Prosecution Insights
Last updated: July 17, 2026
Application No. 18/540,190

LIGNIN-DERIVED AND PERFORMANCE-ENHANCED NON-ISOCYANATE POLYURETHANE THERMOSETS

Non-Final OA §103§112
Filed
Dec 14, 2023
Priority
Dec 14, 2022 — provisional 63/432,517
Examiner
LEONARD, MICHAEL L
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
University of Delaware
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
6m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
852 granted / 1338 resolved
-1.3% vs TC avg
Moderate +8% lift
Without
With
+8.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
48 currently pending
Career history
1392
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
85.2%
+45.2% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
2.1%
-37.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1338 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 17 recites the limitation "having a structure corresponding to formula (IV)" under (ii), line 2. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-16 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Pub. No. 2023/0331914 to Jin et al. in view of “Replacing bisphenol-A with bisguaicol-F to synthesize polybenzoxazines for a pollution free environment” to Periyasamy et al. or “Preparation of lignin/glycerol based bis(cyclic carbonate for the synthesis of polyurethanes” to Chen et al. (Cited on IDS). As to claims 1-3, Jin discloses a method for synthesizing polyhydroxyurethane polymers by using cyclic carbonates, amines, and base cataylsts wherein the amines include a mixture of a triamine component and a diamine component (Table 1). Jin discloses suitable cyclic carbonates and triamines represented by the following: PNG media_image1.png 134 588 media_image1.png Greyscale The cyclic carbonate of Jin is not a lignin-derivable cyclic carbonate. However, Periyasamy in the working field of polymers teaches that bisquaiacol F (BGF) is a viable alternative to BPA as a monomer for polymer materials due to the fact that BGF has a similar structure to BPA (See Abstract, pg. 9313 col.1 para. 1-3 to col. 2 para 1). Periyasmy further teaches that BGF retains the desirable thermal and mechanical properties of BGA (col. 2 para 1, pg. 9313). At the time of filing it would have been obvious to a person of ordinary skill in the art to substitute BPA used in Jin for BGF taught in Periyasamy to prepare the cyclic carbonate to yield bio-based polyhydroxurethane and improve green strength of the polymer (Abstract). Further, Chin discloses a bis(cyclic carbonate) obtained via glycidylation of lignin based bisphenol followed by cycloaddition with CO2 (Abstract). The bis(cyclic carbonate) is respresented by the following: (meets formula III) PNG media_image2.png 128 120 media_image2.png Greyscale At the time of filing it would have been obvious to a person of ordinary skill in the art to substitute BPA used in Jin for the bis(cyclic carbonate) of Chin to prepare the cyclic carbonate to yield bio-based polyhydroxurethane and improve green strength by reducing environmental concerns (introduction/abstract) of the polymer. Further, the polyaddition of the multifunctional cyclic carbonates with multifunctional amines is an economic reaction and provides polyhydroxyurethanes with unique properties (Col. 1-2). As to claims 4-8, Jin discloses suitable polyamines including hydrazine, diethylenetriamine, isophorone diamine, tris(2-aminoethyl)amine and Priamine (0017). Jin discloses a mixture of TREN (triamine) and DETA (diamine (PHU 2-PHU 5, see Figure 4 of Jin). As to claims 9-10, Jin in view of Chin teach mixtures of cyclic carbonates of bisphenol A and lignin-derived cyclic carbonates may be used (Examples). As to claim 11, Jin discloses a molar ratio of cyclic carbonates to polyamines of 1:1 (0012). As to claim 12, with regard to the claimed properties, the Office realizes that all of the claimed effects or physical properties are not positively stated by the references. However, the references teach all of the claimed ingredients. Therefore, the claimed effects and physical properties, i.e. toughness and yield strength would implicitly be achieved by a composite with all the claimed ingredients. If it is the applicants’ position that this would not be the case: (1) evidence would need to be provided to support the applicants’ position; and (2) it would the Office’s position that the application contains inadequate disclosure that there is no teaching as to how to obtain the claimed properties with only the claimed ingredients. As to claims 13-16, Jin discloses articles such as heat-preservation foams, adhesives, packages, and medical devices prepare from compositions comprising the polyhydroxurethanes and suitable additives such as surface modifiers, dyes, pigments, and mold release agents (0031). Allowable Subject Matter Claims 17-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL L LEONARD whose telephone number is (571)270-7450. The examiner can normally be reached M - F 7:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL L LEONARD/Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Dec 14, 2023
Application Filed
Jun 22, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
72%
With Interview (+8.1%)
3y 1m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1338 resolved cases by this examiner. Grant probability derived from career allowance rate.

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