Prosecution Insights
Last updated: August 18, 2026
Application No. 18/543,335

UNIVERSAL POWER ELECTRONICS BUILDING BLOCK (U-PEBB) BASED DELTA-CONNECTED CASCADE MULTILEVEL CONVERTER

Final Rejection §103
Filed
Dec 18, 2023
Priority
Dec 16, 2022 — provisional 63/433,205
Examiner
LAXTON, GARY L
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
The Florida State University Research Foundation Inc.
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
957 granted / 1107 resolved
+18.4% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
21 currently pending
Career history
1129
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
32.9%
-7.1% vs TC avg
§102
33.5%
-6.5% vs TC avg
§112
15.6%
-24.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1107 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Objections Claims 1, 4, 6 and 16 are objected to because of the following informalities: Claim 1 recites the limitation "the third set" in line 13. There is insufficient antecedent basis for this limitation in the claim. Claim 1 recites the limitation "the positive input" in line 14. There is insufficient antecedent basis for this limitation in the claim. Claim 1 recites the limitation "the transformer" in line 14. There is insufficient antecedent basis for this limitation in the claim. Claims 4, 6 and 16 inherit the same from claim 1. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 4 and 14-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. (US 20230142063) in view of Seok (US 20160359404). Claim 1; Zhou et al disclose, figure 9, an input side (e.g. 905.1), said input side comprising: a first set of two Si or SiC MOSFETS (915.1/910.1) connected to a positive side (145) of an alternating current (AC) voltage (e.g. fig. 8, 273.2); a second set of two SiC or Si MOSFETS (110.1) connected to a negative side (145) of the AC voltage (input to 910.1); an input side capacitor (at 930), wherein the input side capacitor is connected in parallel between the second set and a third set (910.1) connected to a positive input (of 135.2) of the transformer (200); a fourth set (910.1) of two Si or SiC MOSFETS connected to a negative input (of 135.2) of the transformer (200); wherein the first set are connected in parallel to the second set (1st bridge 910.1), the second set are connected in parallel to the third set (of 2nd bridge 910.1), and the third set are connected in parallel to the fourth set (2nd bridge 910.1); an output side (905.2), and said output side comprising: a fifth set (910.2) connected to a positive output (of 135.1) of the transformer (200); a sixth set (of bridge 910.2) connected to a negative output (of 135.1) of the transformer (200); and an output side capacitor (between 113.1 and 110.3) connected in parallel to the sixth set, wherein the fifth set are connected in parallel to the sixth set, wherein the transformer (200) connects the input side (905.1) to the output side (905.2), and wherein the AC voltage input is converted to a direct-current (DC) voltage output (930) on the output side, and wherein the U-PEBB comprises a bi-directional and isolated ac to dc converter module. However, Zhou et al. does not disclose whether there is a positive-side inductor connected in series on the positive side of the AC voltage and current input and a negative-side inductor connected in series on the negative side of the AC voltage and current input. Seok teaches that it is well known in the art to provide inductors at the positive and negative side of an AC input in order to provide an AC line filter circuit to block frequency noise. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al. to include provide inductors at the positive and negative side of an AC input in order to provide an AC line filter circuit to block frequency noise as taught by Seok. Claim 4; Zhou et al. disclose the U-PEBB is operated at a selected voltage or voltage range and current or current range by the selected the first, second, third, fourth, fifth and sixth sets of two Si or SiC MOSFETS that have voltage and current ratings within the selected voltage range and current range MOSFET ratings, timing of gate switching signals, and selection of current and voltage ratings for the input side capacitor, the output side capacitor, and ratings of the transformer within the selected voltage range and current range. Claim 14; Zhou et al. disclose the third set connected directly (145/135.2) to the positive input of the transformer (200); and the fourth set are connected directly to the negative input (145/135.2) of the transformer (200). Claim 15; Zhou et al. disclose the fifth set connected directly to the positive output (135.1) of the transformer (200); and the sixth set connected directly (135.2) to the negative output of the transformer (200). Claim 16; Zhou et al. disclose single winding secondary transformer 135.1. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. in view of Seok and further in view of Hirota (US 20220085461). Zhou et al. and Seok disclose the claimed subject matter in regards to claim 1 supra, except for a battery, connected in parallel between the MOSFETS connected to the negative side of the input and two MOSFETS connected to the positive input of the transformer. Hirota teaches a battery 106 in parallel to an AC/DC converter 126 and a DC/AC converter coupled to a transformer (602). The circuit charges the battery for use in a power system for a plug in hybrid electric vehicle. Therefore, it would have been obvious for one having ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al. and Seok to include a battery, connected in parallel between the MOSFETS connected to the negative side of the input and two MOSFETS connected to the positive input of the transformer in order to charge the battery for use in a power system for a plug in hybrid electric vehicle as taught by Hirota. Claim(s) 7, 10, 13 and 17-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. in view of Akagi (US 20060233000) and further in view of Seok. Claim 7; Zhou et al disclose, figure 9, an input side (e.g. 905.1), said input side comprising: a first set of two Si or SiC MOSFETS (915.1/910.1) connected to a positive side (145) of an alternating current (AC) voltage (e.g. fig. 