye-tracking device and providing a drive signal to each contact points of said serpentine electrode arrangements to cause a lens of a suitable optical power to appear on the desired position of said lens device for focusing an image onto a foveal region of the eye and a rechargeable power source. While Jiang (US 2002/0113921 A1) discloses a rechargeable power source (Jiang, Paragraph 0409), Jiang fails to disclose the use of eye tracking to provide a drive signal to contact points of the serpentine electrode. Therefore, Claim 17 is allowed. Claims 18-20 are allowed by virtue of their dependence on claim 17. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIAM QURESHI whose telephone number is (571)272-4434. The examiner can normally be reached 9AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARIAM QURESHI/Examiner, Art Unit 2871
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Prosecution Timeline

Dec 14, 2023
Application Filed
Jan 08, 2026
Non-Final Rejection mailed — §102, §103
Apr 08, 2026
Response Filed
Apr 27, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
98%
With Interview (+23.7%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 642 resolved cases by this examiner. Grant probability derived from career allowance rate.

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