Prosecution Insights
Last updated: May 29, 2026
Application No. 18/549,429

THERMOELECTRIC POWER GENERATING ELEMENT, THERMOELECTRIC POWER GENERATING BATTERY, AND POWER GENERATION STABILIZING METHOD

Final Rejection §102§112
Filed
Oct 04, 2023
Priority
Mar 08, 2021 — JP 2021-036496 +1 more
Examiner
CANNON, RYAN SMITH
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Tokyo Institute of Technology
OA Round
3 (Final)
55%
Grant Probability
Moderate
4-5
OA Rounds
2m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
378 granted / 686 resolved
-9.9% vs TC avg
Strong +37% interview lift
Without
With
+36.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
30 currently pending
Career history
724
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
86.1%
+46.1% vs TC avg
§102
3.6%
-36.4% vs TC avg
§112
6.2%
-33.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 686 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed 2/12/2026 does not place the application in condition for allowance. The previous art rejections are withdrawn due to Applicant’s amendment. New analysis follows. Election/Restrictions The newly amended claims include a method claim, similar to the method claim identified as distinct in the restriction requirement mailed 4/8/2026 which was not elected for prosecution in the response filed 5/1/2025. In the interest of compact prosecution, the restriction is withdrawn and claim 8 is examined herein. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 8 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 8 recites “the electrolyte” in the first line, which lacks antecedent basis. Claim 8 also recites “the thermal power generation element” in line 4, which lacks antecedent basis. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 8 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by “Power generation at room temperature – How to design of the sensitized thermal cell” to Kohata. Note the different inventive entities of the prior art reference and the instant application. Regarding claim 8, Kohata teaches a method for tuning the thickness of electrolyte (“Production of thinner cells” on p. 4), the thickness of electrolyte tuned by adjusting a shortest distance between a first part (“Si” in Fig. 5) and a third part (“FTO” in Fig. 5), such that a value of L/IDT (where L is a “shortest distance between the first part and the third part”, and IDT is “ion diffusion thickness”) is 1 to 20 (see Fig. 4, p. 4, 5), in a thermal power generation element that does not require a temperature gradient (p. 2: “Since this battery can function at a constant temperature…”), wherein a first part comprising a semiconductor (Ge) which produce thermally excited electron and hole (Fig. 5), a second part comprising an electrolyte in which a charge transport ion pair (Cu+, Cu++, as would be understood by “Electrolytes” on p. 6) can be moved therein, and a third part comprising a substance (FTO) that is electrode, are in contact with each other in this order (also see Figs. 1, 2), and wherein a valence band potential of the semiconductor of the first part is positive with respect to a redox potential of a charge transport ion pair (Fig. 5, p. 3), and an ion which is more susceptible to oxidation among the two ions is oxidized at an interface between the first part and the second part (see discussion of electrode interfaces), and an ion which is more susceptible to reduction among the two ions is reduced at an interface between the third part and the second part. Response to Arguments Applicant’s arguments with respect to claim(s) 8 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. “Role of the ions in the Ge/(CuCl, CuCl2, and LiCl)/FTO-sensitized thermal cell”, “Fermi level dependence of a working electrode on the open circuit voltage in a sensitized thermal cell”. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ryan S Cannon whose telephone number is (571)270-7186. The examiner can normally be reached M-F, 8:30am-5:30pm PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Barton can be reached at (571) 272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Ryan S. Cannon Primary Examiner Art Unit 1726 /RYAN S CANNON/Primary Examiner, Art Unit 1726
Read full office action

Prosecution Timeline

Oct 04, 2023
Application Filed
May 12, 2025
Non-Final Rejection mailed — §102, §112
Aug 12, 2025
Response Filed
Oct 14, 2025
Non-Final Rejection mailed — §102, §112
Feb 12, 2026
Response Filed
Apr 15, 2026
Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12640680
PHOTOVOLTAIC POWER GENERATION SYSTEM
2y 6m to grant Granted May 26, 2026
Patent 12641993
PEROVSKITE-SILICON-BASED LAMINATED SOLAR CELL AND MANUFACTURING METHOD THEREFOR
2y 0m to grant Granted May 26, 2026
Patent 12597885
AN ASSEMBLY FOR SOLAR PANELS WITH ULTRACAPACITOR-BATTERY HYBRID STORAGE SYSTEM
1y 7m to grant Granted Apr 07, 2026
Patent 12573979
ELECTRICAL ENERGY PRODUCTION PLANT THAT CAN BE INSTALLED ON STRUCTURES AND/OR AGRICULTURAL GROUNDS
3y 1m to grant Granted Mar 10, 2026
Patent 12563845
METHOD FOR ACTIVATING AN ABSORBER LAYER OF A THIN-FILM SOLAR CELL
1y 9m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
55%
Grant Probability
92%
With Interview (+36.7%)
2y 10m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 686 resolved cases by this examiner. Grant probability derived from career allowance rate.

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