Prosecution Insights
Last updated: July 17, 2026
Application No. 18/550,143

PROCESS FOR THE DEALUMINATION OF ZEOLITIC MATERIALS

Non-Final OA §102§103
Filed
Sep 12, 2023
Priority
Mar 19, 2021 — EU 21163625.3 +1 more
Examiner
MCCLAIN, STARFARI TESHAWN
Art Unit
1736
Tech Center
1700 — Chemical & Materials Engineering
Assignee
BASF SE
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
28 granted / 31 resolved
+25.3% vs TC avg
Minimal -12% lift
Without
With
+-12.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
14 currently pending
Career history
47
Total Applications
across all art units

Statute-Specific Performance

§103
92.3%
+52.3% vs TC avg
§102
3.9%
-36.1% vs TC avg
§112
3.9%
-36.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 31 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Feyen (WO 2016/128917 A1). With respect to claim 1, the claim requires “A process for the dealumination of a zeolitic material.” Feyen teaches a process for the preparation of a dealuminated zeolitic material (Feyen, Title). Claim 1 further “requires (1) providing a zeolitic material having a framework structure comprising Y, X, and O, wherein Y is a tetravalent element and X is a trivalent element;” Feyen teaches providing a zeolitic material having a BEA framework structure, wherein the BEA framework structure comprises YO2 and X2O3, wherein Y is a tetravalent element, and X is a trivalent element, (Feyen 21, 1.). Claim 1 further requires “(2) providing an aqueous solution having a pH of less than 0.1;” Feyen teaches the pH of the aqueous solution employed in step (iii) is comprised in the range of from -2 to 4, preferably of from - 1 .8 to 3, more preferably of from - 1 .6 to 2 , more preferably of from -1 .4 to 1 , more preferably of from -1 .2 to 0.5, more preferably of from -1 to 0.2, and more preferably of from -0.8 to 0 (Feyen 22, 7.). Claim 1 further requires “(3) treating the zeolitic material provided in (1) with the aqueous solution provided in (2);” Feyen teaches treating the zeolitic material obtained from step (ii) with an aqueous solution having a pH as discussed above. (Feyen 23, 12.). It is noted that steps 3.i, 3.ii, and 3.iii are not required because they are optional. Claim 1 further requires “(4) treating the zeolitic material obtained in (3), (3.i), (3.ii), or (3.iii) with an aqueous solution or with a solvent system,” Feyen teaches treating the calcined zeolitic material with an aqueous solution (Feyen 21, 1.). Claim 1 further requires “wherein the aqueous solution or the solvent system have a pH comprised in the range of from 4 to 10, wherein the pH of the aqueous solution or of the solvent system refers to the pH prior to contacting with the zeolitic material for treatment thereof; “ Feyen teaches washing the calcined zeolite beta with deionized H2O which is a solvent with a pH of 7 (Feyen 34, Example 6). Claim 1 further requires “ (4.i) optionally drying the zeolitic material obtained in (4); ” Feyen teaches optionally drying the zeolitic material having a BEA framework structure obtained in steps (iii) or (iv) (Feyen 23, 13). Claim 1 further requires “(4.ii) optionally calcining the zeolitic material obtained in (4) or (4.i)” Feyen teaches calcining the zeolitic material (Feyen 21, 1.). Regarding claim 2, Feyen teaches the zeolitic material having a BEA framework structure provided in (i) comprises 5 wt.-% or less of one or more non-framework cationic elements other than H+ and/or NH4+, preferably 3 wt.-% or less, more preferably 2 wt.-% or less, more preferably 1 wt.-% or less, more preferably 0.5 wt.-% or less, more preferably 0.1 wt.-% or less, more preferably 0.05 wt.-% or less, more preferably 0.01 wt.-% or less, more preferably 0.005 wt.-% or less, and more preferably 0.001 wt.-% or less. (Feyen 21, 2.). Feyen further teaches the zeolitic material having a BEA framework structure comprises 0.001 wt.-% or less of one or more non-framework cationic elements other than H+ and/or N H4+. As regards the amount of the one or more framework cationic elements in weight percent, said value is based on 100 wt.-% of the zeolitic material (Feyen 7, zeolitic material having a BEA framework structure). Regarding claim 3, Feyen teaches it is preferred that the non-framework cationic element is Na or K (Feyen 7, non-framework cationic element). Regarding claim 4, Feyen teaches elements are selected from the group consisting of alkali metals, alkaline earth metals, and combinations of two or more thereof may be contained in the zeolitic material having a BEA framework structure (Feyen 7, contained in the zeolitic material, alkali metals, alkaline earth metals). Regarding claim 5, Feyen teaches zeolitic material having a BEA framework structure (containing alkali or alkaline earth metals) provided in (i) comprises 5 wt.