Prosecution Insights
Last updated: October 02, 2026
Application No. 18/549,150

PHASE TRACKING REFERENCE SIGNAL (PT-RS) PATTERN DETERMINATION

Non-Final OA §103
Filed
Sep 05, 2023
Priority
Apr 05, 2021 — provisional 63/170,949 +1 more
Examiner
TRAN, THINH D
Art Unit
2466
Tech Center
2400 — Computer Networks
Assignee
Intel Corporation
OA Round
3 (Non-Final)
62%
Grant Probability
Moderate
3-4
OA Rounds
1y 1m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
339 granted / 543 resolved
+4.4% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
38 currently pending
Career history
587
Total Applications
across all art units

Statute-Specific Performance

§101
5.9%
-34.1% vs TC avg
§103
57.6%
+17.6% vs TC avg
§102
17.0%
-23.0% vs TC avg
§112
12.2%
-27.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 543 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . (note: media: a physical non-transitory computer-readable medium. Examples of suitable media include RAM, ROM, magnetic media such as a hard-drive or a floppy disk, or an optical medium such as a compact disk (CD) or DVD (digital versatile disk), flash memory, and the like, or any combination of such storage or transmission devices (par. 198). Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/11/2026 has been entered. Response to Arguments Applicant's arguments filed 07/13/2026 have been fully considered but they are not persuasive. In response to applicant’s argument in pages 8-9, the applicant asserts that “Applicant respectfully submits that neither Park nor Tervo teaches or suggests, either alone or in combination with each other, at least the above-quoted features of Applicant's amended independent claim 24.” Examiner respectively disagrees. The applicant further asserts in page 9 that “the cited art does not teach or suggest, at least: "separate PT-RS patterns for the initial transmission and the retransmission of the TB" as recited in Applicant's amended independent claim 24. (Emphasis added).: Examiner respectively disagrees. As indicated by the office action, in fig. 4A, par. 78, 80 of PARK, the encoding of the signals or phase tracking reference signal as in par. 458, 459, 460, 501, 503 of PARK is prior to perform Fourier transform for transmission. Therefore, the precoding or encoding of the PT-RS samples of separate PT-RS patterns as being disclosed by par. 458, 459, 460,494-496, 501, 503 to insert the PT-RS samples is prior to discrete Fourier transform (DFT) operation. Therefore, PARK teaches “wherein the separate PT-RS patterns comprise multiple groups of PT-RS samples inserted prior to a discrete Fourier transform (DFT) operation” and the combination of the prior art would teach the claims. The rejection is maintained. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 24-30, 32-36, 38, 39, 41, 42, 44-46 is/are rejected under 35 U.S.C. 103 as being unpatentable over PARK et al. (US 20230283429 with foreign app. KR 10-2020-0089182 filed on 07/17/2020, KR 10-2020-0091954 filed on 07/23/2020, KR 10-2020-0134692 filed on 10/16/2020, herein as PARK) in view of TERVO et al. (US 20230006794). Regarding claim 24, PARK et al. (US 20230283429) teaches an apparatus comprising: memory to store phase tracking reference signal (PT-RS) information for initial transmission and retransmission of a transport block (TB) within physical uplink shared channel (PUSCH) (par. 63, 64, 67, 458, 459, 460, 501, 503, storage…The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission…First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS); base station or terminal); and processing circuitry, coupled with the memory (par. 63, 64, 67, 548, 459, 460, base station or terminal), to: retrieve the PT-RS information from the memory (par. 63, 67, 548, 459, 460, base station or terminal); determine a PT-RS pattern for the PUSCH utilizing MCS index based on the PT-RS information, wherein the PT-RS information includes separate PT-RS patterns for the initial transmission and the retransmission of the TB (par. 494-497, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission; par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS)), wherein the separate PT-RS patterns comprise multiple groups of PT-RS samples inserted prior to a discrete Fourier transform (DFT) operation (fig. 4A, par. 78, 80, 503, The encoding and modulation unit 402 performs channel encoding… The multiple transmission paths 406-1 to 406-N may convert a digital beamformed digital signal into an analog signal. To this end, each of the multiple transmission paths 406-1 to 406-N may include an inverse fast fourier transform (IFFT) operation unit, a cyclic prefix (CP) insertion unit, a DAC, and an up-conversion unit…PT-RS to be mapped