8, 273.2); a second set of two SiC or Si MOSFETS (110.1) connected to a negative side (145) of the AC voltage (input to 910.1); an input side capacitor (at 930), wherein the input side capacitor is connected in parallel between the second set and a third set (910.1) connected to a positive input (of 135.2) of the transformer (200); a fourth set (910.1) of two Si or SiC MOSFETS connected to a negative input (of 135.2) of the transformer (200); wherein the first set are connected in parallel to the second set (1st bridge 910.1), the second set are connected in parallel to the third set (of 2nd bridge 910.1), and the third set are connected in parallel to the fourth set (2nd bridge 910.1); an output side (905.2), and said output side comprising: a fifth set (910.2) connected to a positive output (of 135.1) of the transformer (200); a sixth set (of bridge 910.2) connected to a negative output (of 135.1) of the transformer (200); and an output side capacitor (between 113.1 and 110.3) connected in parallel to the sixth set, wherein the fifth set are connected in parallel to the sixth set, wherein the transformer (200) connects the input side (905.1) to the output side (905.2), and wherein the AC voltage input is converted to a direct-current (DC) voltage output (930) on the output side, and wherein the U-PEBB comprises a bi-directional and isolated ac to dc converter module. However, Zhou et al. do not disclose whether the circuit is a delta-connected cascaded multilevel converter comprising a plurality of universal power electronics building blocks. Nor, does Zhou et al. disclose whether there is a positive-side inductor connected in series on the positive side of the AC voltage and current input and a negative-side inductor connected in series on the negative side of the AC voltage and current input. Akagi teaches (e.g. fig. 5) a delta connected bidirectional power converter system comprising plural converters 20-1 used to for controlling a motor with variable speed reduced EMI and suppressed harmonics. Seok teaches that it is well known in the art to provide inductors at the positive and negative side of an AC input in order to provide an AC line filter circuit to block frequency noise. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al. to include a delta- connected cascaded multilevel converter comprising a plurality of universal power electronics building blocks for controlling a motor with variable speed with reduced EMI and suppressed harmonics as taught by Akagi. And, it would have been obvious to include provide inductors at the positive and negative side of an AC input in order to provide an AC line filter circuit to block frequency noise as taught by Seok. Claim 10; Zhou et al. disclose the U-PEBB is operated at a selected voltage or voltage range and current or current range by the selected the first, second, third, fourth, fifth and sixth sets of two Si or SiC MOSFETS that have voltage and current ratings within the selected voltage range and current range MOSFET ratings, timing of gate switching signals, and selection of current and voltage ratings for the input side capacitor, the output side capacitor, and ratings of the transformer within the selected voltage range and current range. Claim 13; Zhou et al., Akagi and Seok disclose the claimed subject matter in regards to claim 7 supra, except for wherein the plurality is nine. It would have been obvious to one having ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al., Akagi and Seok to include nine blocks since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPT 215 (CCPA 1980). Therefore, it would have been obvious for one having ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al., Akagi and Seok to include nine blocks with three on each phase in order to provide power greater than a single converter block could provide. Claim 17; Zhou et al. disclose the third set connected directly (145/135.2) to the positive input of the transformer (200); and the fourth set are connected directly to the negative input (145/135.2) of the transformer (200). Claim 18; Zhou et al. disclose the fifth set connected directly to the positive output (135.1) of the transformer (200); and the sixth set connected directly (135.2) to the negative output of the transformer (200). Claim 19; Zhou et al. disclose single winding secondary transformer 135.1. Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al., Akagi and Seok in view of Hirota.. Zhou et al., Akagi and Seok disclose the claimed subject matter in regards to claim 7 supra, except for a battery, connected in parallel between the MOSFETS connected to the negative side of the input and two MOSFETS connected to the positive input of the transformer. Hirota teaches a battery 106 in parallel to an AC/DC converter 126 and a DC/AC converter coupled to a transformer (602). The circuit charges the battery for use in a power system for a plug in hybrid electric vehicle. Therefore, it would have been obvious for one having ordinary skill in the art at the time the invention was effectively filed to modify Zhou et al. Akagi and Seok to include a battery, connected in parallel between the MOSFETS connected to the negative side of the input and two MOSFETS connected to the positive input of the transformer in order to charge the battery for use in a power system for a plug in hybrid electric vehicle as taught by Hirota. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GARY L LAXTON whose telephone number is (571)272-2079. The examiner can normally be reached Monday-Friday, 8 am-4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Crystal Hammond can be reached at 571-270-1682. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GARY L LAXTON/ Primary Examiner, Art Unit 2838 7/29/2026
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Prosecution Timeline

Dec 18, 2023
Application Filed
Jan 09, 2026
Non-Final Rejection mailed — §103
May 14, 2026
Response Filed
Jul 31, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
92%
With Interview (+5.6%)
2y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1107 resolved cases by this examiner. Grant probability derived from career allowance rate.

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