Prosecution Insights
Last updated: May 29, 2026
Application No. 18/551,806

Filter comprising a centring device

Non-Final OA §102§103§112
Filed
Sep 21, 2023
Priority
Mar 22, 2021 — DE 10 2021 107 068.6 +2 more
Examiner
ROYCE, LIAM A
Art Unit
1777
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Aclaris Water Innovations GmbH Lindau Zweigniederlassung
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
346 granted / 532 resolved
At TC average
Strong +22% interview lift
Without
With
+21.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
25 currently pending
Career history
566
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
87.8%
+47.8% vs TC avg
§102
4.1%
-35.9% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 532 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Specification/Drawings The specification and drawings are objected to because: the filter-proximal guide structure guide face holding or latching elements plug element do not have a part numbers. Please add part numbers to the specification and drawings without adding new matter. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Objections Claims 1,16 are objected to because of the following informalities: Where a claim sets forth a plurality of elements or steps, each element or step of the claim should be separated by a line indentation, 37 CFR 1.75(i). See MPEP 6083.01(m). Appropriate correction is required. Double Patenting Analysis Application or Patent # Double Patenting US 12358811 No US 12268978 No US 11944923 No US 12042749 No Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 1-28 are rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. Claim 1 line(s) 1 sets forth the limitation “the use”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 1 sets forth the limitation “the interior of a water tank”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 3 sets forth the limitation “the wall”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 4-5 sets forth the limitation “the operating position of the filter cartridge”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 5 sets forth the limitation “the lower end region”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 5 sets forth the limitation “the lower end region of the latter”. It is unclear to what “the latter” refers. Claim 1 line(s) 7 sets forth the limitation “the flow direction of water”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 7-8 sets forth the limitation “the interior of the filter housing”. There is insufficient antecedent basis for this limitation in the claim. Claim 1 line(s) 12 sets forth the limitation “a water tank”. It is unclear whether “a water tank” of claim 1 line(s) 12 is the same or different from “a water tank” of claim 1 line(s) 1. Claim 1 line(s) 1,12 sets forth the limitation “a filter cartridge […] wherein a filter connector having an annular filter sealing face for connecting the filter cartridge in a water tank is provided”. It is unclear whether “a water tank” is positively claimed as part of the invention or just the intended use of the filter connector. Claim 1 line(s) 15 sets forth the limitation “a guide structure disposed separately from this filter sealing face for receiving a centering element”. It is unclear whether “a centering element” is positively claimed as part of the invention or just the intended use of the guide structure. Claim 2 line(s) 2 sets forth the limitation “the filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 3 line(s) 2 sets forth the limitation “the portion of the outlet line”. There is insufficient antecedent basis for this limitation in the claim. Claim 5 line(s) 2 sets forth the limitation “the filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 5 line(s) 2 sets forth the limitation “the transition portion”. There is insufficient antecedent basis for this limitation in the claim. Claim 5 line(s) 3 sets forth the limitation “the inner portion of the outlet line”. There is insufficient antecedent basis for this limitation in the claim. Claim 5 line(s) 4 sets forth the limitation “the assembling direction”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 2 sets forth the limitation “the inner portion”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 2 sets forth the limitation “the exit portion of the outlet line”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 3-4 sets forth the limitation “the transition portion”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 4 sets forth the limitation “the transition portion by means of one or a plurality of transition faces” is missing a verb and is not a proper means + function limitation. Claim 6 line(s) 5 sets forth the