to position m before transform precoding is generated as follows (wherein, m is a value dependent on the number N.sub.group.sup.PT-RS of PT-RS groups, the numbers M.sub.SC.sup.PUSCH and N.sub.samp.sup.group of samples per PT-RS group (Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers)); par. 459, 460, 494-496, 499); and encode the PUSCH based on the separate PT-RS patterns (par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS); par. 494-496, 499). However, PARK does not teach determine a PT-RS pattern for the PDSCH utilizing a Discrete Fourier Transform- spread-OFDM (DFT-s-OFDM) waveform. But, TERVO et al. (US 20230006794) in a similar or same field of endeavor teaches determine a PT-RS pattern for the PDSCH utilizing a Discrete Fourier Transform- spread-OFDM (DFT-s-OFDM) waveform (par. 45, 48, 50, 51, 52, DFT-s-OFDM is supported in UL, and the presence of a PTRS pattern is UE-specifically configurable (i.e., whether it exists or not), and multiple patterns/densities…receiver needs may be separately optimized for different patterns… several scenarios may be provided including, for example, physical downlink shared channel (PDSCH)/physical uplink shared channel (PUSCH)… the rank dependent PTRS configuration may be dependent upon the communication scenario. For example, PTRS configuration for rank-1 may be characterized by means of two parameters: M and N (M×N), where M represents the number of PTRS groups per DFT-s-OFDM symbol, and N is the number of PTRS samples (symbols) per group). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by TERVO in the system of PARK to determine PR-RS pattern. The motivation would have been to lower peak-to-average power ratio (PAPR) and provide better coverage and more robust for phase noise than frequency-domain PTRS. Regarding claim 25, PARK et al. (US 20230283429) teaches the apparatus of claim 24, wherein the PT-RS information includes a PT-RS pattern that is based on a modulation and coding scheme (MCS) and MCS thresholds (par. 477, 478, Parameters timeDensity and frequencyDensity in higher layer signaling PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3)). Regarding claim 26, PARK et al. (US 20230283429) teaches the apparatus of claim 25, wherein the MCS thresholds are configured via minimum system information (MSI), remaining minimum system information (RMSI), other system information (OSI) or dedicated radio resource control (RRC) signaling (par. 155, 477, 478, higher layer signaling or RRC). Regarding claim 27, PARK et al. (US 20230283429) teaches the apparatus of claim 24, wherein the PT-RS information includes a first PT- RS pattern to be used for initial transmission of the TB, and a second PT-RS pattern to be used for retransmission of the TB (par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission; par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission). Regarding claim 28, PARK et al. (US 20230283429) teaches the apparatus of claim 27, wherein the first PT-RS pattern is based on one or more of the following associated with the initial transmission of the TB: a modulation associated with the TB, an MCS, and a number of physical resource blocks (PRBs) (par. 459, 460, 469, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… PT-RS mapping, resource blocks allocated for PDSCH transmission are numbered from 0 to N.sub.RB−1 from a lowest (ordered) scheduled resource block to a highest (ordered) scheduled resource block; par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission). Regarding claim 29, PARK et al. (US 20230283429) teaches the apparatus of claim 28, wherein the second PT-RS pattern is based on one or more of the following associated with retransmission of the TB: the MCS, and the number of PRBs (par. 459, 460, 469, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… PT-RS mapping, resource blocks allocated for PDSCH transmission are numbered from 0 to N.sub.RB−1 from a lowest (ordered) scheduled resource block to a highest (ordered) scheduled resource block; par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission). Regarding claim 30, PARK et al. (US 20230283429) teaches the apparatus of claim 24, wherein the PUSCH includes uplink control information (UCI) (par. 515, HARQ-ACK information is transmitted via a PUSCH). Regarding claim 32, PARK et al. (US 20230283429) teaches the apparatus of claim 24, wherein the PT-RS information includes a PT-RS pattern to be used for both the initial transmission of the TB and retransmission of the TB (par. 477, 478, Parameters timeDensity and frequencyDensity in higher layer signaling PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3); par. 459, 460, 494-496, 499,). Regarding claim 33, PARK et al. (US 