Prosecution Insights
Last updated: April 18, 2026
Application No. 18/545,479

Data Recovery In a Multi-Device Storage System

Non-Final OA §103§DP
Filed
Dec 19, 2023
Examiner
TRUONG, LOAN
Art Unit
2114
Tech Center
2100 — Computer Architecture & Software
Assignee
Pure Storage Inc.
OA Round
4 (Non-Final)
77%
Grant Probability
Favorable
4-5
OA Rounds
3y 4m
To Grant
90%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
458 granted / 594 resolved
+22.1% vs TC avg
Moderate +13% lift
Without
With
+12.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
32 currently pending
Career history
626
Total Applications
across all art units

Statute-Specific Performance

§101
10.5%
-29.5% vs TC avg
§103
44.9%
+4.9% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
10.5%
-29.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 594 resolved cases

Office Action

§103 §DP
DETAILED ACTION This office action is in response to the request for continuation filed on January 9, 2026 in application 18/545,479. Claims 21-23, 26-27, 29-33, 36-37, 39-46 are presented for examination. Claims 21-23, 26-27, 29-33, 36-37, 39-40 are amended. Claims 1-20, 24-25, 28, 34-35 and 38 are cancelled. Claims 41-46 are newly added. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 21-23, 26-27, 29-33, 36-37, 39-46 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 21-23, 26-27, 29-33, 36-37, 39-46 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-6, 7, 10-15, 17-18 of U.S. Patent No. 11,494,267. Claims 21-23, 26-27, 29-33, 36-37, 39-46 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-7, 9-16, 18-19 of U.S. Patent No. 11,853,164. Claims 21, 31 and 40 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims Claim 1 of U.S. Patent No. 12/487,884. Although the claims at issue are not identical, they are not patentably distinct from each other because the scopes of the claims are broader but otherwise recite similar limitations. Current Application 18/545,479 Patent 11,494,267 (app. 16/848,590) Patent 11,853,164 (app. 17/979,841) Patent 12,487,884 (app. 15/994,035) Claim 21 Claims 1 Claim 1 Claim 1 Claim 22 Claim 1 Claim 1-2 Claim 23 Claim 2-4 Claim 3-5 Claim 26 Claim 5 Claim 6 Claim 27 Claim 6 Claim 7 Claim 29 Claim 8 Claim 9 Claim 30 Claim 1 Claim 1 Claim 31 Claim 10 Claim 10 Claim 1 Claim 32 Claim 10 Claim 10-11 Claim 33 Claim 11-13 Claim 12-14 Claim 36 Claim 14 Claim 15 Claim 37 Claim 15 Claim 16 Claim 39 Claim 17 Claim 18 Claim 40 Claim 18 Claim 19 Claim 1 Claim 41 Claim 18 Claim 19 Claim 42 Claim 18 Claim 1-2 Claim 43 Claim 2-4 Claim 3-5 Claim 44 Claim 5 Claim 6 Claim 45 Claim 6 Claim 7 Claim 46 Claim 8 Claim 9 "A later patent claim is not patentably distinct from an earlier patent claim if the later claim is obvious over, or anticipated by, the earlier claim. In re Longi, 759 F.2d at 896, 225 USPQ at 651 (affirming a holding of obviousness-type double patenting because the claims at issue were obvious over claims in four prior art patents); In re Berg, 140 F.3d at 1437, 46 USPQ2d at 1233 (Fed. Cir. 1998) (affirming a holding of obviousness type double patenting where a patent application claim to a genus is anticipated by a patent claim to a species within that genus). "ELI LILLY AND COMPANY v BARR LABORATORIES, INC., United States Court of Appeals for the Federal Circuit, ON PETITION FOR REHEARING EN BANC (DECIDED: May 30, 2001). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 21-23, 26-27, 29-33, 36-37, 39-46 is/are rejected under 35 U.S.C. 103 as being unpatentable over Colgrove et al. (US 10,180,879) in further view of Baek et al. (US 2002/0124139). In regard to claim 21, Colgrove et al. teach a method comprising: determining, using a storage geometry in a storage system (flexible RAID data layout architecture, where each segment will have its own geometry, fig. 10-11, col. 16 lines 60-67 and col. 18 lines 5-67), whether a target for a dataset is satisfied based on a time to rebuild the dataset (during operation, the RAID engine may monitor characteristic of the storage devices and determine the devices are exhibiting a reliability level higher than an initial or other given reliability level … monitoring and changing a protection level may be performed, fig. 8, col. 13 lines 1-20, detect a change in reliability, fig. 9, 914); and selecting a different storage geometry for the dataset in response to determining that a particular storage geometry fails to satisfy the target (selecting alternate RAID geometries in a data storage subsystem, fig. 13, col.23 lines 5-56, change in the amount of protection may be made, fig. 9, 916). Colgrove et al. does not explicitly teach determining and selecting a different storage geometry in response to a detected change in the mean time to data loss. Baek et al. teach of the reliability of the RAID is measured in mean-time-to-data-loss (MTTDL) (para. 35). It would have been obvious to modify the method of Colgrove et al. by adding Baek et al. RAID system. A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to make the modification because