Prosecution Insights
Last updated: April 19, 2026
Application No. 18/539,597

PREBIOTIC FORMULATIONS

Non-Final OA §102§103
Filed
Dec 14, 2023
Examiner
LI, CHANGQING
Art Unit
1791
Tech Center
1700 — Chemical & Materials Engineering
Assignee
DMK DEUTSCHES MILCHKONTOR GMBH
OA Round
1 (Non-Final)
30%
Grant Probability
At Risk
1-2
OA Rounds
3y 7m
To Grant
64%
With Interview

Examiner Intelligence

Grants only 30% of cases
30%
Career Allow Rate
88 granted / 294 resolved
-35.1% vs TC avg
Strong +34% interview lift
Without
With
+34.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
83 currently pending
Career history
377
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
29.0%
-11.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 294 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election with traverse of Group I, claims 1-11 and 13-14 in the reply filed on 01/05/2026 is acknowledged. Claims 12 and 15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected inventions, there being no allowable generic or linking claim. It is noted that applicant elected with traverse but has failed to provide any argument, therefore, the requirement is still deemed proper and is therefore made FINAL Claim status Claims 1-15 are pending in the application. Claims 1-11 and 13-14 are previously presented. Claim 12 and 15 are withdrawn with traverse in response to the restriction requirement. Claims 1-11 and 13-14 are hereby examined on the merits. Priority Acknowledgment is made of applicant's claim for foreign priority based on an application filed in EP on 12/15/2022. It is noted, however, that applicant has not filed a certified copy of the EP22213935.4 application as required by 37 CFR 1.55. Claim Objections Claim 8 is objected to because of the following informalities: “DP” should be written out with full name degree of polymerization for the first occurrence. Appropriate correction is required. Claim 9 is objected to because of the following informalities: “salts and dyes” should read “salts, dyes”. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 5-7, 9, 11 and 13-14 rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hougee US Patent Application Publication No. 2010/0278781 A1 (hereinafter referred to as Hougee). Regarding claims 1-3, 11 and 13-14, Hougee teaches a prebiotic formulation (e.g., an infant and/or toddler nutrition) comprising, inter alia, a non-digestible oligosaccharide and a protein (0014; 0053), wherein the non-digestible oligosaccharide is selected from group consisting of beta-GOS, alpha-GOS, FOS, MOS, and a mixture thereof (0029), and wherein the protein is selected from the group consisting of casein, whey protein, soy protein, potato protein and pea protein (0053). Hougee teaches that the infant and/or toddler nutrition is a liquid (0060). The infant and/or toddler nutrition reads on the food supplement or the animal nutritional composition as recited in claims 13-14. Claims 5-6 are interpreted to be met by Hougee, given that alpha-GOS or FOS is in alternative form with the beta-GOS as disclosed by Hougee. Regarding claim 7, Hougee teaches MOS, which is known to derive from yeast cell wall, or is materially indistinguishable from a MOS that is obtained from yeast cell wall. Regarding claim 9, Hougee teaches that infant and/or toddler nutrition comprises starch, salt (e.g., mineral), food acids (e.g., lactic acid and a flavoring (e.g., sucrose, glucose, etc.) (0054-0055; 0057). Claim 4 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hougee as applied to claim 1 above, and evidenced by Jeurink US Patent Application Publication No. 2017/0209472 A1 (hereinafter referred to as Jeurink). Regarding claim 4, Hougee teaches that the GOS is Vivinal® GOS (0036). As evidenced by Jeurink (para. 0118), Vivinal® GOS is obtained from by transgalactosylation of lactose by beta-galactosidase. Claims 1-3, 5, 7, 9, 11 and 13-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gibson US Patent Application Publication No. 2004/0131659 A1 (hereinafter referred to as Gibson). Regarding claims 1-2 and 11, Gibson teaches a prebiotic formulation (e.g., a composition such as a nutritional composition) for mammals such as human (0075) comprising, inter alia, a prebiotic composition that comprises GOS and FOS (0001; 0014; 0016), and a protein such as milk protein (0062; 0112, note that 0112 teaches milk powder ). Gibson teaches that the nutritional composition is in powder or liquid form (0112; 0068). Gibson teaches that GOS is Vivinal® GOS (0029), which is known to be beta-GOS derived from dairy product. The nutritional composition as disclosed by Gibson reads on the food supplement or the animal nutritional composition as recited in claims 13-14. Regarding claims 3, 5 and 7, it is noted that claim 3 further limits the plant protein of claim 1, which is in alternative form with the milk protein. By meeting the milk protein, Gibson is interpreted to read on claim 3. For the same reason, claims 5 and 7 are also interpreted to be met by Gibson, given that Gibson teaches FOS and beta-GOS, which are in alternative form with alpha-GOS or MOS. Regarding claim 9, Gibson teaches that the nutritional composition comprises flavorings and emulsifiers (0067). Claim 4 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gibson as applied to claim 1 above, and evidenced by Jeurink US Patent Application Publication No. 2017/0209472 A1 (hereinafter referred to as Jeurink). Regarding claim 4, Gibson teaches that the GOS is Vivinal® GOS (0029). As