Prosecution Insights
Last updated: August 06, 2026
Application No. 18/542,625

FOUR-IN-ONE DRIVE POWERTRAIN FOR ELECTRIC VEHICLE

Final Rejection §112
Filed
Dec 16, 2023
Examiner
ENGLISH, PETER C
Art Unit
3993
Tech Center
3900
Assignee
Zhejiang Xiyan Technology Co. Ltd.
OA Round
2 (Final)
32%
Grant Probability
At Risk
3-4
OA Rounds
6m
Est. Remaining
58%
With Interview

Examiner Intelligence

Grants only 32% of cases
32%
Career Allowance Rate
56 granted / 176 resolved
-28.2% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
41 currently pending
Career history
216
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
19.0%
-21.0% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
33.3%
-6.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 176 resolved cases

Office Action

§112
DETAILED ACTION Status of Submission The claim amendments and the substitute specification filed on May 2, 2026 have been entered. The amendments to the specification filed on May 2, 2026 (filed separately from the substitute specification) have not been entered because: The document does not comply with 37 CFR 1.52(a)(1). Portions of the document are illegible, and the document is not sufficiently reproducible. All papers must be plainly and legibly written either by a typewriter or machine printer in permanent dark ink or its equivalent. All papers must be presented in a form having sufficient clarity and contrast between the paper and the writing thereon to permit the direct reproduction of readily legible copies and electronic capture by use of digital imaging and optical character recognition. It is improper to submit both a substitute specification and individual amended paragraphs of the specification. The replacement drawing sheets filed on May 2, 2026 have not been entered because: New Figs. 4 and 5 do not comply with 37 CFR 1.84(l). All drawings must be made by a process which will give them satisfactory reproduction characteristics. Every line, number, and letter must be durable, clean, black, sufficiently dense and dark, and uniformly thick and well-defined. The weight of all lines and letters must be heavy enough to permit adequate reproduction. New Figs. 4 and 5 do not comply with 37 CFR 1.84(m). Solid black shading areas are not permitted, except when used to represent bar graphs or color. New Figs. 4 and 5 introduce new matter because there is no support in the original disclosure for (i) the structure and positioning of the DC/DC converter 11 shown in new Fig. 4, (ii) the structure of the motor, controller and wiring shown in new Fig. 4, and (iii) the structure of the gear box shown in new Fig. 5. Further, Figs. 4 and 5 illustrate structural details of the shell body 1 that fail to find support in the original disclosure. Claims Subject to Examination Claims 1-3 and 5-10 of this application are subject to examination. Claim 4 has been canceled. Objection to Amendment – Formalities The claim amendments filed on May 2, 2026 are objected to because: The document does not comply with 37 CFR 1.52(a)(1). Portions of the document are illegible, and the document is not sufficiently reproducible. All papers must be plainly and legibly written either by a typewriter or machine printer in permanent dark ink or its equivalent. All papers must be presented in a form having sufficient clarity and contrast between the paper and the writing thereon to permit the direct reproduction of readily legible copies and electronic capture by use of digital imaging and optical character recognition. The document does not comply with 37 CFR 1.52(b)(2) because it does not have lines that are 1½ or double spaced. Claim 1 has been amended to recite reference numbers “(11)”, “(12)”, “(13)” and “(14)”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description (including the claims) must appear in the drawings. The substitute specification filed on May 2, 2026 is objected to because it fails to comply with 37 CFR 1.125(c). The clean version of the substitute specification must be accompanied by a marked-up version of the original specification, accurately showing all changes made by the substitute specification. The text of any added subject matter must be shown by underlining the added text. The text of any deleted matter must be shown by strike-through except that double brackets placed before and after the deleted characters may be used to show deletion of five or fewer consecutive characters. The text of any deleted subject matter must be shown by being placed within double brackets if strike-through cannot be easily perceived. The substitute specification filed on May 2, 2026 is objected to because: ¶ 0026 has been amended to recite reference numbers “11” and “12”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description must appear in the drawings. ¶ 0026 has been amended to identify the “Designators on FIG. 1 to FIG 3” as including “11, DC/DC converter” and “12. Gear box”. However Figs. 1-3 do not show a DC/DC converter or a gear box. ¶¶ 0031-0033 have been amended to recite reference numbers “13”, “14” and “12”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description must appear in the drawings. ¶ 0036 has been amended to recite reference numbers “14” and “13”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description must appear in the drawings. ¶¶ 0038-0040 have been amended to recite reference numbers “14” and “13”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description must appear in the drawings. ¶ 0044 has been amended to recite reference numbers “14” and “12”. However, these reference numbers do not appear in the drawings. Pursuant to 37 CFR 1.84(p)(5), reference characters mentioned in the description must appear in the drawings. Objection to Amendment – New Matter The “original disclosure” is the disclosure of the instant application as filed on December 16, 2023. The amendment paper filed on May 2, 2026 is objected to under 35 U.S.C. 132(a) because it introduces new matter into the original disclosure. The added material which is not supported by the original disclosure is as follows: The substitute specification (¶¶0005, 0008, 0030, 0031) has been amended to recite a “deceleration module”. However, there is no support in the original disclosure for any module, including a deceleration module. The substitute specification (¶¶0005, 0009, 0030, 0032) has been amended to recite a “DC/DC module”. However, there is no support in the original disclosure for any module, including a DC/DC module. The substitute specification (¶¶0017, 0043) has been amended to recite a “ratio of 1:6 to 1:7”. However, there is no support in the original disclosure for a ratio of 1:6 to 1:7. The substitute specification (¶ 0043) has been amended to recite that “the ratio is less than 1:6”. However, there is no support in the original disclosure for a ratio less than 1:6. The substitute specification (¶ 0043) has been amended to recite that “the ratio is greater than 1:7”. However, there is no support in the original disclosure for a ratio greater than 1:7. Claim 1 has been amended to recite “a shell body (1), wherein seen from the width direction of the shell body (1), the front side of the shell body (1) is formed with a chamber (2)…the back side of the shell body (1)…” (ll. 1-4). However, there is no support in the original disclosure for the shell body having a front side and a back side when seen from the width direction of the shell body. Claim 1 has been amended to recite “a deceleration module and a DC/DC module” (l. 5). However, there is no support in the original disclosure for any module, including a deceleration module and a DC/DC module. Claim 1 has been amended to recite “the deceleration module comprises a gear box” (l. 10). However, there is no support in the original disclosure for any module, including a deceleration module. Further, there is no support for a deceleration module comprising the gear box mentioned in the specification. Claim 1 has been amended to recite “the DC/DC module comprises a fixing structure”. However, there is no support in the original disclosure for any module, including a DC/DC module. Further, there is no support for a DC/DC module comprising the fixing structure mentioned in the specification. Claim 10 has been amended to recite a “ratio of 1:6 to 1:7”. However, there is no support in the original disclosure for a ratio of 1:6 to 1:7. Applicant is required to cancel the new matter in the reply to this Office Action. Claim Construction in Examination During examination, the pending claims are normally interpreted according to the broadest reasonable interpretation standard (hereinafter, the “BRI standard”). That is, claims are given their broadest reasonable interpretation consistent with the specification, and limitations in the specification are not read into the claims. See MPEP 2111 et seq. An exception to the BRI standard occurs when the applicant acts as their own lexicographer. For this exception to apply, the applicant must clearly set forth a special definition of a claim term in the specification that differs from the plain and ordinary meaning it would otherwise possess. See MPEP 2111.01, subsection IV. Another exception or special case occurs when a claim recites a means-plus-function limitation that must be interpreted in accordance with 35 USC 112 ¶ 6, or 35 USC 112(f). See MPEP 2181. According to the guidance provided by Williamson v. Citrix Online, LLC, 792 F.3d 1339 (Fed. Cir. 2015) (en banc), 35 USC 112 ¶ 6 applies when the claim term fails to recite (i) sufficiently definite structure, and/or (ii) sufficient structure for performing the claimed function. Examiner’s Claim Construction The current claim limitations are construed under the BRI standard. No explicit claim construction is deemed to be necessary. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. GROUND 1: Claims 1-3 and 5-10 are rejected under 35 U.S.C. 112(a) as failing to comply with the written description requirement. The claims contain subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, at the time the application was filed, had possession of the claimed invention. The written description requirement serves both to satisfy applicant’s obligation to disclose the technologic knowledge upon which the patent is based, and to demonstrate that the inventor(s) was in possession of the invention that is claimed. It is not enough that a skilled artisan could theoretically construct his/her own version of the claimed invention. Rather, applicant bears the burden of setting forth sufficient information to show that the inventor had possession of the claimed invention. Thus, the written description requirement requires applicant to go beyond a discussion of mere concepts and