it would aid in providing a well know method to measure reliability of the RAID (para. 35-50). In regard to claim 22, Colgrove et al. teach the method of claim 21, further comprising: determining a redundancy value for the dataset is based on a storage capacity utilization of the storage system (determine a level of protection to use for storage devices … may utilize RAID double parity, fig. 7, col. 12 lines 35-55); and generating, based on the redundancy value for the dataset, data recovery information for the dataset (generating redundancy data represent the RAID double parity from corresponding user data, fig. 7, col. 12 lines 35-55). In regard to claim 23, Colgrove et al. teach the method of claim 21, further comprising: determining, based on different datasets being stored using different redundancy values, that an average redundancy value of the dataset stored within the storage system corresponds to a continuous redundancy value indicative of a degree of granularity associated with the time to rebuild the dataset in comparison to a redundancy floor value and a redundancy ceiling value (the RAID engine may monitor behavior of the one or more storage devices within the RAID array, the data which is monitored may be stored and tables may be used to store this data to detect and predict behavior of storage devices, if increased reliability of the storage devices id detected then the RAID engine may decrease the level of data protection within the system, fig. 4, col. 15 lines 14-52). In regard to claim 26, Colgrove et al. teach the method of claim 21, further comprising: setting, the time to rebuild the dataset according to a target time to rebuild the dataset (determine the layout and protection level to use for the data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41); and increasing data recovery performance associated with the dataset in response to tuning the target time to rebuild the dataset (if a particular condition is detected such as a change in reliability, then a change in the amount of protection used for stored data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 27, Colgrove et al. teach the method of claim 26, wherein tuning the target time comprises: adjusting a parity value associated with the dataset (change in the amount of protection used for stored data … one or more extra storage devices per RAID stripe may be used to store parity information, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 29, Colgrove et al. teach the method of claim 21, further comprising: implementing, by the storage system, a redundant array of independent disks storage system (RAID data layout, col. 9 lines 10-25). In regard to claim 30, Colgrove et al. teach the method of claim 22, wherein the redundancy value for the dataset is different from at least one other redundancy value for another dataset stored within the storage system (each segment will have its own geometry, col. 18 lines 5-67). In regard to claim 31, Colgrove et al. teach an apparatus comprising: a memory (plurality of storage locations, col.2 lines 25-50); a processor operably coupled to the memory (computer system, col. 2 lines 25-50), configured to: determining, using a storage geometry in a storage system (flexible RAID data layout architecture, where each segment will have its own geometry, fig. 10-11, col. 16 lines 60-67 and col. 18 lines 5-67), whether a target for a dataset is satisfied based on a time to rebuild the dataset (during operation, the RAID engine may monitor characteristic of the storage devices and determine the devices are exhibiting a reliability level higher than an initial or other given reliability level … monitoring and changing a protection level may be performed, fig. 8, col. 13 lines 1-20, detect a change in reliability, fig. 9, 914); and select a different storage geometry for the dataset in response to determining that a particular storage geometry fails to satisfy the target (selecting alternate RAID geometries in a data storage subsystem, fig. 13, col.23 lines 5-56, change in the amount of protection may be made, fig. 9, 916). Colgrove et al. does not explicitly teach determining and selecting a different storage geometry in response to a detected change in the mean time to data loss. Baek et al. teach of the reliability of the RAID is measured in mean-time-to-data-loss (MTTDL) (para. 35). Refer to claim 21 for motivational statement. In regard to claim 32, Colgrove et al. teach the apparatus of claim 31, wherein the processor is further configured to: determine a redundancy value for the dataset is based on a storage capacity utilization of the storage system (determine a level of protection to use for storage devices … may utilize RAID double parity, fig. 7, col. 12 lines 35-55); and generate, based on the redundancy value for the dataset, data recovery information for the dataset (generating redundancy data represent the RAID double parity from corresponding user data, fig. 7, col. 12 lines 35-55). In regard to claim 33, Colgrove et al. teach