Prosecution Insights
Last updated: May 29, 2026
Application No. 18/548,487

NOVEL SALT FORMS OF A 4H-PYRAN-4-ONE STRUCTURED CYP11A1 INHIBITOR

Non-Final OA §103§DOUBLEPATENT§DP
Filed
Aug 30, 2023
Priority
Mar 01, 2021 — FI 20215217 +1 more
Examiner
BARSKY, JARED
Art Unit
1628
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Orion Corporation
OA Round
1 (Non-Final)
50%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
73%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
464 granted / 924 resolved
-9.8% vs TC avg
Strong +23% interview lift
Without
With
+23.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
68 currently pending
Career history
1005
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
4.6%
-35.4% vs TC avg
§112
4.8%
-35.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 924 resolved cases

Office Action

§103 §DOUBLEPATENT §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I and compound 185, corresponding to claims 1-7 and 21-24, in the reply filed on April 29, 2026, is acknowledged. Claims 8-16 are withdrawn for being directed to a non-elected species. Claim of Foreign Priority Applicant’s claim of foreign priority and certified copy of foreign priority documents are acknowledged by the Office. Status of the Claims Claims 1-26 are pending. Claims 8-20, 25, and 26 are withdrawn. Claims 1-7 and 21-24 are examined. Allowable Subject Matter Claims 5 and 7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The specific polymorphic forms of p-toluenesulfonic acid salt is free of the art and non-obvious in light thereof. Claim 6 is objected to for being a substantial duplicate of claim 5. While claim 6 recites more peaks, it is nonetheless directed to the identical polymorph described in Figure 1 and claim 5. Further, claim 7 is not objected to as a duplicate as the Specification indicates that parameters set forth in claim 7 can have some variability when water is included and this can yield a unit cell volume expansion of up to 4% when water is included. See p47, lines 8-10. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 and 21-24 are rejected under 35 U.S.C. 103 as being unpatentable over Din Belle et al., (WO2018/115591) (cited in ISR), in view of Gupta et al., “Salts of Therapeutic Agents: Chemical, Physicochemical, and Biological Considerations,” Molecules 2018, 23, 1719, and in view of He et al., “The Selection of a Pharmaceutical Salt- The Effect of the Acidity of the Counter ion on Its Solubility and Potential Biopharmaceutical Performance,” Journal of Pharmaceutical Sciences 107 (2018) 419-425. Din Belle teaches compound 185 and teaches salt forms of the same. See prior art claim 28, e.g. Pharmaceutical salts are also taught, which are useful for CYP11A1 inhibitors. Salts are well known in the field and can be in the form of chlorides, bromides, sulfates, nitrates, sulfates, sulfonates, and others. Crystallization is also taught as a conventional method for isomer separation and purification, among others. Excipients can be used in the form of a tablet, granules, capsule, suspensions, and solutions, e.g. Din Belle does not explicitly teach p-toluenesulfonic acid salt form. Gupta teaches currently available salts in the form of a counter anion or cation. In this case, an anion would form a salt. Of the known and available anions, bromide, chloride, and tosylate are among those known. See Table 1. Salt formation provides benefits of increasing solubility and dissolution rate of a drug. The most common counterions used to form salts are hydrochloride, hydrobromide, mesylate, acetate, and fumarate. See p5, last par. Similarly, He teaches a roadmap for selecting a pharmaceutical salt form during development. The overall procedure entailed an initial screening method that screened candidate salt forms including the following: “hydrochloric acid, sulfuric acid, phosphoric acid, fumaric acid, lactic acid, citric acid, L-(þ)-tartaric acid, L-malic acid, succinic acid, benzoic acid, methanesulfonic acid, p-toluenesulfonic acid, benzenesulfonic acid, and glutamic acid.” See p420, 3rd par. New salts were identified of the particular drugs for crystalline salt hits and they included tosylate salts. See p421, 5th par. While the examiner acknowledges that for each particular API, different salts will yield different advantages and disadvantages. However, a tosylate salt is one of a few known counteranion forms and He teaches a method that includes evaluating the p-toluenesulfonic acid salt as one to screen at the initial stage. In view of He, a POSA would have considered and presumable arrived at an optimized salt form of claimed compound. It would have been prima facie obvious for a person of ordinary skill in the art prior to the filing of the instant application to arrive at the claimed products in view of Din Belle, Gupta, and He. One would be motivated to do so because the claimed API is known to be used in numerous and non-limiting salt forms and multiple reasons for crystallizing the same compound are known to include isomer selection and purification. Further, claimed salt forms are known to be commonly employed as counteranions and improve the solubility of pharmaceutical active agents. Tosylate and other claimed salt forms are known for this. Even further, He teaches a method of salt form selection that entails starting with a limited number of salt forms and making a determination based on various factors (i.e., optimization) to yield the most advantageous salt form for any particular API. Among the limited list of salt forms used in an initial salt selection phase is the p-toluenesulfonic acid salt. This is used by He in an initial salt screening stage of the process. The tosylate salt form is also described by Gupta. As such, a POSA would have arrived at a crystalline tablet formulation of claimed API as taught by Din Belle and would have been able to optimize to the claimed salt polymorphic form in view of Gupta and He. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Non-provisional: Claims 1-4 and 21-24 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-24 of U.S. Patent No. 12,030,871, in view of Din Belle et al., (WO2018/115591), in view of Gupta et al., “Salts of Therapeutic Agents: Chemical, Physicochemical, and Biological Considerations,” Molecules 2018, 23, 1719, and in view of He et al., “The Selection of a Pharmaceutical Salt- The Effect of the Acidity of the Counter ion on Its Solubility and Potential Biopharmaceutical Performance,” Journal of Pharmaceutical Sciences 107 (2018) 419-425. Although the claims at issue are not identical, they are not patentably distinct from each other because the claims of the ‘871 patent include the claimed compound and pharmaceutically acceptable salts thereof. Although the claims at issue are not identical, they are not patentably distinct from each other because the ’871 patent is directed to methods and compositions comprising the claimed API or a salt thereof. The Specification supports the use of any salt and in view of Gupta and He, a POSA would understand that a tosylate salt is one of a few counteranion salt forms and He teaches a method that screens for appropriate salt forms and starts with p-toluenesulfonic acid as one of only a few to screen. Crystallization and tablet formulations are taught, as noted above. As such, there is a reasonable and predictable expectation of success in arriving at the claimed salt form of compound described in the ‘871 patent in view of Gupta and He. Claims 1-4 and 21-24 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-11 of U.S. Patent No. 11,098,032, in view of Din Belle et al., (WO2018/115591), in view of Gupta et al., “Salts of Therapeutic Agents: Chemical, Physicochemical, and Biological Considerations,” Molecules 2018, 23, 1719, and in view of He et al., “The Selection of a Pharmaceutical Salt- The Effect of the Acidity of the Counter ion on Its Solubility and Potential Biopharmaceutical Performance,” Journal of Pharmaceutical Sciences 107 (2018) 419-425. Although the claims at issue are not identical, they are not patentably distinct from each other because the claims of the ‘032 patent include the claimed compound and pharmaceutically acceptable salts thereof. Although the claims at issue are not identical, they are not patentably distinct from each other because the ’032 patent is directed to methods and compositions comprising the claimed API or a salt thereof. The Specification supports the use of any salt and in view of Gupta and He, a POSA would understand that a tosylate salt is one of a few counteranion salt forms and He teaches a method that screens for appropriate salt forms and starts with p-toluenesulfonic acid as one of only a few to screen. Crystallization and tablet formulations are taught, as noted above. As such, there is a reasonable and predictable expectation of success in arriving at the claimed salt form of compound described in the ‘032 patent in view of Gupta and He. Claims 1-4 and 21-24 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-35 of U.S. Patent No. 10,717,726, in view of Din Belle et al., (WO2018/115591), in view of Gupta et al., “Salts of Therapeutic Agents: Chemical, Physicochemical, and Biological Considerations,” Molecules 2018, 23, 1719, and in view of He et al., “The Selection of a Pharmaceutical Salt- The Effect of the Acidity of the Counter ion on Its Solubility and Potential Biopharmaceutical Performance,” Journal of Pharmaceutical Sciences 107 (2018) 419-425. Although the claims at issue are not identical, they are not patentably distinct from each other because the claims of the ‘726 patent include the claimed compound and pharmaceutically acceptable salts thereof. Although the claims at issue are not identical, they are not patentably distinct from each other because the ’726 patent is directed to methods and compositions comprising the claimed API or a salt thereof. The Specification supports the use of any salt and in view of Gupta and He, a POSA would understand that a tosylate salt is one of a few counteranion salt forms and He teaches a method that screens for appropriate salt forms and starts with p-toluenesulfonic acid as one of only a few to screen. Crystallization and tablet formulations are taught, as noted above. As such, there is a reasonable and predictable expectation of success in arriving at the claimed salt form of compound described in the ‘726 patent in view of Gupta and He. Provisional: Claims 1-4 and 21-24 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 47, 50, 51, 53, 56, and 59-72 of copending Application No. 18/674,603, in view of Din Belle et al., (WO2018/115591), in view of Gupta et al., “Salts of Therapeutic Agents: Chemical, Physicochemical, and Biological Considerations,” Molecules 2018, 23, 1719, and in view of He et al., “The Selection of a Pharmaceutical Salt- The Effect of the Acidity of the Counter ion on Its Solubility and Potential Biopharmaceutical Performance,” Journal of Pharmaceutical Sciences 107 (2018) 419-425. Although the claims at issue are not identical, they are not patentably distinct from each other because the ’603 application is directed to methods and compositions comprising the claimed API or a salt thereof. The Specification supports the use of any salt and in view of Gupta and He, a POSA would understand that a tosylate salt is one of a few counteranion salt forms and He teaches a method that screens for appropriate salt forms and starts with p-toluenesulfonic acid as one of only a few to screen. Crystallization and tablet formulations are taught, as noted above. As such, there is a reasonable and predictable expectation of success in arriving at the claimed salt form of compound described in the ’603 application in view of Gupta and He. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. As such, no claim is allowed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JARED D BARSKY whose telephone number is (571)272-2795. The examiner can normally be reached on 9-5 M-F. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amy Clark can be reached on 571-272-1310. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JARED BARSKY/Primary Examiner, Art Unit 1628
Read full office action

Prosecution Timeline

Aug 30, 2023
Application Filed
May 08, 2026
Non-Final Rejection mailed — §103, §DOUBLEPATENT, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
50%
Grant Probability
73%
With Interview (+23.0%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 924 resolved cases by this examiner. Grant probability derived from career allowance rate.

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