limitation “the outside”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 5 sets forth the limitation “the inside”. There is insufficient antecedent basis for this limitation in the claim. Claim 6 line(s) 6 sets forth the limitation “the bottom”. There is insufficient antecedent basis for this limitation in the claim. Claim 7 line(s) 2 sets forth the limitation “the filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 8 line(s) 2 sets forth the limitation “the filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 8 line(s) 3 sets forth the limitation “the central axis”. There is insufficient antecedent basis for this limitation in the claim. Claim 9 line(s) 2-3 sets forth the limitation “the filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 10 line(s) 2 sets forth the limitation “the exit portion of the outlet line”. There is insufficient antecedent basis for this limitation in the claim. Claim 10 line(s) 3 sets forth the limitation “the central axis”. There is insufficient antecedent basis for this limitation in the claim. Claim 10 line(s) 4 sets forth the limitation “the transition portion”. There is insufficient antecedent basis for this limitation in the claim. Claim 11 line(s) 2 sets forth the limitation “the axial depressions”. There is insufficient antecedent basis for this limitation in the claim. Claim 11 line(s) 2-3 sets forth the limitation “the region of radial convexities”. There is insufficient antecedent basis for this limitation in the claim. Claim 12 line(s) 2 sets forth the limitation “the axial depressions”. There is insufficient antecedent basis for this limitation in the claim. Claim 12 line(s) 3 sets forth the limitation “the central axis”. There is insufficient antecedent basis for this limitation in the claim. Claim 13 line(s) 2 sets forth the limitation “the axial depressions”. There is insufficient antecedent basis for this limitation in the claim. Claim 14 line(s) 2 sets forth the limitation “filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 15 line(s) 2 sets forth the limitation “filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 16 line(s) 7-8 sets forth the limitation “the assembled position of the filter cartridge”. There is insufficient antecedent basis for this limitation in the claim. Claim 16 line(s) 8 sets forth the limitation “filter-proximal guide structure”. There is insufficient antecedent basis for this limitation in the claim. Claim 19 line(s) 3 sets forth the limitation “the intermediate space”. There is insufficient antecedent basis for this limitation in the claim. Claim 20 line(s) 3 sets forth the limitation “the guide ribs”. There is insufficient antecedent basis for this limitation in the claim. Claim 21 line(s) 4 sets forth the limitation “the centering plinth”. There is insufficient antecedent basis for this limitation in the claim. Claim 22 line(s) 2 sets forth the limitation “the axial projections”. There is insufficient antecedent basis for this limitation in the claim. Claim 22 line(s) 2-3 sets forth the limitation “the centering plinth”. There is insufficient antecedent basis for this limitation in the claim. Claim 22 line(s) 3 sets forth the limitation “the region of the radial convexities”. There is insufficient antecedent basis for this limitation in the claim. Claim 24 line(s) 3 sets forth the limitation “the central axis”. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2,7-9,12,16-18,23-24,26 are rejected under 35 U.S.C. 102(a)(1) as anticipated by WALLERSTORFER (US 20090242473). Regarding claim 1, WALLERSTORFER teaches a tank (title, Figs.) including a filter cartridge (e.g. Fig. 1 #31) having a filter housing (e.g. Fig. 4 #36) of which the wall separates in a watertight manner a housing internal side from a housing external side; wherein a filter inlet opening (Figs. 3-4 #34) is open in relation to the external environment of the filter housing, a filter chamber having a filter medium (the filter inherently has a filter medium in a filter chamber; see also par. [0057]; see also cross-sectional view of Fig. 35) and terminates in a filter outlet line (outlet hole, Figs. 3-4 #35); and wherein a filter connector (Fig. 19 #2) having an annular filter sealing face (Fig. 3 # 32) is provided, wherein provided within the filter sealing face is a guide structure (Fig. 19 #35,35.1,35.2), disposed separately from this filter sealing face. Regarding claim 16, WALLERSTORFER teaches a tank (title, Figs.) including: a water tank (Fig. 1 #66) having a filter cartridge (Fig. 1 #31) as claimed in claim 1 (see rejection of claim 1 incorporated by reference); and, a tank bottom (Fig. 1 #29); wherein an annular tank sealing face (Figs. 2,19 #24), which encloses a tank passage opening (opening of Fig. 19 #68) is provided on the tank bottom; wherein a centering element (coded wall of Fig. 19 #68), which within the tank sealing face projects from the tank bottom in the direction of the assembled position of the filter cartridge, for plugging into the guide structure (Fig. 19 #35,35.1,35.2) of the filter cartridge is provided. Regarding claim 2, WALLERSTORFER teaches the guide structure (Fig. 19 #35,35.1,35.2) forms a portion of an outlet line of the filter cartridge (par. [0057]). Regarding claim 7, WALLERSTORFER teaches the filter guide structure (Fig. 19 #35,35.1,35.2) is coaxial with the filter sealing face (Fig. 3 # 32). Regarding claim 8, WALLERSTORFER teaches the filter guide structure (Fig. 19 #35,35.1,35.2) has e.g. a guide face (e.g. axially projecting attachment, Fig. 19 #35.1) which run parallel to the central axis. Regarding claim 9, WALLERSTORFER teaches latching elements (Fig. 19 #35.1,35.2) are affixed in the filter guide structure. Regarding claim 12, WALLERSTORFER teaches axial projections (Fig. 19 #35.1,35.2) have an elongate shape with an angular alignment in relation to a radius emanating from the central axis. Regarding claim 17, WALLERSTORFER teaches the centering element (Fig. 19 #68) has at a water passage (opening of Fig. 19 #68). Regarding claim 18, WALLERSTORFER teaches the tank sealing face (Figs. 2,19 #24) is disposed separately from the centering element (Fig. 19 #68). Regarding claim 23, WALLERSTORFER teaches the centering element comprises ribs (Fig. 39 ribs on the hexagonal element #23) disposed in a star-shaped manner. Regarding claim 24, WALLERSTORFER teaches a guide face running parallel to the central axis (Fig. 39 ribs on the hexagonal element #23) capable of guiding the filter guide structure when assembling the filter cartridge. Regarding claim 26, WALLERSTORFER teaches holding or latching elements (Fig. 19 #68.1,68.2) are affixed to the centering element. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 14 is rejected under 35 U.S.C. 103 as being obvious over WALLERSTORFER (US 20090242473). Regarding claim 14, WALLERSTORFER teaches the filter guide structure has a guide projection (e.g. Fig. 19 #35.1) and a tank guide structure has a groove (e.g. Fig. 19 #68.1). It obvious to one having ordinary skill in the art that the coded structures may be reversed and perform the same such that the filter guide structure has a groove and the tank guide structure has a projection. Claim(s) 3-6-10,15 is rejected under 35 U.S.C. 103 as being unpatentable over WALLERSTORFER (US 20090242473) in view of RICHMOND (US 20060054547). Regarding claim 3, WALLERSTORFER does not teach the portion of the outlet line that has the guide structure has a larger cross section than an inner portion of the outlet line. However, RICHMOND teaches a fuel filter cartridge and keyed end cap (title, Figs.), wherein a lower end cap (Fig. 3 #50) has a guide structure (Fig. 3 #82) that has a larger cross section than an inner portion of an outlet line (Fig. 3 #76). RICHMOND teaches that such a keyed end cap may provide “unlocking” authorized use of the filter in a filter housing (par. [0002]). Therefore, before the effective filing date of the invention, it would have been obvious to one of ordinary skill in the art to modify the device of WALLERSTORFER with the claimed guide structure in order to equivalently provide alternative coding and/or keys for “unlocking” authorized use of the filter as is known in the art. The references are combinable, because they are in the same technological environment of filtration. See MPEP 2141 III (A) and (G). Regarding claim 4, WALLERSTORFER’s modified device teaches as above (the rejection of claim 3 is incorporated by reference) including the filter connector that has the filter sealing face comprises an exit portion (e.g. RICHMOND Fig. 3 #90) of the outlet line of the filter cartridge, the portion that has the guide structure forms a transition portion (e.g. RICHMOND Fig. 3 #70) of the outlet line, and the exit portion has a larger cross section than the transition portion. Regarding claim 5, WALLERSTORFER’s modified device teaches as above (the rejection of claim 3 is incorporated by reference) including the filter-proximal guide structure in the transition portion (e.g. RICHMOND Fig. 3 #70) to the inner portion (e.g. RICHMOND Fig. 3 #74) of the outlet line has an oblique transition face which is disposed obliquely in relation to the assembling direction of the filter cartridge. Regarding claim 6, WALLERSTORFER’s modified device teaches as above (the rejection of claim 3 is incorporated by reference) including the inner