the apparatus of claim 31, wherein the processor is further configured to: determine, based on different datasets being stored using different redundancy values, that an average redundancy value of the dataset stored within the storage system corresponds to a continuous redundancy value indicative of a degree of granularity associated with the time to rebuild the dataset in comparison to a redundancy floor value and a redundancy ceiling value (the RAID engine may monitor behavior of the one or more storage devices within the RAID array, the data which is monitored may be stored and tables may be used to store this data to detect and predict behavior of storage devices, if increased reliability of the storage devices id detected then the RAID engine may decrease the level of data protection within the system, fig. 4, col. 15 lines 14-52). In regard to claim 36, Colgrove et al. teach the apparatus of claim 31, wherein the processor is further configured to: set, the time to rebuild the dataset according to a target time to rebuild the dataset (determine the layout and protection level to use for the data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41); and increase data recovery performance associated with the dataset in response to tuning the target time to rebuild the dataset (if a particular condition is detected such as a change in reliability, then a change in the amount of protection used for stored data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 37, Colgrove et al. teach the apparatus of claim 36, wherein the processor configured to tune the target time is further configured to: adjust a parity value associated with the dataset (change in the amount of protection used for stored data … one or more extra storage devices per RAID stripe may be used to store parity information, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 39, Colgrove et al. teach the apparatus of claim 31, wherein the processor is further configured to: implement, by the storage system, a redundant array of independent disks storage system (RAID data layout, col. 9 lines 10-25). In regard to claim 40, Colgrove et al. teach a non-transitory computer readable storage medium which, when executed, cause a processing device to: determine, using a storage geometry in a storage system (flexible RAID data layout architecture, where each segment will have its own geometry, fig. 10-11, col. 16 lines 60-67 and col. 18 lines 5-67), whether a target for a dataset is satisfied based on a time to rebuild the dataset (during operation, the RAID engine may monitor characteristic of the storage devices and determine the devices are exhibiting a reliability level higher than an initial or other given reliability level … monitoring and changing a protection level may be performed, fig. 8, col. 13 lines 1-20, detect a change in reliability, fig. 9, 914); and select a different storage geometry for the dataset in response to determining that a particular storage geometry fails to satisfy the target (selecting alternate RAID geometries in a data storage subsystem, fig. 13, col.23 lines 5-56, change in the amount of protection may be made, fig. 9, 916). Colgrove et al. does not explicitly teach determining and selecting a different storage geometry in response to a detected change in the mean time to data loss. Baek et al. teach of the reliability of the RAID is measured in mean-time-to-data-loss (MTTDL) (para. 35). Refer to claim 21 for motivational statement. In regard to claim 41, Colgrove et al. teach the apparatus of claim 32, wherein the redundancy value for the dataset is different from at least one other redundancy value for another dataset stored within the storage system (for alternate geometries … an algorithm such as CRUSH algorithm may be utilized to select which devices to use in a RAID data layout architecture to use for data storage … RAID array shown may all be different, fig. 12, col. 21 lines 30-65). In regard to claim 42, Colgrove et al. teach the non-transitory computer readable storage medium of claim 40, wherein the processing device is further configured to: determine a redundancy value for the dataset is based on a storage capacity utilization of the storage system (determine a level of protection to use for storage devices … may utilize RAID double parity, fig. 7, col. 12 lines 35-55); and generate, based on the redundancy value for the dataset, data recovery information for the dataset (generating redundancy data represent the RAID double parity from corresponding user data, fig. 7, col. 12 lines 35-55). In regard to claim 43, Colgrove et al. teach the non-transitory computer readable storage medium of claim 40, wherein the processing device is further configured to: determine, based on different datasets being stored using different redundancy values, that an average redundancy value of the dataset stored within the storage system corresponds to a continuous redundancy value indicative of a degree of granularity associated with the time to rebuild the dataset in