suggestions. It is not sufficient to merely outline desired results that the claimed invention is expected to achieve. Rather, the specification must explain how the invention is structured and how it functions in order to achieve the desired results. While subject matter that is conventional or well known in the art need not be described in detail, the specification must provide a complete description of each of the essential features recited in the claims such that the claimed invention is capable of achieving the desired results. Claim 1 recites “a gear box (12) in transmission connection with the electric motor” (l. 10). Applicant’s disclosure only addresses the specific structure of the shell body 1 that is intended to house an electric motor and a gear box on opposite sides of the shell body 1. Applicant’s disclosure fails to provide any description or illustration of the actual structure of the electric motor or the gear box. Applicant’s disclosure also fails to provide any description or illustration of the claimed transmission connection between the electric motor and the gear box. Absent such a complete description of these essential features, the specification fails to explain how the invention is structured and how it functions in order to achieve the desired results. Thus, the specification fails to demonstrate possession of the claimed invention. Claim 1 recites “the DC/DC converter (11) inside the fixing cavity is electrically connected to the controller (13) inside the containing cavity” (ll. 14-15). Applicant’s disclosure only addresses the specific structure of the shell body 1 that is intended to support what the original disclosure calls a “DC/DC” on a fixing structure 5 of the shell body 1 and that is intended to house a controller in a cavity 3 of the shell body 1. Applicant’s disclosure fails to provide any description or illustration of the actual structure of the disclosed “DC/DC” or the controller. Applicant’s disclosure also fails to provide any description or illustration of the claimed electrical connection between the disclosed “DC/DC” and the controller. Absent such a complete description of these essential features, the specification fails to explain how the invention is structured and how it functions in order to achieve the desired results. Thus, the specification fails to demonstrate possession of the claimed invention. Dependent claims are included in the rejection because of their dependencies. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. GROUND 2: Claims 1-3 and 5-10 are rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. As explained more fully in GROUND 1, the specification fails to explain how the claimed electric motor, gear box, transmission connection (between the electric motor and the gear box), DC/DC converter, controller, and electrical connection between the DC/DC converter and the controller are structured and/or how they function to achieve the desired results. Absent such supporting disclosure, the scope of claim 1 cannot be ascertained with a reasonable degree of certainty, i.e., it is unclear what subject matter is encompassed by the claim, and what is excluded therefrom. In claim 1, each of the terms “the width direction of the shell body” (l. 2), “the front side of the shell body” (l. 2), “the back side of the shell body” (l. 4), “the left side of the chamber” (l. 6) and “the right side of the chamber” (l. 8) lacks proper antecedent basis. Claim 1 recites a “the shell body (1) is provided with a deceleration module” (ll. 4-5) and goes on to recite “the deceleration module comprises a gear box” (l. 10). Characterizing a part of the shell body as a part that “comprises a gear box” is both confusing and inaccurate since a gear box is not limited to only its outer shell/casing/housing. That is, a gear box includes internal gearing. Such internal gearing cannot be accurately characterized as comprising part of the claimed shell body. Due to this confusing and inaccurate terminology, the scope of claim 1 cannot be ascertained with a reasonable degree of certainty, i.e., it is unclear what subject matter is encompassed by the claim, and what is excluded therefrom. Claim 1 recites a “deceleration module” (l. 5) and states that “the deceleration module comprises a gear box” (l. 10). Characterizing a gear box (or geared transmission mechanism) as a “deceleration module” is both confusing and inaccurate since a gear box does not function as only a decelerating mechanism. That is, a gear box allows for the associated vehicle to undergo both acceleration and deceleration. Due to this confusing and inaccurate terminology, the scope of claim 1 cannot be ascertained with a reasonable degree of certainty, i.e., it is unclear what subject matter is encompassed by the claim, and what is excluded therefrom. Claim 1 recites a “DC/DC module” (l. 5) and states that “the DC/DC module comprises a fixing structure…formed therein a fixing cavity configured to install a DC/DC converter”. The abbreviation “DC” conventionally refers to direct current. Thus, the claim term “DC/DC module” appears to mean “direct current/direct current module”. Characterizing such a DC/DC module as comprising the disclosed fixing structure is confusing and inaccurate because a DC module (electrical module) would be a separate component from the disclosed and claimed shell body, which