evidenced by Jeurink (para. 0118), Vivinal® GOS is obtained from by transgalactosylation of lactose by beta-galactosidase. Claims 1-7, 9, 11 and 13-14 rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kobayashi EP0323201 B1 (hereinafter referred to as Kobayashi). Regarding claims 1, 2 and 4, Kobayashi teaches a method of preparing a processed milk containing GOS, the method comprising treating an animal milk product (e.g., milk powder, page 4, line 4-9) with beta-galactosidase to covert lactose present in the milk product into GOS (page 2, line 49-54). Since lactose in the milk product is treated with beta-galactosidase, the GOS formed is necessarily in beta form (see instant specification para. 0016, which evidences that treating lactose with beta-galactosidase will result in a GOS in beta form). The processed milk that contains GOS is interpreted to read on the prebiotic formulation. The processed milk necessarily contains milk protein. Regarding claims 3, 5, 6 and 7, it is noted that the claim 3 further limits the plant protein of claim 1, which is in alternative form with the milk protein. By meeting the milk protein, Kobayashi is interpreted to read on claim 3. For the same reason claims 5, 6 and 7 are also interpreted to be met by Kobayashi, given that Kobayashi teaches beta-GOS, which are in alternative form with alpha-GOS, FOS or MOS. Regarding claim 9, the residual lactose in the processed milk (page 5, line 1-2) is interpreted to read on the sweetener limitation of claim 9. Regarding claim 11, Kobayashi teaches that the processed milk is in the form of an aqueous solution/dispersion (Example 1; Example 2). Regarding claims 13-14, Kobayashi teaches that the processed milk can be served as beverage, or can be used to prepare baby milks, LAB beverages, fermented milks, ice creams, breads, sweets, pet-food and calf starters (page 4, line 43-48). Claims 1, 3 and 6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Bijkerk US Patent Application Publication No. 2009/0004342 A1 (hereinafter referred to as Bijkerk). Regarding claims 1, 3 and 6, Bijkerk teaches a prebiotic formulation (e.g., a nutritional composition) comprising soy protein and a fiber including hydrolyzed inulin, and GOS (alpha- and beta-) (0032; 0034; 0038). Hydrolysis of long-chain inulin necessarily creates shorter FOS chains. Claims 1, 3 and 5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Canet-Martinez US Patent Application Publication No. 2022/0125074 A1 (hereinafter referred to as Canet-Martinez). Regarding claims 1, 3 and 5, Canet-Martinez teaches a prebiotic formulation (e.g., an animal feed extract) comprising soy protein and a product resulting from digesting sucrose with alpha-galactosidase, which necessarily comprises alpha-GOS as a result of transgalactosylation by alpha-galactosidase (Example 15, 16 and para. [1272]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Hougee as applied to claim 1 above. Regarding claim 8, Hougee teaches that the DP of the oligosaccharide is 2-200 (0028). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. (MPEP 2144.05 I). Claims 8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Gibson as applied to claim 1 above. Regarding claim 8, Gibson teaches that the DP of the FOS is 2-20, and the DP of GOS is 2-10 (0025; 0027). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. (MPEP 2144.05 I). Regarding claims 10, Gibson teaches that 100 ml of nutritional composition comprises 2-20 gram protein, 2-6 gram of FOS + GOS, 1-30 gram of a sweetener (e.g., carbohydrate), 0.5-20 gram of fat +mineral +vitamin (0066-0067). The amount of each ingredients as disclosed by Gibson overlaps with the ranges as recited in claim 1 (assuming a density of 1 g/ml for the liquid). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. (MPEP 2144.05 I). Note that scope of claim 10 includes a formulation that is devoid of dyes, salts, rennet, a food acid, an emulsifier, a thickener, a flavoring, a probiotic an additional prebiotic, a starch product and a dietary fiber. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi as applied to claim 1 above. Regarding claim 8, Kobayashi teaches that the DP of the GOS is 3-6 (page 2, line 51). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. (MPEP 2144.05 I). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHANGQING LI whose telephone number is (571)272-2334. The examiner can normally be reached 9:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NIKKI H DEES can be reached at 571-270-3435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHANGQING LI/Primary Examiner, Art Unit 1791
Read full office action

Prosecution Timeline

Dec 14, 2023
Application Filed
Mar 18, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12575591
Compositions Useful for Dietary Supplements
2y 5m to grant Granted Mar 17, 2026
Patent 12575590
MASKING AGENT
2y 5m to grant Granted Mar 17, 2026
Patent 12575581
BARRIER COATING COMPOSITIONS, WASH COMPOSITIONS, AND OTHER COMPOSITIONS FOR PERISHABLES AND METHODS, SYSTEMS, KITS AND COATED ITEMS RELATING THERETO
2y 5m to grant Granted Mar 17, 2026
Patent 12557831
Novel Mogrosides and Uses of the Same
2y 5m to grant Granted Feb 24, 2026
Patent 12516017
APPLICATION OF GLUTAMINE DERIVATIVE IN PREPARATION OF ANIMAL FEED ADDITIVE
2y 5m to grant Granted Jan 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
30%
Grant Probability
64%
With Interview (+34.1%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 294 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month