Prosecution Insights
Last updated: April 19, 2026
Application No. 18/551,683

AN ELECTRICALLY HEATED APPARATUS

Non-Final OA §103§112
Filed
Sep 21, 2023
Examiner
ANDERSON II, STEVEN S
Art Unit
3762
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Shell Usa Inc.
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
431 granted / 653 resolved
-4.0% vs TC avg
Strong +36% interview lift
Without
With
+35.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
30 currently pending
Career history
683
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
46.9%
+6.9% vs TC avg
§102
20.4%
-19.6% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 653 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2-3 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 2-3 recite “preferably”. It is not clear if what comes after the word preferably is required or not. For examination purposes Examiner will consider that it is not required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1 and 3-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. PGPUB 20160325990 to Galloway (Galloway) in view of WO2020002326 to Govert (Govert) and U.S. PGPUB 20040134129 to Pham et al. (Pham). Regarding claim 1, Galloway teaches an electrically heated furnace having a roof (16, Figure 1) and wall defining a space (34, Figure 1); - at least flowpath running through the space (22, Figure 1), wherein at least one tube has an inlet and an outlet outside of the space (tubes 50 have inlets and outlets outside of the space as shown in Figure 1e); - electrical radiative heating elements located in the space (60 and 64, Figure 1), which heating elements can heat the at least one tube (heating elements are capable of this); wherein the heating elements suspend from the roof of the space(shown in Figure 1); and wherein the roof of the space has a shape configured to have heating elements suspending at different heights (electrical heating elements are suspended at different heights as shown in Figure 1, additionally the device can be placed at an angle. Both situations indicate the shape of the roof is capable suspending heating elements at different heights). Galloway is silent on multiple walls and at least one tube running through the space because it is unclear if the flowpath can be considered a tube. Govert teaches at least one tube running through the space (Figure 3 shows a tube which runs through the furnace). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the teachings of Galloway with the teachings of Govert to provide at least one tube running through the space. Doing so would provide an alternate means of transmitting a fluid. Pham teaches circular, square, and hexagonal shapes of reactors (Figures 3, 4, and 5). One of skill in the art would recognize that changes in configuration are a matter of design choice such that using the square or hexagonal shape as taught by Pham rather than circular reactor of Galloway is obvious when the particular configuration result in no change in operation. In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966)). Regarding claim 3, Galloway teaches wherein the heating elements are removably connected to the roof of the space in such a manner that the heating elements can be replaced via the roof, preferably by means of a closable opening in the roof (16 is a flange which in normal use can be removed. Alternatively, the heaters can be removed dependent via the roof especially if the roof is removed). Regarding claim 4, Galloway is silent on at least ten tubes running through the space. It would have been obvious to one of ordinary skill in the art at the time the invention was made to provide at least 10 reactor tubes, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art. (In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)). Regarding claim 5, the modified device of Galloway wherein the tube(s) extend in a substantially vertical manner (the flowpath of Galloway appears substantially vertical, the tubes of Pham appear substantially vertical, and the tube of Govert appears substantially vertical). Regarding claim 6, Galloway teaches wherein the heating elements are not in direct contact with the tube(s) (Galloways heaters are not in contact with the tubes). Regarding claim 7, the modified device of Galloway teaches the elements of claim 1 and wherein the method comprises at least the steps of: a) feeding a feed stream via the inlets of the tubes; b) subjecting the feed stream flowing through the tubes to a fluid conversion reaction or heating in the space of the apparatus using heating as generated by the electrical radiative heating elements, thereby obtaining one or more reaction products or a heated feed stream; c) removing the one or more reaction products or a heated feed stream from the apparatus via the outlets of the tubes (all references show fluid flow through a tube being heated and/or reacting and being removed from the device). Allowable Subject Matter Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims and correcting the 112b issue. The prior art does not provide a reasonable combination to teach “wherein the roof has a shape selected from the group consisting of a gable shape, a stepped shape, a crow-stepped shape”. The prior art teaches flat roof shapes in the reactor tube art. The art outside of reactor tubes have these shapes but there is not a reason to combine these shapes because they heat different substances by alternative means do not have electrical heating elements extending from these differently shaped rooves. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN S ANDERSON II whose telephone number is (571)272-2055. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Hoang can be reached at 574-272-6460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEVEN S ANDERSON II/Primary Examiner, Art Unit 3762
Read full office action

Prosecution Timeline

Sep 21, 2023
Application Filed
Jan 08, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601482
SYSTEMS AND METHODS FOR OPERATING A FURNACE
2y 5m to grant Granted Apr 14, 2026
Patent 12601523
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2y 5m to grant Granted Apr 14, 2026
Patent 12590597
WIND CHANNELLING AND DIRECTING STRUCTURES
2y 5m to grant Granted Mar 31, 2026
Patent 12589634
AIR CONDITIONER FOR VEHICLE
2y 5m to grant Granted Mar 31, 2026
Patent 12590709
Multi-Tank Storage Type Gas Water Heater
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
99%
With Interview (+35.5%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 653 resolved cases by this examiner. Grant probability derived from career allow rate.

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