Prosecution Insights
Last updated: April 19, 2026
Application No. 18/549,429

THERMOELECTRIC POWER GENERATING ELEMENT, THERMOELECTRIC POWER GENERATING BATTERY, AND POWER GENERATION STABILIZING METHOD

Final Rejection §102
Filed
Oct 04, 2023
Examiner
CANNON, RYAN SMITH
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Tokyo Institute of Technology
OA Round
3 (Final)
55%
Grant Probability
Moderate
4-5
OA Rounds
3y 0m
To Grant
92%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allow Rate
373 granted / 679 resolved
-10.1% vs TC avg
Strong +37% interview lift
Without
With
+36.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
39 currently pending
Career history
718
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
48.2%
+8.2% vs TC avg
§102
24.3%
-15.7% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 679 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment This is a non-final office action. The amendment filed 8/12/2025 does not place the application in condition for allowance. The previous objections to the abstract, specification, and claims are withdrawn due to Applicant’s amendment. The previous art rejections are withdrawn due to Applicant’s arguments. New analysis follows. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, and 4-6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by “A sensitized thermal cell recovered using heat” to Matsushita. Regarding claims 1, 2, and 4-6, Matsushita teaches a thermal power generation device, a thermal power generation battery, and a thermal power generation module comprising a thermal power generation element that does not require a temperature gradient (“Abstract”, “Introduction”), wherein a first part (“n-Si”/”Ge” of Fig. 2(a)) comprising a semiconductor which produces a thermally excited electron and hole (illustrated in Fig. 2(a), see also “Results and discussion”), a second part (“Electrolyte”) comprising an electrolyte in which a charge transport ion pair (Cu1+/Cu2+) can be moved therein, and a third part (“FTO”) comprising a substance that is an electrode, are in contact with each other in this order, and wherein a valence band potential of the semiconductor of the first part (-4.75 eV) is positive with respect to a redox potential (-4.64 eV) of a charge transport ion pair (“positive with respect to” is interpreted in light of the instant disclosure; this phrase is distinctly used in the instant specification to recite the relationship between the valence band potential and redox potential illustrated in instant Figure 4; MPEP §2111.01.IV), and an ion which is more susceptible to oxidation among the two ions is oxidized at an interface between the first part and the second part (Cu+ is oxidized to Cu2+), and an ion which is more susceptible to reduction among the two ions is reduced at an interface between the third part and the second part (Cu2+ is reduced to Cu+). The shortest distance between the first part and the third part is determined by the thickness of a piece of double-sided insulating tape (“Cell assembly”). The thickness of that tape is not described; however, a skilled artisan would understand that 1 microliter of electrolyte is necessarily held within a 6 mm hole diameter in the tape. Therefore the thickness of the double sided insulating tape must be approximately 1 mm3/(pi*(3 mm)2) = 0.035 mm = 35 micrometers. Matsushita does not discuss an ion diffusion thickness, or a relationship between the shortest distance between the first part and the third part and such thickness. Matsushita’s electrolyte comprises Cu(I) ions, Cu(II) ions and Li(I) ions dissolved in polyethylene glycol (“Electrolyte fabrication”). This is the same electrolyte used in instant Examples 1-5. Instant Figure 5(D) shows that the ion diffusion thickness of this electrolyte ranges from 15 to 2-3 micrometers, depending on temperature. The ordinary and customary meaning of a term may be evidenced by a variety of sources, including the words of the claims themselves, the specification, drawings, and prior art. However, the best source for determining the meaning of a claim term is the specification – the greatest clarity is obtained when the specification serves as a glossary for the claim terms. See, e.g., In re Abbott Diabetes Care Inc., 696 F.3d 1142, 1149-50, 104 USPQ2d 1337, 1342-43 (Fed. Cir. 2012). MPEP §2111.01.III. Therefore, Matsushita teaches a thermal power generation element that with values of L/IDT of (35/15)= 2.33 to (35/2)= 17.5, depending upon temperature. Per claim 2, Matsushita teaches the limitations of claim 1. The first part, the second part and the third part are layered (Matsushita Fig. 2). Response to Arguments Applicant’s arguments filed 8/12/2025, with respect to the previous art rejections have been fully considered and are persuasive. The rejections of the action mailed 5/12/2025 have been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of the Matsushita reference cited herein. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ryan S Cannon whose telephone number is (571)270-7186. The examiner can normally be reached M-F, 8:30am-5:30pm PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Barton can be reached at (571) 272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Ryan S. Cannon Primary Examiner Art Unit 1726 /RYAN S CANNON/Primary Examiner, Art Unit 1726
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Prosecution Timeline

Oct 04, 2023
Application Filed
May 09, 2025
Non-Final Rejection — §102
Aug 12, 2025
Response Filed
Oct 10, 2025
Non-Final Rejection — §102
Feb 12, 2026
Response Filed
Apr 14, 2026
Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
55%
Grant Probability
92%
With Interview (+36.9%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 679 resolved cases by this examiner. Grant probability derived from career allow rate.

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