Prosecution Insights
Last updated: July 14, 2026
Application No. 18/552,209

TRANSFER FILM AND BARRIER LAMINATE

Final Rejection §103
Filed
Sep 25, 2023
Priority
Mar 26, 2021 — JP 2021-054219 +1 more
Examiner
LE, HOA T
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Reiko Co. Ltd.
OA Round
2 (Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
790 granted / 1087 resolved
+7.7% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
37 currently pending
Career history
1137
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
68.3%
+28.3% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
10.7%
-29.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1087 resolved cases

Office Action

§103
DETAILED ACTION The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Election/Restrictions6. Claims 9-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on October 27, 2025. Claim Rejections - 35 USC § 103 Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over TAKASUGI (US-2019/0240956) in view of TAKEISHI (US-2010/031089). Claim 1: Takasugi teaches a laminate for packaging material comprising a barrier layer and a sealant layer (para. 0026 and 0032) wherein the barrier layer is an inorganic evaporated film (Takasugi, para. 0062-0063) and the sealant layer is a heat sealable layer (Takasugi, para. 0070). Takasugi also teaches that the inorganic evaporated film may be in contact with the heat seal layer or adhered to the heat seal layer via an anchor coat layer (i.e. adhesive layer) (Takasugi, para. 0062 and 0068). However, Takasugi does not teach a support substrate for the heat sealant layer. In the same field of endeavor, i.e. packaging material comprising a heat-seal layer, Takeishi teaches a heat seal multilayer comprising a heat-sealable layer and a support for the heat-sealable layer (Takeishi, para. 0043). In light of Takeishi's teaching, the POSITA would be motivated to provide support for the heat seal layer of Takasugi in order to provide "stable strength" for the heat-seal layer (Takeishi, para. 0049). The laminate of Takasugi in combination with Takeishi in the manner depicted above is deemed to function as a "transfer film" because the laminate comprises the same layer components within the same order as claimed. The substrate in the heat-seal multilayer is a stretched film (Takeishi, para. 0059). Claim 2: Takasugi teaches forming the inorganic evaporated film on the heat seal layer by vapor deposition on one surface of the heat seal layer (Takasugi, para. 0062 and 0064). Claim 3: Takasugi teaches forming the inorganic evaporate film on one surface of the anchor coat layer (i.e. the adhesive layer) by vapor deposition (Takasugi, para. 0062, 0067 and 0068). Claim 4: Takasugi teaches a protective layer, i.e. barrier coat layer, on the inorganic evaporated film (para. 0080 and 0089). Claim 5: Takasugi teaches the inorganic evaporated film, i.e. the barrier layer, containing at least one of aluminum, aluminum oxide, and silicon oxide (Takasugi, para. 0062). Claim 6: Takasugi does not report the indentation hardness of the heat seal layer; however, the indentation hardness within the claimed range would "result in a barrier laminate with improved flexibility and gas barrier properties." (Instant specification, para. 0054). Takasugi reports that the barrier laminate exhibits improved gas (oxygen and water vapor) barrier properties as compared to other barrier laminates (Takasugi, page 8, Tables 2 and 3). Therefore, it is deemed that the heat seal layer of Takasugi possesses the indentation hardness within the claimed range. Claims 7 and 8: Takasugi does not report the transition point of the anchor coat layer (i.e. the adhesive layer) nor the NO2- ion in the anchor coat layer. However, Takasugi teaches the material for the anchor coat layer being a urethane-modified polyester that is produced by a reaction between a polyester polyol and a polyvalent isocyanate with two or more hydroxy groups over isocyanate groups (Takasugi, para. 0048-0053) which is essentially similar to the material for the anchor coat layer disclosed in the instant specification at paragraphs 0067-0072). Therefore, the anchor coat layer (i.e. the adhesive layer) taught by Takasugi is deemed to possess the transition point and NO2- ion within the claimed range. Response to Arguments Applicant argues that Takeichi does not teach or suggest the support substrate being a stretched film. This is incorrect. Like the instant specification, Takeishi teaches that the support for the heat seal layer can be stretched or non-stretched (para. 0059). Applicant further argues that the substrate layer of Takasugi already has “excellent chemical and physical strength”, and thus the POSITA would not be motivated to provide a support in order to strengthen the sealant layer. The support substrate not only provides strength but also provides protection for the heat seal layer during storage or transportation, and when it is ready for application, the substrate can be removed to allow direct attachment of the heat seal layer to an external surface if desired. Therefore, there are multiple reasons to add a substrate to the heat seal layer. Applicant filed February 27, 2026 have been fully considered but they are not persuasive for the reasons discussed above. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOA (Holly) LE whose telephone number is (571)272- 1511. The examiner can normally be reached Monday to Friday, 10:00 am to 7:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Alicia Chevalier can be reached at 571-272-1490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. /HOA (Holly) LE/Primary Examiner, Art Unit 1788
Read full office action

Prosecution Timeline

Sep 25, 2023
Application Filed
Feb 06, 2025
Response after Non-Final Action
Dec 09, 2025
Non-Final Rejection mailed — §103
Feb 27, 2026
Response Filed
Jun 03, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
85%
With Interview (+12.6%)
2y 11m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1087 resolved cases by this examiner. Grant probability derived from career allowance rate.

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