Prosecution Insights
Last updated: April 19, 2026
Application No. 18/546,429

COMPOSITION FOR ELECTROCHEMICAL DEVICE FUNCTIONAL LAYER, FUNCTIONAL LAYER FOR ELECTROCHEMICAL DEVICE, LAMINATE FOR ELECTROCHEMICAL DEVICE, AND ELECTROCHEMICAL DEVICE

Non-Final OA §103
Filed
Aug 15, 2023
Examiner
ESSEX, STEPHAN J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Zeon Corporation
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
3y 8m
To Grant
49%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
445 granted / 683 resolved
At TC average
Minimal -16% lift
Without
With
+-16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
27 currently pending
Career history
710
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 683 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-11 are rejected under 35 U.S.C. 103 as being unpatentable over Toyoda et al. (hereinafter “Toyoda”) (EP 2835844 A1). Regarding claims 1-4 and 8-11, Toyoda teaches a secondary battery (electrochemical device) separator comprising an organic separator layer (separator substrate), a heat-durable layer (functional layer) formed adjacent to at least one surface of the organic separator layer, and an adhesive layer formed on the heat-durable layer (see paragraph 19). The organic separator layer may comprise a microporous membrane made of a resin such as a polyolefin resin (see paragraph 20). The heat-durable layer contains non-conductive particles and a binder (particulate-polymer) (see paragraph 24). As a binder of the heat-durable layer, a hydrogenated product of a polymer obtained by polymerizing a conjugated diene monomer such as isoprene or 1,3-butadiene may be used (see paragraph 36). The binder polymer may further include, in addition to the conjugated diene monomer unit, a monomer that is copolymerizable with the conjugated diene. This copolymerizable monomer may comprise an aromatic vinyl monomer such as styrene (see paragraph 39). The binder may be provided in the form of particles having a volume average particle diameter D50 that is 0.01 to 0.7 µm (see paragraph 75). The glass transition temperature (Tg) of the binder may be -50 to 20°C (see paragraph 77). It is noted that in the case where the claimed ranges “overlap or lie inside ranges disclosed by prior art” a prima facie case of obviousness exists. See In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990); In re Geisler, 116 F.3d 1465, 1469-71, 43 USPQ2d 1362, 1365-66 (Fed. Cir. 1997) (see MPEP § 2144.05). Although Toyoda does not explicitly teach a degree of swelling of the binder in electrolyte solution, it is noted that the composition and structure of the binder polymer is substantially identical to that of the instant particulate polymer as described in paragraphs 24, 27 and 37-39 of the instant specification. It has been held by the courts that where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. See In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977) (see MPEP § 2112.01). Regarding claims 5 and 6, Toyoda teaches that the heat-durable layer may further contain, as an optional component, a viscosity modifier such as polyvinyl alcohol or polyethylene oxide (see paragraph 81). Regarding claim 7, Toyoda teaches that as the non-conductive particles, inorganic oxides such as alumina (non-conductive heat-resistant particles) may be used (see paragraph 27). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHAN J ESSEX whose telephone number is (571)270-7866. The examiner can normally be reached Monday - Friday, 8:30 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571) 272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEPHAN J ESSEX/Primary Examiner, Art Unit 1727
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Prosecution Timeline

Aug 15, 2023
Application Filed
Feb 21, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603296
CLAD CURRENT COLLECTORS INCLUDING THERMAL INTERFACE LAYER FOR BIPOLAR SOLID-STATE BATTERIES
2y 5m to grant Granted Apr 14, 2026
Patent 12603304
FUEL CELL AND MOBILE UNIT
2y 5m to grant Granted Apr 14, 2026
Patent 12603299
CELLULOSE-BASED SELF-STANDING FILMS FOR USE IN LI-ION BATTERIES
2y 5m to grant Granted Apr 14, 2026
Patent 12592379
IMPROVED ANODE MATERIAL AND ANODE FOR A RECHARGEABLE BATTERY, A METHOD OF PRODUCTION THEREOF AND AN ELECTROCHEMICAL CELL MADE THEREFROM
2y 5m to grant Granted Mar 31, 2026
Patent 12573715
LOW RESISTANCE SEPARATOR DESIGN IN BATTERY CELLS
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
49%
With Interview (-16.0%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 683 resolved cases by this examiner. Grant probability derived from career allow rate.

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