is disclosed as having the claimed fixing structure. Further, characterizing such a DC/DC module as comprising structure configured to install a DC/DC converter is confusing and inaccurate because a DC module (electrical module) would not constitute a component having structure configured to install another electrical component in the form of a DC/DC converter. Due to this confusing and inaccurate terminology, the scope of claim 1 cannot be ascertained with a reasonable degree of certainty, i.e., it is unclear what subject matter is encompassed by the claim, and what is excluded therefrom. Claim 2 recites “one side of a middle part of a back surface” (l. 2). Characterizing a “surface” as having one or more sides is confusing and inaccurate because a surface is not a structural object that has plural sides. In claim 2, the introduction of “a width direction of the shell body” (l. 4) is indefinite because it is unclear how this width direction introduced in claim 2 relates to “the width direction of the shell body” previously recited in claim 1 (l. 2). In claim 6, the term “the back surface of the heat isolation groove” (ll. 1-2) lacks proper antecedent basis. In claim 7, the term “the back surface of the heat isolation groove” (ll. 1-2) lacks proper antecedent basis. In claim 9, the term “the back surface of the heat isolation groove” (ll. 1-2) lacks proper antecedent basis. Listing of Prior Art The following is a listing of the prior art cited in this Office action together with the shorthand reference for each document (listed alphabetically): “Bassis” US Patent No. 10,486,512 B2 “Chiba et al.” CN Publication No. 115523282 A (with translation) “Garcia et al.” US Patent No. 10,780,849 B1 “Lu et al.” CN Publication No. 109353201 A (with translation) “Pang et al.” CN Publication No. 207218453 U (with translation) “Speck et al.” US Publication No. 2019/0379262 A1 “Yamamoto et al.” WO Publication No. 2013/069774 A1 (with translation) “Yoshida” US Publication No. 2009/0250275 A1 “Zhang et al.” EP Publication No. 4 542 829 A1 Pertinent Prior Art The prior art listed above is considered pertinent to the claimed invention but is not relied upon to reject any claim. Yamamoto et al. teaches a motor case 15 formed integrally with an inverter (motor controller) case 16 and one half of a gearbox case 17, with the inverter case 16 positioned above the motor case 15 and the gearbox case 17 extending from a first end of the motor case 15. See Figs. 1-10. Yamamoto et al. teaches another embodiment with the addition of a DC/DC converter case 50 formed integrally with the motor case 15 at a second end of the motor case 15. See Fig. 12. Lu et al. teaches a motor housing 6 housing a motor 1, a transmission 2 housed between covers 9, 10 at one end of the motor housing 6, an electrical control casing 7 positioned above the motor housing 6, a power supply module 14 with a DC/DC converter positioned in the casing 7 below a partition 11, and a motor controller 3 positioned in the casing 7 above the partition 11. See Figs. 1-5. Garcia et al. teaches a motor casing 146 defining a motor chamber 141, a cover plate 148 at one end of the motor casing 146 and defining a transmission chamber 143, a first partition 145 separating the motor chamber 141 and the transmission chamber 143, an electronics housing 162 positioned above the motor casing 146 and having a main case 166 and a cover 168, a charge module 171 positioned in the main case 166 below a second partition, and a DC/DC converter 173 and a motor controller 175 positioned in the main case 166 above the second partition. See Figs. 1-4. Zhang et al. teaches a motor housing 21 housing a motor, a transmission housed in a transmission housing 22 at one end of the motor housing 21, a controller housing 11a positioned above the motor housing 21 and covered by a cover 12, a DC/DC converter positioned in a lower chamber 15 of the controller housing 11a below a partition 13, and an inverter (motor controller) positioned in an upper chamber 14 of the controller housing 11a above the partition 13. See Figs. 1-9. Speck et al. teaches a motor housing 5 housing a motor, an electronics housing 1 positioned above the motor housing 5, a high voltage electronics system 2 positioned in the electronics housing 1 above a partition, and low voltage electronic component 3 positioned in the electronics housing 1 below the partition. See Figs. 1-6. In the embodiment of Figs. 7-12, the electronics housing 1 is integrally formed with the motor housing 5. Chiba et al. teaches a motor shell 104 housing a motor 101, a transmission 120 housed within a cover 124 at one end of the motor shell 104, an electrical control shell 131 positioned above the motor shell 104, and a DC/DC converter and an inverter (motor controller) positioned in the electrical control shell 131. See Figs. 1-6. Bassis teaches a motor housing 580 housing a motor 516, a gearbox 520 housed in a gearbox housing 560 at one end/side of the motor housing 580, an inverter housing 570 positioned above the motor housing 580, and an inverter (motor controller) 506 positioned in the inverter housing 570. See Fig. 5. A similar construction is shown in Fig. 6. Pang et al. teaches a motor shell 3 housing a motor, a transmission housed between shells 1, 2 at one end of the motor shell 3, a controller 6 (with a controller housing) positioned