Prosecution Insights
Last updated: April 19, 2026
Application No. 18/551,653

ANTITHROMBOGENIC MATERIAL

Non-Final OA §103
Filed
Sep 21, 2023
Examiner
ROSENTHAL, ANDREW S
Art Unit
1613
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Toyobo Co. Ltd.
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
93%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allow Rate
331 granted / 645 resolved
-8.7% vs TC avg
Strong +42% interview lift
Without
With
+41.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
694
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 645 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The instant application is the national stage entry of PCT/JP2022/015625 filed 29 March 2022. Acknowledgement is made of the Applicant’s claim of foreign priority to application JP2021-061681 filed 31 March 2021. Should applicant desire to obtain the benefit of foreign priority under 35 U.S.C. 119(a)-(d) prior to declaration of an interference, a certified English translation of the foreign application must be submitted in reply to this action. 37 CFR 41.154(b) and 41.202(e). Failure to provide a certified translation may result in no benefit being accorded for the non-English application. The effective filing date of the instant application is accordingly 29 March 2022. Status of the Claims Claims 1-2 are pending. Claims 1-2 are rejected. Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recites, “the water-insoluble means that” which appears to be an incomplete fragment. The Examiner is interpreting this phrase as reading, “wherein the (meth)acrylate copolymer is water-insoluble means that” Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-2 are rejected under 35 U.S.C. 103 as being unpatentable over Kawakatsu et al. (JP 2009/261437; machine translation attached and cited) in view of Kuwahara et al. (US 6,166,168). Kawakatsu relates to a catheter having a contact portion with a (meth)acrylate copolymer which is composed of a water-insoluble (meth)acrylate copolymer obtained by copolymerizing a hydrophilic (meth)acrylate monomer and a hydrophobic (meth)acrylate monomer [0001]. Kawakatsu provides a method for coating a medical device with an antithrombotic copolymer which achieves both suppression of complement activation and suppression of platelet activation and does not cause plasma leakage [0016]. The method comprises copolymerizing a hydrophobic (meth)acrylate with a hydrophilic (meth)acrylate wherein the hydrophobic (meth)acrylate comprises an alkyl (meth)acrylate and/or a silicone (meth)acrylate of formulae 1 and 2, below [0016-0017]. The ratio of hydrophobic to hydrophilic (meth)acrylate is preferably 50-95/50-5 [0033]. PNG media_image1.png 276 757 media_image1.png Greyscale PNG media_image2.png 372 782 media_image2.png Greyscale The definitions of the various R groups overlap or encompass the ranges in the instant claims. The hydrophilic (meth)acrylate is represented by formula 3, below. PNG media_image3.png 293 750 media_image3.png Greyscale The (meth)acrylate copolymers have an average molecular weight ranging from 2,000-200,000 and is soluble in alcohol having 1-6 carbon atoms [0020]. Regarding formula 2, the raw price of silicone (meth)acrylate is relatively high, thus using it alone can be disadvantageous in terms of cost effectiveness [0029]. As such, the upper amount of silicone (meth)acrylate can be 50% by weight or less, down to as low as 1% or 0.1% by weight, and may be mixed with other alkyl (meth)acrylate [0029]. The residual amount of unreacted monomers is about 0 [0071]. Kawakatsu does not teach wherein the reduced viscosity is from 0.18-3.00 dl/g. Kuwahara teaches a copolymer useful as an agent for imparting antithrombogenic properties to medical polymers (col 10, lns 16-22). The polymer may be applied to a medical material such as a catheter (col 12, lns 1-2, 27-31). Kuwahara teaches that if the viscosity is less than 0.5 dl/g, the resulting copolymer will have insufficient mechanical strength, thus the preferred range for reduced viscosity is from 1.0-3.0 dl/g (col 6, lns 60-63). It would have been prima facie obvious to prepare a medical device such as a catheter, and coat it with the antithrombogenic copolymer of Kawakatsu. Kawakatsu teaches all three of the claimed monomer units and teaches using them in combination with each other. The ranges of the variables of each monomer overlaps or encompasses that of the instant claims. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). MPEP 2144.05 (I). That being said, it must be remembered that “[w]hen a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement, the combination is obvious.” KSR v. Teleflex, 127 S.Ct. 1727, 1740 (2007) (quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976)). “[W]hen the question is whether a patent claiming the combination of elements of prior art is obvious,” the relevant question is “whether the improvement is more than the predictable use of prior art elements according to their established functions.” (Id.). Addressing the issue of obviousness, the Supreme Court noted that the analysis under 35 USC 103 “need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR at 1741. The Court emphasized that “[a] person of ordinary skill is… a person of ordinary creativity, not an automaton.” Id. at 1742. Consistent with this reasoning, it would have been obvious to have selected various combinations of monomers from within Kawakatsu, to arrive at compositions “yielding no more than one would expect from such an arrangement.” The resulting copolymer coating would comprise a combination of formulae 1 and 2 in a 50/50 ratio with formula 3. Since the silicone monomer is preferably used in low amounts such as 1%, a ratio of 1/2/3 would have been obvious to be 49/1/49, which falls within the required ratio of instant claim 1. The resulting viscous liquid is taught as having the required alcohol solubility and residual monomer content. Regarding the reduced viscosity, Kawakatsu does not teach this property, however Kuwahara teaches that copolymers used as catheter coatings require a reduced viscosity to achieve a sufficient mechanical strength. The preferred range for reduced viscosity from 1.0-3.0 dl/g, as taught by Kuwahara, would have been obvious to apply to the copolymer of Kawakasu. Regarding the claimed definition of water-insoluble which defines solubility based on mass reduction over time, this property is considered to be addressed by the composition in the prior art addressing all the limitations of the claimed invention. It is noted that “products of identical chemical composition cannot have mutually exclusive properties.” A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990) (see MPEP 2112.01 (II)). Claims 1-2 are accordingly rejected as obvious over the prior art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW S ROSENTHAL whose telephone number is (571)272-6276. The examiner can normally be reached M-F 8-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Kwon can be reached at 571-272-0581. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW S ROSENTHAL/ Primary Examiner, Art Unit 1613
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Prosecution Timeline

Sep 21, 2023
Application Filed
Mar 25, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
93%
With Interview (+41.5%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 645 resolved cases by this examiner. Grant probability derived from career allow rate.

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