Prosecution Insights
Last updated: April 19, 2026
Application No. 18/543,158

Buffered Lidocaine Injectable Formulations and Methods for Making Same

Non-Final OA §103
Filed
Dec 18, 2023
Examiner
ROBERTS, LEZAH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Hikma Pharmaceuticals Usa Inc.
OA Round
1 (Non-Final)
48%
Grant Probability
Moderate
1-2
OA Rounds
4y 4m
To Grant
85%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allow Rate
363 granted / 750 resolved
-11.6% vs TC avg
Strong +36% interview lift
Without
With
+36.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 4m
Avg Prosecution
78 currently pending
Career history
828
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.2%
+9.2% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
16.0%
-24.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 750 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims Claim Rejections - 35 USC § 103 - Obviousness The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 1) Claims 1-6 and 8-23 are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. (CN 101467987) in view of JP 3375518 (JP 518’). Zhou et al. disclose lidocaine carbonate injection. The injection is made by adding lidocaine hydrochloride for injection 106.6 g, sodium bicarbonate 35 g, and water 5 Liters (meeting the water amounts of the instant claims) (page 2). The composition comprises 5% lidocaine (about 20 mg/ml) and 60% water for injection. An aqueous sodium bicarbonate solution is mixed with the lidocaine hydrochloride water solution, and adjusted to a pH value in the range of 7.5 to 6.0 with carbon dioxide gas. The composition is stored in a sterilized ampoule. The composition is a colorless transparent liquid. The composition is stored in an ampoule (meeting glass container). Zhou et al. differ from the instant claims insofar as they do not disclose carbon dioxide case in a headspace. JP 518’ discloses injection that use gas in the headspace of the container. The injections comprise sodium bicarbonate ions. Carbon dioxide may be used in the containers in order to provide a stable injectable preparation containing fewer particles. The carbon dioxide comprises 2 to 35% by volume. It would have been obvious to one of ordinary skill in the art to have used carbon dioxide when storing the preparations of Zhou motivated by the desire to help stabilize the composition. In regards to a buffer or pH adjuster, sodium bicarbonate is both. In regards to the amount of carbon dioxide, carbon dioxide is used as a stabilizing agent, thus, making it a result effective variable. It would have been in the relative skill of one of ordinary skill in the art to have adjusted the amount of carbon dioxide in the headspace of the container of Zhou motivated by the desire to effectively stabilize the injectable composition when being stored. In regards to the internal volume, it would be reasonable to conclude that the volume determines how much of the composition may held. Therefore it would have been obvious to one of ordinary skill in the art to have used a container with a certain volume motivated by the desire to hold a certain amount of the composition for delivering to a patient. In regards to the properties of claims 13-18, the composition comprises substantially the same amounts of sodium bicarbonate and lidocaine hydrochloride. Therefore one of ordinary skill in the art would reasonably conclude that the liquid would have the stability recited by the instant claims. Further the compositions are ready to use or ready to administer. In regards to claim 20, the compositions do not comprise any of the recited components. The carbon dioxide inhibits particles. Therefore it is reasonable conclude that combination of Zhou in view of JP 518” would lead to not more than 100 particles. 2) Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. (CN 101467987) in view of JP 3375518 (JP 518’) in further view of Liu (CN 106692120). Zhou et al. in view of JP 518’ is discussed above and differs from the instant claims insofar as it does not disclose sodium chloride. Liu discloses lidocaine hydrochloride pharmaceutical compositions. The composition may comprise sodium chloride as a pharmaceutically acceptable auxiliary materials. Sodium chloride is used to adjust the osmotic pressure. Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use. See MPEP 2144.07. It would have been obvious to one of ordinary skill in the art prior to filing the instant application to have added sodium chloride to the compositions of Zhou et al. in view of JP 518’ because it is suitable for compositions comprising lidocaine. The sodium chloride is used to adjust the osmotic pressure making it a result effective variable. It would have taken no more than the relative skill of one of ordinary skill in the art to have adjusted the amount of sodium chloride when adding to the composition of Zhou et al. in view of JP 518’ the routine experimentation to arrive at the desired osmotic pressure. Claims 1-23 are rejected. No claims allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEZAH ROBERTS whose telephone number is (571)272-1071. The examiner can normally be reached Monday-Friday 11:00-7:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Frederick Krass can be reached at 571-272-0580. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LEZAH ROBERTS/Primary Examiner, Art Unit 1612
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Prosecution Timeline

Dec 18, 2023
Application Filed
Nov 15, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
48%
Grant Probability
85%
With Interview (+36.4%)
4y 4m
Median Time to Grant
Low
PTA Risk
Based on 750 resolved cases by this examiner. Grant probability derived from career allow rate.

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