20230283429) one or more computer-readable media storing instructions that, when executed by one or more processors, cause a user equipment (UE) (par. 63, 67, 548, 459, 460, terminal) to: determine phase tracking reference signal (PT-RS) information for initial transmission and retransmission of a transport block (TB) within a physical uplink shared channel (PUSCH) (par. 494-496, 499, 503, First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS)…When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission), wherein the PT-RS information includes a first PT-RS pattern to be used for the initial transmission of the TB and a second PT-RS pattern to be used for retransmission of the TB (par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission), utilizing a MCS index (par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission), wherein the first PT-RS pattern and the second PT-RS pattern comprise multiple groups of PT-RS samples inserted prior to a discrete Fourier transform (DFT) operation (fig. 4A, par. 78, 80, 503, The encoding and modulation unit 402 performs channel encoding… The multiple transmission paths 406-1 to 406-N may convert a digital beamformed digital signal into an analog signal. To this end, each of the multiple transmission paths 406-1 to 406-N may include an inverse fast fourier transform (IFFT) operation unit, a cyclic prefix (CP) insertion unit, a DAC, and an up-conversion unit…PT-RS to be mapped to position m before transform precoding is generated as follows (wherein, m is a value dependent on the number N.sub.group.sup.PT-RS of PT-RS groups, the numbers M.sub.SC.sup.PUSCH and N.sub.samp.sup.group of samples per PT-RS group (Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers)); par. 459, 460, 494-496, 499), and wherein the PT-RS information is based on one or more of: a modulation associated with the TB, a modulation and coding scheme (MCS), and a number of physical resource blocks (PRBs) (par. 459, 460, 469, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… PT-RS mapping, resource blocks allocated for PDSCH transmission are numbered from 0 to N.sub.RB−1 from a lowest (ordered) scheduled resource block to a highest (ordered) scheduled resource block; par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission); and encode the PUSCH for initial transmission or retransmission based on the PT-RS information (par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS); par. 494-496, 499). However, PARK does not teach determine phase tracking reference signal (PT-RS) information utilizing a Discrete Fourier Transform-spread-OFDM (DFT-s-OFDM) waveform. But, TERVO et al. (US 20230006794) in a similar or same field of endeavor teaches determine phase tracking reference signal (PT-RS) information for different transmissions of a transport block (TB) within a physical downlink shared channel (PDSCH) utilizing a Discrete Fourier Transform-spread-OFDM (DFT-s-OFDM) waveform (par. 45, 48, 50, 51, 52, DFT-s-OFDM is supported in UL, and the presence of a PTRS pattern is UE-specifically configurable (i.e., whether it exists or not), and multiple patterns/densities…receiver needs may be separately optimized for different patterns… several scenarios may be provided including, for example, physical downlink shared channel (PDSCH)/physical uplink shared channel (PUSCH)… the rank dependent PTRS configuration may be dependent upon the communication scenario. For example, PTRS configuration for rank-1 may be characterized by means of two parameters: M and N (M×N), where M represents the number of PTRS groups per DFT-s-OFDM symbol, and N is the number of PTRS samples (symbols) per group). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by TERVO in the system of PARK to determine PR-RS pattern. The motivation would have been to lower peak-to-average power ratio (PAPR) and provide better coverage and more robust for phase noise than frequency-domain PTRS. Regarding claim 34, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 33, wherein the PT-RS patterns are based at least in part on an MCS and MCS thresholds that are configured via minimum system information (MSI), remaining minimum system information (RMSI), other system information (OSI) or dedicated radio resource control (RRC) signaling (par. 155, 477, 478, higher layer signaling or RRC, Parameters timeDensity and frequencyDensity in higher layer signaling PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3)). Regarding claim 35, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 33, wherein the second PT-RS pattern is based on one or more of the following associated with the retransmission of the TB: the MCS, and the number of PRBs (par. 459, 460, 469, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… PT-RS mapping, resource blocks allocated for PDSCH transmission are numbered from 0 to N.sub.RB−1 from a lowest (ordered) scheduled resource block to a highest (ordered) scheduled resource block; par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission). Regarding claim 36, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 33, wherein the PUSCH includes uplink control information (UCI) (par. 515, HARQ-ACK information is transmitted via a PUSCH). Regarding claim 38, PARK et al. (US 20230283429) teaches one or more computer-readable media storing instructions that, when executed by one or more processors, cause a next-generation NodeB (gNB) (par. 63, 67, 548, 459, 460, base station) to: determine phase tracking reference signal (PT-RS) information for initial transmission and retransmission of a transport block (TB) within a physical uplink shared channel (PUSCH) utilizing a MCS index (par. 494-496, 499, 503, First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS)…When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission), wherein the PT-RS information includes separate PT-RS patterns for the initial transmission and the retransmission of the TB (par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission; par. 494-496, 499), wherein the separate PT-RS patterns comprise multiple groups of PT-RS samples inserted prior to a discrete Fourier transform (DFT) operation (fig. 4A, par. 78, 80, 503, The encoding and modulation unit 402 performs channel encoding… The multiple transmission paths 406-1 to 406-N may convert a digital beamformed digital signal into an analog signal. To this end, each of the multiple transmission paths 406-1 to 406-N may include an inverse fast fourier transform (IFFT) operation unit, a cyclic prefix (CP) insertion unit, a DAC, and an up-conversion unit…PT-RS to be mapped to position m before transform precoding is generated as follows (wherein, m is a value dependent on the number N.sub.group.sup.PT-RS of PT-RS groups, the numbers M.sub.SC.sup.PUSCH and N.sub.samp.sup.group of samples per PT-RS group (Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers)); par. 459, 460, 494-496, 499); and decode the PUSCH containing the TB for initial transmission or retransmission based on the separate PT-RS information (par. 424, 459, 460, encoding and decoding are performed according to the determined base graph during initial transmission and retransmission…The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission… First, for PT-RS mapping, the terminal assumes that the PT-RS exists only in a resource block used for the corresponding PDSCH (the same even for a PUSCH PT-RS); par. 494-496, 499). However, PARK does not teach determine phase tracking reference signal (PT-RS) information utilizing a Discrete Fourier Transform-spread-OFDM (DFT-s-OFDM) waveform. But, TERVO et al. (US 20230006794) in a similar or same field of endeavor teaches determine phase tracking reference signal (PT-RS) information for different transmissions of a transport block (TB) within a physical downlink shared channel (PDSCH) utilizing a Discrete Fourier Transform-spread-OFDM (DFT-s-OFDM) waveform (par. 45, 48, 50, 51, 52, DFT-s-OFDM is supported in UL, and the presence of a PTRS pattern is UE-specifically configurable (i.e., whether it exists or not), and multiple patterns/densities…receiver needs may be separately optimized for different patterns… several scenarios may be provided including, for example, physical downlink shared channel (PDSCH)/physical uplink shared channel (PUSCH)… the rank dependent PTRS configuration may be dependent upon the communication scenario. For example, PTRS configuration for rank-1 may be characterized by means of two parameters: M and N (M×N), where M represents the number of PTRS groups per DFT-s-OFDM symbol, and N is the number of PTRS samples (symbols) per group). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by TERVO in the system of PARK to determine PR-RS pattern. The motivation would have been to lower peak-to-average power ratio (PAPR) and provide better coverage and more robust for phase noise than frequency-domain PTRS. Regarding claim 39, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 38, wherein the PT-RS information includes a PT-RS pattern that is based on a modulation and coding scheme (MCS) and MCS thresholds (par. 12, 459, 460, 478, PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3) and NRB,i (i=0,1)). Regarding claim 41, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 38, wherein the PT-RS information includes a first PT-RS pattern to be used for initial transmission of the TB, and a second PT-RS pattern to be