Prosecution Insights
Last updated: July 17, 2026
Application No. 18/548,894

ELECTROCHEMICAL DEVICE

Final Rejection §103
Filed
Sep 02, 2023
Priority
Mar 26, 2021 — JP 2021-053979 +2 more
Examiner
LEE, DANIEL H.
Art Unit
1746
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Panasonic Holdings Corporation
OA Round
2 (Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
388 granted / 551 resolved
+5.4% vs TC avg
Strong +26% interview lift
Without
With
+25.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
26 currently pending
Career history
568
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.4%
+44.4% vs TC avg
§102
2.1%
-37.9% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 551 resolved cases

Office Action

§103
DETAILED ACTION The response filed 6/15/26 has been entered, including the amendments to the specification correcting typographical errors. Claims 2 and 5 have been canceled by Applicant, leaving claims 1, 3, and 4 pending. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 3, and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Nakamura et al. (“Nakamura”, US 2022/0013764 A1) in view of Deguchi (US 2012/0183865 A1) and Utaka et al. (“Utaka”, JP 2019 021805A). Regarding claim 1, Nakamura discloses an electrochemical device (title) and teaches interposing a separator between the negative electrode and the positive electrode ([0034], pre-doping of lithium ions into the negative electrode material layer ([0035], non-graphitizing carbon in the negative electrode material layer ([0051]), a binder such as acrylic resin or cellulose derivative ([0052]), and negative electrode potential of 0.2V or less with respect to metal lithium ([0064]). Lithium-ion batteries have polarizable electrodes since their potential changes in response to applied current. Nakamura does not expressly teach the average particle size of the binding agent is more than or equal to 140nm. However, Deguchi discloses a non-aqueous electrolyte secondary battery (title) and teaches binders, including acrylic resins ([0049]), and teaches the binder having a particle form has an average particle diameter of, for example, 0.1 to 0.3 microns (100 to 300nm) ([0085]), which overlaps the claimed range. It would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to look to Deguchi to provide guidance for particle size of the binder since Nakamura does not provide the particle size of binder particles, and Deguchi is directed to a similar endeavor (negative electrode material). Thickeners are well known in the art. For example, Nakamura teaches including carboxycellulose ([0063]) and Deguchi teaches methyl cellulose, carboxymethylcellulose (CMC), and Na salt of carboxymethyl cellulose ([0075]). The references do not specifically teach the thickener contains an ammonium salt of carboxymethylcellulose. However, Utaka discloses an electric storage device (title) and teaches examples of the thickening agent include carboxymethylcellulose (CMC), Na salts or ammonium salts thereof, inter alia ([0019]). It would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to substitute ammonium salts of CMC as the thickening agent with a reasonable expectation of success since it is an obvious variant of thickeners used in electrode active materials. As to claim 3, Nakamura teaches a surface layer portion of the negative electrode material layer has a lithium carbonate-containing region (abstract). As to claim 4, Nakamura teaches a solid electrolyte interface coating film is formed on a negative electrode material layer ([0006]). Response to Arguments Applicant's arguments have been fully considered but are not found persuasive. Applicant argues that the limitations incorporated into claim 1 place the application in condition for allowance. As to the polarizable electrode, lithium-ion batteries have polarizable electrodes since their potential changes in response to applied current. As to the thickener containing an ammonium salt of CMC, Utaka discloses an electric storage device (title) and teaches examples of the thickening agent include carboxymethylcellulose (CMC), Na salts or ammonium salts thereof, inter alia ([0019]). It would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to substitute ammonium salts of CMC as the thickening agent with a reasonable expectation of success since it is an obvious variant of thickeners used in electrode active materials. As to the binding agent being an acrylic resin with an average particle size of more than or equal to 140 nm, Deguchi discloses a non-aqueous electrolyte secondary battery (title) and teaches binders, including acrylic resins ([0049]), and teaches the binder having a particle form has an average particle diameter of, for example, 0.1 to 0.3 microns (100 to 300nm) ([0085]), which overlaps the claimed range. It would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to look to Deguchi to provide guidance for particle size of the binder since Nakamura does not provide the particle size of binder particles, and Deguchi is directed to a similar endeavor (negative electrode material). Deguchi teaches SBR is preferred but does not limit the binder to only SBR. All of the incorporated limitations are suggested in the prior art with sufficient rationale to combine. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL H. LEE whose telephone number is (571)272-2548. The examiner can normally be reached M-F 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Orlando can be reached at 5712705038. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DANIEL H. LEE Primary Examiner Art Unit 1746 /DANIEL H LEE/ Primary Examiner, Art Unit 1746
Read full office action

Prosecution Timeline

Sep 02, 2023
Application Filed
Mar 19, 2026
Non-Final Rejection mailed — §103
Jun 15, 2026
Response Filed
Jul 02, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683192
ELECTROLYTIC SOLUTION AND NON-AQUEOUS ELECTROLYTIC SOLUTION SECONDARY BATTERY
3y 0m to grant Granted Jul 14, 2026
Patent 12676309
NEGATIVE ELECTRODE AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY
3y 1m to grant Granted Jul 07, 2026
Patent 12620599
LAYERED BODY, NEGATIVE ELECTRODE CURRENT COLLECTOR FOR LITHIUM ION SECONDARY BATTERY, AND NEGATIVE ELECTRODE FOR LITHIUM ION SECONDARY BATTERY
2y 10m to grant Granted May 05, 2026
Patent 12614821
HIGH ENERGY DENSITY CYLINDRICAL BATTERY CELL DESIGN WITH STACKED ELECTRODES
2y 10m to grant Granted Apr 28, 2026
Patent 12261143
METHOD OF MANUFACTURING SUBSTRATE LAYERED BODY AND LAYERED BODY
3y 11m to grant Granted Mar 25, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
96%
With Interview (+25.6%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 551 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month