Prosecution Insights
Last updated: April 19, 2026
Application No. 18/549,615

INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING METHOD, INFORMATION PROCESSING SYSTEM, AND NON-TRANSITORY COMPUTER READABLE MEDIUM

Non-Final OA §101§102
Filed
Sep 08, 2023
Examiner
NGUYEN, LAM S
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kabushiki Kaisha Toshiba
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
79%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
1093 granted / 1391 resolved
+10.6% vs TC avg
Minimal +1% lift
Without
With
+0.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
61 currently pending
Career history
1452
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
33.7%
-6.3% vs TC avg
§112
8.1%
-31.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1391 resolved cases

Office Action

§101 §102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In response to the restriction requirement, Applicant elected claims 1, 12-13, 18-20 for further examination. As a result, claims 2-11 and 14-17 are withdrawn from further prosecution. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1 and 18-20 are rejected under 35 U.S.C. 101 because: Eligibility Step 1 (MPEP 2106. 3, subsection II): The claims, after reviewing the entire application disclosure, considered as a whole, are determined to be directed to one of the statutory category (processes, machines, manufactures, and compositions of matter): A method/apparatus/system. Eligibility Step 2A (MPEP 2106. 4, subsection II): Prong One: The claims recite the limitation of calculating the features from the measurement. This limitation is analyzed including concepts directed to “mathematical concepts” that falls within at least one of the groupings of abstract idea (MPEP 2106.04(a) Abstract Ideas: The enumerated groupings of abstract ideas: Mathematical concepts, Certain methods of organizing human activity, Mental processes). As a result, the claims recite a judicial exception. Prong Two: The additional steps/actions/elements recited in the claims: - acquiring measurement data including the amounts of charge and the voltages (Mere data gathering – obtaining information (MPEP 2106.05(g)); - estimating a state of the battery from the features (Insignificant post solution activity (MPEP 2106.05(g)) When viewed in combination of as a whole, the recited additional steps/actions/elements do no more than add insignificant extra-solution to the judicial exception. As a result, these additional steps/actions/elements do not integrate the judicial exception into a practical application because they do not impose any meaningful limits on practicing the abstract idea. These claims are therefore directed to an abstract idea. Eligibility Step 2B (MPEP 2106. 5: Whether a claim amounts to significantly more): The additional steps/actions/elements recited in the claims, acquiring measurement data and estimating a state of the battery, are well known in the field as evidenced by Yamamoto et al. (US 2021/0178927) (as addressed in the 102 rejection below), do not add an inventive concept to the claim due to only adding insignificant pre-solution and post-solution activities to the judicial exception. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 2. Claim(s) 1 and 18-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamamoto et al. (US 2021/0178927). Regarding independent claims 1 and 18-20, Yamamoto et al. discloses an information processing apparatus (claim 1), an information processing method (claim 18), a non-transitory computer readable medium (claim 19) and an information processing system (claim 20) comprising processing circuitry configured to acquire measurement data including a plurality of amounts of charge and a plurality of voltage values in a target rechargeable battery (FIG. 1 and paragraph [0043]: The measurement device 41 measures the voltage, current, and the like of the rechargeable battery 202. Paragraph [0039]: The data acquirer 103 may calculate the present charging amount (SoC) based on the initial SoC and the current value and may add the calculated SoC to the measurement data); calculate, based on the measurement data, a first feature related to a range of the voltage values with respect to the amounts of charge and a second feature related to a change of the voltage values with respect to the amounts of charge (paragraph [0052] and FIG. 11, step S33: The feature calculator 12 calculates the first feature expressing the ratio/gradient of a voltage increased amount relative to an increased amount of SoC (FIG. 4: ΔV/ΔSoC) (this reads on the claimed second feature) and the second feature expressing a voltage increased Vsp (FIG. 4: Vsp) (this reads on the claimed first feature), wherein SoC reads on the amount of charge); and estimate a state of the target rechargeable battery based on the first feature and the second feature (FIG. 11, step S34: Estimate SoH, wherein SoH is the state of health of the battery. Paragraph [0065]: The SoH is specified based on corresponding ΔV/ΔSoC and Vsp calculated by the feature calculator). Allowable Subject Matter Claims 12-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding to claim 12: The primary reasons for the indication of the allowability of the claim is the inclusions therein, in combination as currently claimed, of the limitation that wherein the measurement data includes first measurement data measured when charge or discharge is performed based on a first scheme in which a current becomes relatively small in an end time slot close to an end of charge or discharge, and a second measurement data measured when charge or discharge is performed based on a second scheme different from the first scheme, the processing circuitry calculates the first feature and the second feature based on data of the end time slot in the first measurement data, and the processing circuitry estimates the state of the target rechargeable battery based on the first feature and the second feature that have been calculated, the processing circuitry calculates the first feature and the second feature based on the second measurement data, and the processing circuitry estimates the state of the target rechargeable battery based on the first feature and the second feature that have been calculated, and a difference between an estimated value of the state of the target rechargeable battery based on the second scheme and an estimated value of the state of the target rechargeable battery based on the first scheme is calculated, and a change of the state due to a cycle deterioration of the target rechargeable battery is calculated based on the calculated difference is neither disclosed nor taught by the cited prior art of record, alone or in combination. Claim 13 is allowed because they depend directly/indirectly on claim 12. CONTACT INFORMATION Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAM S NGUYEN whose telephone number is (571)272-2151. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DOUGLAS RODRIGUEZ, can be reached on 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAM S NGUYEN/ Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Sep 08, 2023
Application Filed
Jan 30, 2026
Non-Final Rejection — §101, §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
79%
With Interview (+0.7%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 1391 resolved cases by this examiner. Grant probability derived from career allow rate.

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