Prosecution Insights
Last updated: October 02, 2026
Application No. 18/553,441

METHOD AND DEVICE FOR INDUCING HYPOMETABOLIC STATE IN SUBJECT WITH DISEASE

Final Rejection §102§103
Filed
Sep 29, 2023
Priority
Mar 31, 2021 — JP 2021-059600 +1 more
Examiner
ANTHONY, MARIA CATHERINE
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Riken
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
61 granted / 88 resolved
-0.7% vs TC avg
Strong +30% interview lift
Without
With
+30.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
33 currently pending
Career history
122
Total Applications
across all art units

Statute-Specific Performance

§101
4.4%
-35.6% vs TC avg
§103
61.1%
+21.1% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 88 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 18 is objected to because of the following informalities: line 4 of independent claim 18 recites “QRFP” as an acronym for a neuron type. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 18-21, and 23-25 are rejected under 35 U.S.C. 102(a)(1) and 102(a)(2) as being unpatentable by Roth(US 8822535 B2) in view of Mrososvsky(“Hibernation and the Hypothalamus”). Regarding claim 18, Roth discloses a method for treating a mammalian animal having a disease, the method comprising: inducing a controlled hypometabolic state in the animal, wherein the controlled hypometabolic state is induced by stimulating a QRFP neuron(In particular embodiments, treatment with an active compound induces "pre-stasis," which refers to a hypometabolic state through which biological matter must transition to reach stasis. Pre-stasis is characterized by a reduction in metabolism within the biological material of a magnitude that is less than that defined as stasis. In order to achieve stasis using an active compound, the biological matter necessarily must transition through a graded hypometabolic state in which oxygen consumption and CO.sub.2 production are reduced less than two-fold in the biological matter(Summary of the Invention, paragraph 5). The present invention concerns the use of oxygen antagonists and other active compounds for inducing stasis or pre-stasis in cells, tissues, and/or organs in vivo or in an organism overall, in addition to enhancing their survivability[abstract]. Moreover, stasis can be induced in cells of the following type: platelet, myelocyte, erythrocyte, lymphocyte, adipocyte, fibroblast, epithelial cell, endothelial cell, smooth muscle cell, skeletal muscle cell, endocrine cell, glial cell, neuron, secretory cell, barrier function cell, contractile cell, absorptive cell, mucosal cell, limbus cell (from cornea), stem cell (totipotent, pluripotent or multipotent), unfertilized or fertilized oocyte, or sperm(Different Types of Biological Matter, paragraph 3). Mrososvsky further teaches “Now thermoregulation, activity level, food and water consumption, weight regulation, and reproduction are known to have important elements of their neural control located in the hypothalamus. The thesis of this book is that many of the main phenomena of hibernation are achieved by and controlled through changes in hypothalamic regulatory mechanisms(page 20, paragraph 2)”. It would be obvious to one of ordinary skill in the art before the effective filing date to configure the method for enhancing survivability of organisms of Roth with the hypothalamus hibernation connections stated in Mrososvsky. Doing so would clarify that the neurons in the hypothalamus are able to regulate hibernation or hypometabolic conditions of the patient when stimulated. Regarding claim 19, Roth in view of Mrosovsky teaches the method according to claim 18, wherein the inducing a controlled hypometabolic state in the mammalian animal is carried out in such a way as to slow progression of the disease in the mammalian animal(Treatments are directed toward correcting the cause of the shock syndrome and slowing progression(Description, paragraph 217). Regarding claim 20, Roth in view of Mrosovsky teaches the method according to claim 18, wherein the inducing a controlled hypometabolic state in the mammalian animal is carried out in such a way as to decrease mortality of the mammalian animal(The present invention also provides methods, compositions, and apparati for enhancing survivability of and/or reducing damage to biological matter under adverse conditions by reducing metabolic demand, oxygen requirements, temperature, or any combination thereof in the biological matter of interest. In some embodiments of the invention, survivability of biological matter is enhanced by providing it with an effective amount of a protective metabolic agent. The agent enhances survivability by preventing or reducing damage to the biological matter, preventing all or part of the matter from dying or senescing, and/or extending the lifespan of all or part of the biological matter, relative to biological matter not exposed to the agent. Alternatively, in some embodiments the agent prolongs survival of tissue and/or an organism that would otherwise not survive without the agent(Summary of the Invention, paragraph 54). Regarding claim 21, Roth in view of Mrosovsky teaches the method according to claim 18, wherein the controlled hypometabolic state is a hibernation-like state(In the context of organisms, a reduction in oxygen consumption on the order of roughly 8-fold is a kind of stasis referred to as "hibernation." Moreover, it will be understood in this application that a reduction in oxygen consumption on the order of around 1000-fold can be considered "suspended animation." It will be understood that embodiments of the invention concerning stasis can be achieved at the level of hibernation or suspended animation(Summary of the Invention, paragraph 59). Regarding claim 23, Roth in view of Mrosovsky teaches the method according to claim 18, of wherein