-% or less (Feyen 21, 2.). Regarding claim 6, Feyen teaches that Y is selected from the group consisting of Si, Sn, Ti, Zr, Ta, Fe, Ge, and combinations (Feyen 24, 15.). Regarding claim 7, X is selected from the group consisting of Al, B, In, Ga, and combinations of two or more thereof, X preferably being Al (Feyen 24, 16.). Regarding claim 8, Feyen teaches a zeolitic material having a BEA framework structure (Feyen, abstract). Regarding claim 9, Feyen teaches wherein the zeolitic material comprise zeolite beta, wherein preferably zeolite beta is employed as the zeolitic material (Feyen 24, 19.). Regarding claim 10, Feyen teaches pH of the aqueous solution employed in step (iii) is comprised in the range of from -2 to 4, preferably of from - 1 .8 to 3, more preferably of from - 1 .6 to 2 , more preferably of from -1 .4 to 1 , more preferably of from -1 .2 to 0.5, more preferably of from -1 to 0.2, and more preferably of from -0.8 to 0 (Feyen 22, 7.). Regarding claim 11, Feyen teaches group consisting of phosphoric acid, sulphuric acid, hydrochloric acid, nitric acid which all have pka values less than or equal to 2.5 (Feyen 22-23, 9.). Regarding claim 12, Feyen teaches treatment of the calcined zeolitic material with an aqueous solution having a pH of 5 or less in step (iii) is conducted for a period of from 0.25 to 48 h, preferably of from 0.5 to 24 h, more preferably of from 1 to 12 h, more preferably of from 1 to 6 h, and even more preferably of from 1.5 to 3.5 h (Feyen 23, 12.). Regarding claim 13, Feyen once again teaches the pH of the aqueous solution employed in step (iii) is comprised in the range of from -2 to 4, preferably of from - 1 .8 to 3, more preferably of from - 1 .6 to 2 , more preferably of from -1 .4 to 1 , more preferably of from -1 .2 to 0.5, more preferably of from -1 to 0.2, and more preferably of from -0.8 to 0 (Feyen 22, 7.). Regarding claim 14, Feyen teaches the zeolitic material having a BEA framework structure is obtainable and/or obtained from an organotemplate-free synthetic process (Feyen, abstract). Claim Rejections - 35 USC § 102/103 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 15 is/are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over by Feyen (WO 2016/128917 A1). Regarding claim 15, the claim recites “A zeolitic material as obtained and/or obtainable according to the process of claim 1.” This is product-by-process language, making this a product-by-process claim. Product-by-process claims are not limited by the process steps, except to the extent they suggest structure or composition. See generally MPEP 2113. Here, the claim suggests a process for the dealumination of a zeolitic material comprising:(1) providing a zeolitic material having a framework structure comprising Y, X, and O, wherein Y is a tetravalent element and X is a trivalent element; (2) providing an aqueous solution having a pH of less than 0.1; (3) treating the zeolitic material provided in (1) with the aqueous solution. Feyen teaches A method for the preparation of a treated zeolitic material having a BEA framework structure comprising the steps of: (i) providing a zeolitic material having a BEA framework structure, wherein the BEA framework structure comprises YO2 and X2O3, wherein Y is a tetravalent element, and X is a trivalent element, and wherein the zeolitic material having a BEA framework structure is obtainable and/or obtained from an organotemplate-free synthetic process; (ii) calcining the zeolitic material provided in step (i) at a temperature of 650°C or more; and (iii) treating the calcined zeolitic material obtained from step (ii) with an aqueous solution having a pH of 5 or less. (Feyen 21, 1.) Any difference – to the extent there is any – would be viewed as obvious based on the close structural similarity. MPEP 2144.09. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STARFARI TESHAWN MCCLAIN whose telephone number is (571)272-0169. The examiner can normally be reached M-F 8 AM- 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Zimmer can be reached at (571) 270-3591. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STARFARI TESHAWN MCCLAIN/Examiner, Art Unit 1736 /ANTHONY J ZIMMER/Supervisory Patent Examiner, Art Unit 1736
Read full office action

Prosecution Timeline

Sep 12, 2023
Application Filed
Jun 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12674106
Processes and Systems for Converting a Hydrocarbon-Containing Feed
4y 1m to grant Granted Jul 07, 2026
Patent 12649143
METHODS OF USE AND MANUFACTURE OF SILVER-DOPED, NANO-POROUS HYDROXYAPATITE
3y 11m to grant Granted Jun 09, 2026
Patent 12649658
METHOD OF MANUFACTURING SILICON NANO-POWDERS AND MANUFACTURING EQUIPMENT IMPLEMENTING SUCH METHOD
3y 3m to grant Granted Jun 09, 2026
Patent 12601327
DIRECT AIR CAPTURE USING GEOTHERMAL COOLING TOWERS
3y 6m to grant Granted Apr 14, 2026
Patent 12594540
CARBON DIOXIDE CAPTURE COMPOSITE PARTICLES AND METHOD OF PRODUCING THE SAME
3y 2m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
78%
With Interview (-12.3%)
3y 3m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 31 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month