comparison to a redundancy floor value and a redundancy ceiling value (the RAID engine may monitor behavior of the one or more storage devices within the RAID array, the data which is monitored may be stored and tables may be used to store this data to detect and predict behavior of storage devices, if increased reliability of the storage devices id detected then the RAID engine may decrease the level of data protection within the system, fig. 4, col. 15 lines 14-52). In regard to claim 44, Colgrove et al. teach the non-transitory computer readable storage medium of claim 40, wherein the processing device is further configured to: set, the time to rebuild the dataset according to a target time to rebuild the dataset (determine the layout and protection level to use for the data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41); and increase data recovery performance associated with the dataset in response to tuning the target time to rebuild the dataset (if a particular condition is detected such as a change in reliability, then a change in the amount of protection used for stored data may be made, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 45, Colgrove et al. teach the non-transitory computer readable storage medium of claim 44, wherein the processing device is further configured to: adjust a parity value associated with the dataset (change in the amount of protection used for stored data … one or more extra storage devices per RAID stripe may be used to store parity information, fig. 9, col. 13 lines 55-67 and col. 14 lines 1-41). In regard to claim 46, Colgrove et al. teach the non-transitory computer readable storage medium of claim 40, wherein the processing device is further configured to: implement, by the storage system, a redundant array of independent disks storage system (RAID data layout, col. 9 lines 10-25). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO 892. Wilkes et al. (US 5,720,025) (Hewlett-Packard) mean-time-to-first-data-loss Enz et al. (US 2019/0050168) (EXTEN) RAID geometry and mean time to data loss (MTTDL) Agombar et al. (US 10,210,062) (IBM) RAID array and rebuild times Goel et al. (US 8,453,036) (Network Appliance) resizing parity cluster Belhadj et al. (US 2014/0143594) (Hewlett-Packard) RAID geometry and rebuild time period Hallak et al. (US 2015/0169408) RAID and time to rebuild Davies et al. (US 10,409,682) (Seagate) time to rebuild a data set and stripe geometry Liu et al. (US 10,852,966) (EMC) rebuild time ***************** Colgrove et al. (US 11,435,904) same assignee, detect change in reliability of RAID Davis et al. (US 12,253,922) reconfiguring storage nodes Chatterjee et al. (US 7,206,991) migration between striped storage Izen et al. (US 2021/0248068) geometry addressable region ***************** Foley et al. (US 11,868,612) geometry of RAID (RAID5, RAID6, TripleParityRAID6) Brennan et al. (US 2019/0073265) same assignee, continuous value data redundancy Dalmatov et al. (US 2021/0216230) RAID levels Honda et al. (US 2018/0196718) recovery means level for RAID Oikawa et al. (US 2017/0075574) RAID with time limit threshold for recovery Miller (US 2016/0255016) group of nodes in cluster implementing quality of service Jacobson (US 8,145,941) RAID level for rebuilding failed disk Burton et al. (US 2004/0225914) RAID geometry Belhadj et al. (US 8,892,939) choose a value for one of the rebuild rate or the scrub rate King et al. (US 2002/0169996) RAID geometry Humlicek et al. (US 5,822,782) RAID geometry Any inquiry concerning this communication or earlier communications from the examiner should be directed to Loan Truong whose telephone number is 408-918-7552. The examiner can normally be reached on 10AM-6PM PST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner' s supervisor, Ashish Thomas can be reached on 571-272-0631. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Loan L.T. Truong/Primary Examiner, Art Unit 2114 HYPERLINK "mailto:Loan.truong@uspto.gov" Loan.truong@uspto.gov
Read full office action

Prosecution Timeline

Dec 19, 2023
Application Filed
Sep 07, 2024
Non-Final Rejection — §103, §DP
Oct 02, 2024
Applicant Interview (Telephonic)
Oct 02, 2024
Examiner Interview Summary
Nov 07, 2024
Response Filed
Mar 08, 2025
Non-Final Rejection — §103, §DP
May 05, 2025
Examiner Interview Summary
May 05, 2025
Applicant Interview (Telephonic)
May 28, 2025
Response Filed
Sep 16, 2025
Final Rejection — §103, §DP
Nov 13, 2025
Examiner Interview Summary
Nov 13, 2025
Applicant Interview (Telephonic)
Dec 15, 2025
Applicant Interview (Telephonic)
Dec 16, 2025
Examiner Interview Summary
Jan 09, 2026
Request for Continued Examination
Jan 26, 2026
Response after Non-Final Action
Mar 30, 2026
Non-Final Rejection — §103, §DP (current)

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Prosecution Projections

4-5
Expected OA Rounds
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Grant Probability
90%
With Interview (+12.8%)
3y 4m
Median Time to Grant
High
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