the disease is a serious acute disease(Survivability includes survivability when the matter is under adverse conditions--that is, conditions under which there can be adverse and nonreversible damage or injury to biological matter. Adverse conditions can include, but are not limited to, when oxygen concentrations are reduced in the environment (hypoxia or anoxia, such as at high altitudes or under water); when the biological matter is incapable of receiving that oxygen (such as during ischemia), which can be caused by i) reduced blood flow to organs (e.g., heart, brain, and/or kidneys) as a result of blood vessel occlusion (e.g., myocardial infarction, and/or stroke), ii) extracorporeal blood shunting as occurs during heart/lung bypass surgery (e.g., "pumphead syndrome" in which heart or brain tissue is damaged as a result of cardiopulmonary bypass), or iii) as a result of blood loss due to trauma (e.g., hemorrhagic shock or surgery); hypothermia, where the biological material is subjected to sub-physiological temperatures, due to exposure to cold environment or a state of low temperature of the biological material, such that it is unable to maintain adequate oxygenation of the biological materials; hyperthermia, whereby temperatures where the biological material is subjected to supra-physiological temperatures, due to exposure to hot environment or a state of high temperature of the biological material such as by a malignant fever; conditions of excess heavy metals, such as iron disorders (genetic as well as environmental) such as hemochromatosis, acquired iron overload, sickle-cell anemia, juvenile hemochromatosis African siderosis, thalassemia, porphyria cutanea tarda, sideroblastic anemia, iron-deficiency anemia and anemia of chronic disease. It is contemplated that a protective metabolic agent is an oxygen antagonist in certain embodiments of the invention. It is also contemplated that in certain other embodiments, an oxygen antagonist is not a protective metabolic agent. In other embodiments of the invention, one or more compounds may be used to increase or enhance survivability of biological matter; reversibly inhibit the metabolism and/or activity of biological matter; reduce the oxygen requirement of biological matter; reduce or prevent damage to biological matter under adverse conditions; prevent or reduce damage or injury to biological matter; prevent aging or senescence of biological matter; and, provide a therapeutic benefit as described throughout the application with respect to oxygen antagonists. It is contemplated that embodiments relating to inducing stasis are applicable to these other embodiments as well. Therefore, any embodiment discussed with respect to stasis may be implemented with respect to these other embodiments(Summary of the Invention, paragraph 57). Regarding claim 24, Roth in view of Mrosovsky teaches the method according to claim 18, wherein the method further comprises following up the animal(It is preferred that the vital signs of the subject are monitored over the course of the temperature increase. Also, in conjunction with increasing the temperature, the oxygen antagonist or other active compound is removed from the subject's environment. Both heat and oxygen antagonist (or other active compound) treatment are ceased at the appropriate endpoint, judged by the medical personnel monitoring the situation, but in any event at the time the subject's temperature and other vital signs return to a normal range. Continued monitoring following cessation of treatment is recommended for a period of at least 24 hrs(Description, paragraph 231). Regarding claim 25, Roth in view of Mrosovsky teaches the method according to claim 24, wherein the following up comprises measuring a change in oxygen consumption of the animal over time(The different parameters of stasis (reduction in oxygen consumption, decrease in carbon dioxide production or decrease in motility) can be assessed by a variety of assays and techniques. For example, probably the easiest way to measure the induction of stasis in mice administered H.sub.2S is through observation of their breathing. Indeed, this encompasses all three parameters in that it is indicative of decreased oxygen consumption, carbon dioxide production and motility(Description, paragraph 550). Response to Arguments Applicant’s arguments with respect to claim(s) 18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant argues that Roth in view of Zhang failed to disclose the amendment to claim 18 wherein “the controlled hypometabolic state is induced by stimulating a QRFP neuron”. However Mrosovsky teaches stimulation and control of the hypothalamus and the connection between the hibernation and the hypothalamus. The QRFP neuron is located in the hypothalamus of the brain so it is obvious to assume the stasis inducing stimulation on neurons of Roth would affect neurons in the hypothalamus. Therefore the art teaches all claimed material and the 103 rejections stand. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIA CATHERINE ANTHONY whose telephone number is (703)756-4514. The examiner can normally be reached 7:30 am - 4:30 pm, EST, M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CARL LAYNO can be reached at (571) 272-4949. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARIA CATHERINE ANTHONY/Examiner, Art Unit 3796 /Benjamin J Klein/Supervisory Patent Examiner, Art Unit 3792
Read full office action

Prosecution Timeline

Sep 29, 2023
Application Filed
Apr 14, 2026
Non-Final Rejection mailed — §102, §103
Jul 14, 2026
Response Filed
Aug 21, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+30.0%)
3y 5m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 88 resolved cases by this examiner. Grant probability derived from career allowance rate.

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