above the motor shell 3, and a DC/DC converter positioned in the controller housing. See Figs. 1-4. Lu et al. teaches a two-part casing assembly including a first casing 102 coupled to a second casing 104, a first motor MG1 and part of a first transmission PSD housed in the second casing 104, a second motor MG2, part of the first transmission PSD and a second transmission RD housed in the first casing 102, partitions 200, 202, 203 in the first and second casings 102, 104 for separating an electrical control chamber(s) from the motors and transmissions, and a power control unit 21 including a DC booster converter 12 positioned in the electrical control chamber. See Figs. 1-12. Allowable Subject Matter Claim 1 is not allowable due to the rejections set forth above. However, claim 1 appears to recite allowable subject matter because the prior art discussed above fails to teach the following combination of features: A shell body with a first side thereof formed with a chamber having a partition structure arranged in a middle part thereof, the partition structure separating the chamber into: A containing cavity positioned on a left side of the chamber and integrally formed with the shell body to place a controller. An accommodating cavity positioned on a right side of the chamber and integrally formed with the shell body to install an electric motor. A second side of the shell body provided with a first part that houses a gear box that is in transmission connection with the electric motor inside the accommodating cavity. The second side of the shell body provided with a second part comprising a fixing structure arranged on a back surface of the containing cavity, the fixing structure having formed therein a fixing cavity configured to install a DC/DC converter, with the DC/DC converter electrically connected to the controller inside the containing cavity. Specification Objections The abstract is objected to because: The terminology “deceleration part” (l. 5) is confusing and inaccurate. As explained above, a gear box does not function as only a decelerating mechanism. That is, a gear box allows for the associated vehicle to undergo both acceleration and deceleration. The terminology “DC/DC part” (l. 6) is confusing and inaccurate. Direct current (DC), by itself, does not constitute a structural element. Drawing Objections The drawings are objected to under 37 CFR 1.83(a) for failing to show every feature of the invention specified in the claims. Therefore, the features listed below must be shown in the drawings or canceled from the claims. No new matter should be entered. “a deceleration module” (claim 1, l. 5). “a DC/DC module” (claim 1, l. 5). “a gear box (12) in transmission connection with the electric motor” (claim 1, l. 10). “a DC/DC converter” (claim 1, ll. 13-14). “the DC/DC converter (11) inside the fixing cavity is electrically connected to the controller (13) inside the containing cavity” (claim 1, ll. 14-15). The objection to the drawings will not be held in abeyance. Response to Arguments Applicant’s arguments filed on May 2, 2026 have been considered. However, applicant’s arguments are not germane to the new grounds of rejection and the new objections set forth in this Office action (which were necessitated by applicant’s amendments). Applicant argues that the claims have been amended to overcome GROUNDS 1 and 2. The examiner disagrees for the reasons detailed above. Applicant argues that the specification and drawings have been amended to overcome the examiner’s objections. The examiner disagrees for the reasons detailed above. Final Action Applicant’s amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Response Period A shortened statutory period for response is set to expire THREE MONTHS from the mailing date of this action. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Filing and Contact Information All correspondence relating to this application should be directed: By Patent Center1: Registered users may submit via the Patent Center at: https://patentcenter.uspto.gov/ By Mail2 to: Commissioner for Patents United States Patent & Trademark Office P.O. Box 1450 Alexandria, VA 22313-1450 By FAX to: (571) 273-8300 By hand: Customer Service Window Knox Building 501 Dulany Street Alexandria, VA 22314 Any inquiry concerning this communication or earlier communications from the examiner should be directed to Peter English whose telephone number is (571)272-6671. The examiner can normally be reached on Monday-Thursday (8:00 am - 6:00 pm EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s the examiner’s supervisor, Eileen Lillis, can be reached at 571-272-6928. /PETER C ENGLISH/Primary Examiner, Art Unit 3993 1 Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). 2 Mail Stop REISSUE should only be used for the initial filing of reissue applications, and should not be used for any subsequently filed correspondence in reissue applications. See MPEP 1410.
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Prosecution Timeline

Dec 16, 2023
Application Filed
Feb 05, 2026
Non-Final Rejection mailed — §112
May 02, 2026
Response Filed
May 26, 2026
Final Rejection mailed — §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
32%
Grant Probability
58%
With Interview (+25.7%)
3y 1m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
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