portion (e.g. RICHMOND Fig. 3 #74) and the exit portion (e.g. RICHMOND Fig. 3 #90) of the outlet line are disposed so as to be coaxial with a central axis of the outlet line, and the transition portion (e.g. RICHMOND Fig. 3 #70) including a transition face that runs obliquely from the exit portion to the inner portion and radially from the outside to the inside and axially from the bottom up in terms of the operation position of the filter cartridge, connects the exit portion to the inner portion. Regarding claim 10, WALLERSTORFER’s modified device teaches as above (the rejection of claim 3 is incorporated by reference) including the exit portion (e.g. RICHMOND Fig. 3 #90) of the outlet line of the filter cartridge by way of a connection wall that runs transversely to the central axis is connected to the transition portion (e.g. RICHMOND Fig. 3 #70), wherein the connection wall has axial projections portion (e.g. RICHMOND Fig. 3 #56; see also Fig. 4). Regarding claim 15, WALLERSTORFER’s modified device teaches as above (the rejection of claim 3 is incorporated by reference) including an oblique transition face portion (e.g. RICHMOND Fig. 3 #70) of the filter guide structure is disposed in a guide groove (e.g. RICHMOND Fig. 3 #84). Claim(s) 11,13 is rejected under 35 U.S.C. 103 as being unpatentable over WALLERSTORFER (US 20090242473) in view of OSENDORF (US 8864866). Regarding claim 11, WALLERSTORFER does not teach the axial projections are disposed in the region of radial convexities of the filter sealing face. However, OSENDORF discloses filter assemblies; components and features thereof; and, methods of use and assembly (title, Figs.) including a double seal arrangement on a cartridge filter including a perimeter secondary seal (e.g. Fig. 34c #1028s) and a primary seal with radial convexities (e.g. Fig. 34c #1026s). The cartridge filter may include axial projections (e.g. Fig. 75b #1492) disposed in the region of radial convexities of the filter sealing face for the purpose of facilitating stabilization of the cartridge in place during use (C52/L49-53). Therefore, before the effective filing date of the invention, it would have been obvious to one of ordinary skill in the art to modify the device of WALLERSTORFER to include axial projections disposed in a region of radial convexities of the filter sealing face as taught by OSENDORF in order to facilitate stabilization of the cartridge in place during use. The references are combinable, because they are in the same technological environment of filtration. See MPEP 2141 III (A) and (G). Regarding claim 13, WALLERSTORFER’s modified device teaches as above (the rejection of claim 11 is incorporated by reference) including the axial projections (OSENDORF Fig. 75b #1492) are in an angular relationship with the guide structure (Fig. 19 #35,35.1,35.2). Claim(s) 27 is rejected under 35 U.S.C. 103 as being unpatentable over WALLERSTORFER (US 20090242473) in view of WAWRLA (US 20100051532). Regarding claim 27, WALLERSTORFER does not teach a valve. However, WAWRLA discloses a tank (title, Figs.) including a valve (Fig. 3-4 #23) having a plug (Fig. 3-4 #24). Therefore, before the effective filing date of the invention, it would have been obvious to one of ordinary skill in the art to modify the device of WALLERSTORFER to include a valve and plug and as taught by WAWRLA in order to regulate fluid flow during use as is known in the art. The references are combinable, because they are in the same technological environment of filtration. See MPEP 2141 III (A) and (G). Allowable Subject Matter Claims 19-22,25,28 have allowable subject matter over the prior art of record. The prior art neither teaches, suggests, nor makes obvious to one having ordinary skill in the art a filter cartridge comprising the combination of claimed elements. Telephonic Inquiries Any inquiry concerning this communication or earlier communications from the examiner should be directed to LIAM A ROYCE whose telephone number is (571)270-0352. The examiner can normally be reached M-F ~08:00~15:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Lebron can be reached at (571)272-0475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Liam Royce/Primary Examiner, Art Unit 1777 LIAM A. ROYCE Primary Examiner Art Unit 1777
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Prosecution Timeline

Sep 21, 2023
Application Filed
May 05, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
87%
With Interview (+21.8%)
2y 10m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 532 resolved cases by this examiner. Grant probability derived from career allowance rate.

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