used for retransmission of the TB (par. 12, 459, 460, 478, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission…Parameters timeDensity and frequencyDensity in higher layer signaling PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3) and NRB,i (i=0,1)). Regarding claim 42, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 41, wherein the first PT-RS pattern is based on one or more of the following associated with the initial transmission of the TB: a modulation associated with the TB, an MCS, and a number of physical resource blocks (PRBs) (par. 12, 459, 460, 478, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission…Parameters timeDensity and frequencyDensity in higher layer signaling PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3) and NRB,i (i=0,1)). Regarding claim 44, PARK et al. (US 20230283429) teaches the apparatus of claim 24, wherein each group of the multiple groups of PT-RS samples includes 2 or 4 samples (par. 503, N of samples per PT-RS group). Regarding claim 45, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 33, wherein each group of the multiple groups of PT-RS samples includes 2 or 4 samples (par. 503, N of samples per PT-RS group). Regarding claim 46, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 38, wherein each group of the multiple groups of PT-RS samples includes 2 or 4 samples (par. 503, N of samples per PT-RS group). Claim(s) 31 is/are rejected under 35 U.S.C. 103 as being unpatentable over PARK et al. (US 20230283429 with foreign app. KR 10-2020-0089182 filed on 07/17/2020, KR 10-2020-0091954 filed on 07/23/2020, KR 10-2020-0134692 filed on 10/16/2020, herein as PARK) and TERVO et al. (US 20230006794) as applied to claims 30 above, and further in view of MATSUMURA et al. (US 20210203438). Regarding claim 31, PARK et al. (US 20230283429) teaches the apparatus of claim 30, wherein the PT-RS information includes: a first PT-RS pattern to be used for initial transmission of the TB, a second PT-RS pattern to be used for retransmission of the TB (par. 494-496, 499, When the UE is receiving a PDSCH for retransmission, in case that the UE is scheduled or configured with an MCS index greater than V, an MCS for PT-RS time density determination may be obtained based on DCI received for the same TB scheduled or configured with an MCS index equal to or smaller than V in initial transmission; par. 459, 460, The base station maps the PT-RS to physical resources via the following procedures to transmit a PT-RS for a PDSCH during initial transmission or retransmission;); However, PARK does not teach a third PT-RS pattern to be used for transmission of the UCI. But, MATSUMURA et al. (US 20210203438) in a similar or same field of endeavor teaches wherein the PT-RS information includes: a first PT-RS pattern to be used for initial transmission of the TB, a second PT-RS pattern to be used for retransmission of the TB, and a third PT-RS pattern to be used for transmission of the UCI (par. 7, 56, 67, 68, how to control PTRS transmission (for example, the time domain density of PTRS) in retransmission (for example, retransmission of at least one of PUSCH and UCI)…the time domain density of PTRS adopted in retransmission smaller than the time domain density in initial transmission… the time domain density of PTRS adopted in retransmission larger than the time domain density in initial transmission). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by MATSUMURA in the system of PARK and TERVO to transmission PT-RS in pattern. The motivation would have been to provide flexible PT-RS pattern transmission. Claim(s) 37, 43 is/are rejected under 35 U.S.C. 103 as being unpatentable over PARK et al. (US 20230283429 with foreign app. KR 10-2020-0089182 filed on 07/17/2020, KR 10-2020-0091954 filed on 07/23/2020, KR 10-2020-0134692 filed on 10/16/2020, herein as PARK) and TERVO et al. (US 20230006794) as applied to claims 30, 38 above, and further in view of YE et al. (US 20210321403). Regarding claim 37, PARK et al. (US 20230283429) does not teach the one or more computer-readable media of claim 33, wherein the first PT-RS pattern is in common with the second PT-RS pattern. But, YE et al. (US 20210321403) in the same or similar field of endeavor teaches wherein the first PT-RS pattern is in common with the second PT-RS pattern (par. 39, the frequency density of PT-RS does not change between initial transmission and retransmissions). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by YE in the system of PARK and TERVO to transmission PT-RS in pattern. The motivation would have been to reduce the overhead signaling and storage. Regarding claim 43, PARK et al. (US 20230283429) does not teach the one or more computer-readable media of claim 38, wherein the PT-RS information includes a PT-RS pattern to be used for both the initial transmission of the TB and retransmission of the TB. But, YE et al. (US 20210321403) in the same or similar field of endeavor teaches wherein the PT-RS information includes a PT-RS pattern to be used for both the initial transmission of the TB and retransmission of the TB (par. 39, the frequency density of PT-RS does not change between initial transmission and retransmissions). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by YE in the system of PARK and TERVO to transmission PT-RS in pattern. The motivation would have been to reduce the overhead signaling and storage. Claim(s) 40 is/are rejected under 35 U.S.C. 103 as being unpatentable over PARK et al. (US 20230283429 with foreign app. KR 10-2020-0089182 filed on 07/17/2020, KR 10-2020-0091954 filed on 07/23/2020, KR 10-2020-0134692 filed on 10/16/2020, herein as PARK) and TERVO et al. (US 20230006794) as applied to claims 39 above, and further in view of MATSUMURA et al. (WO 2020250360 herein MATSUMURA ‘360). Regarding claim 40, PARK et al. (US 20230283429) teaches the one or more computer-readable media of claim 39, wherein the media further stores instructions to cause the gNB to encode a message for transmission to a UE that includes the MCS thresholds (par. 12, 459, 460, 478, PTRS-DownlinkConfig indicate thresholds ptrs-MCSi (i=1,2,3) and NRB,i (i=0,1)). However, PARK does not teach wherein the message is encoded for transmission via minimum system information (MSI), remaining minimum system information (RMSI), other system information (OSI) or dedicated radio resource control (RRC) signaling. But, MATSUMURA ‘360 in a similar or same field of endeavor teaches wherein the message is encoded for transmission via minimum system information (MSI), remaining minimum system information (RMSI), other system information (OSI) or dedicated radio resource control (RRC) signaling (XIAOLIN par. 30, The broadcast information includes, for example, a master information block (MIB: Master Information Block), a system information block (SIB: System Information Block), a minimum system information (RMSI: Remaining Minimum System Information), and other system information (OSI: Other). System Information) may be used). Thus, it would have been obvious to the person of ordinary skill in the art before the effectively filing date of the claimed invention to implement the system or method as taught by MATSUMURA ‘360 in the system of PARK and TERVO to transmission PT-RS in pattern. The motivation would have been to provide scalable to different technologies. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. CHOI et al. (US 20230189264) teaches a PT-RS sequence may be inserted in units of samples for each DFT-s-OFDM symbol before DFT precoding. The same number of samples may be defined as one group, and the number of groups per DFT-s-OFDM symbol and the number of samples in a group (par. 199). Any inquiry concerning this communication or earlier communications from the examiner should be directed to THINH D TRAN whose telephone number is (571)270-3934. The examiner can normally be reached mon-fri 9-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, FARUK HAMZA can be reached at 5712727969. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THINH D TRAN/for /Thinh Tran/, Patent Examiner of Art Unit 2466 08/22/2026
Read full office action

Prosecution Timeline

Sep 05, 2023
Application Filed
Sep 24, 2025
Non-Final Rejection mailed — §103
Jan 26, 2026
Response Filed
May 12, 2026
Final Rejection mailed — §103
Jul 13, 2026
Response after Non-Final Action
Aug 11, 2026
Request for Continued Examination
Aug 15, 2026
Response after Non-Final Action
Aug 26, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12739055
System and method for fast single-DCI and multi-DCI mode switching
2y 7m to grant Granted Sep 15, 2026
Patent 12726991
METHOD AND DEVICE FOR SOUNDING REFERENCE SIGNAL FLEXIBILITY ENHANCEMENT
4y 1m to grant Granted Sep 01, 2026
Patent 12720610
MOBILE-TERMINATED DOWNLINK DATA TRANSMISSION AND SUBSEQUENT MOBILE-ORIGINATED UPLINK DATA TRANSMISSION WITHOUT ENTERING CONNECTED MODE
4y 7m to grant Granted Aug 25, 2026
Patent 12720530
SCHEDULING INTERVAL INDICATION METHOD AND APPARATUS
3y 7m to grant Granted Aug 25, 2026
Patent 12684452
CELLULAR RADIO SIGNAL (E.G., 5G MILLIMETER WAVE) TRANSMISSION THROUGH HIGH ENERGY EFFICIENT BUILDING MATERIALS
3y 8m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
62%
Grant Probability
82%
With Interview (+19.4%)
4y 2m (~1y 1m remaining)
Median Time to Grant
High
PTA Risk
Based on 543 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month