Prosecution Insights
Last updated: October 04, 2026
Application No. 18/555,648

METHOD FOR PRODUCING LITHIUM-CONCENTRATED SOLUTION WITH HIGH RECOVERY RATE, AND METHOD FOR PRODUCING LITHIUM COMPOUND USING SAME

Non-Final OA §102§103
Filed
Oct 16, 2023
Priority
Apr 14, 2021 — RE 10-2021-0048398 +1 more
Examiner
FIORITO, JAMES A
Art Unit
1731
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korea Institute of Geoscience and Mineral Resources
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
530 granted / 740 resolved
+6.6% vs TC avg
Strong +28% interview lift
Without
With
+27.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
41 currently pending
Career history
770
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.2%
+9.2% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
27.9%
-12.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 740 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3 and 8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by KR 102033607. Regarding claim 1 and 8, KR ‘607 discloses a method for concentrating lithium, comprising the steps of: forming a lithium-aluminum layered double hydroxide by adding an aluminum compound to a lithium solution via precipitation (Claim 1); preparing lithium sulfate by sulfating the lithium-aluminum layered double hydroxide with sulfuric acid or aluminum sulfate under hydrothermal conditions (Reaction 2), and preparing a high-concentration aqueous lithium sulfate solution by dissolving the resulting lithium sulfate in water; and forming lithium carbonate by adding carbonate to the aqueous lithium solution or converting the aqueous lithium solution to a lithium hydroxide solution through an oxalate reaction (see claim 1 and paragraphs [0045]-[0052] and [0054]). Regarding claims 2, KR ‘607 describes that phosphoric acid (phosphoric acid, sodium phosphate, etc.) or aluminum compounds are known as precipitants used in the separation of lithium ions and can be used for a conversion into an insoluble compound in the form of lithium phosphate (Li₃PO₄) or Li-Al layered double hydroxide (LiAl₂(OH)₇₂H₂O) (see paragraphs [0013] and [0039]). Regarding claim 3, the ratio of Li/Al may be 0.5 or less which would fall with the claimed ratio of precipitate recited in claim 3. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR 102033607. Regarding claim 10, the process of KR ‘607 may form a solution having a lithium content of greater than 30000ppm, which overlaps the range recited in claim 10. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 4-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR 102033607 in view of Shi “Efficient lithium extraction by membrane capacitive deionization incorporated with monovalent selective cation exchange membrane”. Regarding claim 4, KR ‘607 does not expressly state that a pretreatment step of membrane capacitive deionization. Shi teaches a process of separating magnesium and lithium by assembling a monovalent selective cation exchange membrane in an MCDI system (MSCDI) (see abstract and pages 886 and 887). At the time of invention, it would have been obvious for the person having ordinary skill in the art to form the process of KR ‘607 including a pretreatment step of membrane capacitive deionization in view of Shi. The rationale for doing so would have been a combination of known processes that would have led to predictable results (See MPEP 2143). Regarding claim 5, Shi teaches the process may be used in a brine (Page 885). Regarding claim 6, Shi teaches the initial concentration of a lithium solution is 250 mg/L to 2000 mg/L, and the amount of lithium removed is 0.189 mg to 0.137 mg (see page 887). Regarding claim 7, It would have been obvious to repeat the process of Shi until a desired concentration is met. Claim(s) 11-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR 102033607 in view of WO 2017136885. Regarding claim 11 and 12, KR ‘607 does not expressly state a step of purifying the lithium aqueous solution with an alkaline solvent. WO ‘885 discloses a method comprising: a purification step for removing impurities from a lithium-containing solution; raising the pH of the lithium-containing solution to 10.5-11.0; and carbonating the lithium-containing solution and recovering the same as lithium carbonate (see claims 19, 20, 23, and 24). At the time of invention, it would have been obvious for the person having ordinary skill in the art to form the process of KR ‘607 including purifying the lithium aqueous solution with an alkaline solvent in view of WO ‘885. The rationale for doing so would have been a combination of known processes that would have led to predictable results (See MPEP 2143). Regarding claim 13, lithium compound produced in a KR ‘607 in view of WO ‘885 is suitable for use as a lithium cathode. Allowable Subject Matter Claim 9 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art does not teach or suggest the cumulative features of claim 9. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES A FIORITO whose telephone number is (571)272-9921. The examiner can normally be reached Monday-Friday 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amber Orlando can be reached at (571) 270-3149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES A FIORITO/ Primary Examiner, Art Unit 1731
Read full office action

Prosecution Timeline

Oct 16, 2023
Application Filed
Sep 09, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741869
SODIUM BOROHYDRIDE PRODUCTION METHOD
4y 7m to grant Granted Sep 22, 2026
Patent 12735324
RUTHENIUM PROMOTER CATALYST COMPOSITIONS
5y 0m to grant Granted Sep 15, 2026
Patent 12735326
HIGH-PERFORMANCE SODIUM ION ELECTROLYTES AND EFFICIENT METHODS FOR MAKING THE SAME
11m to grant Granted Sep 15, 2026
Patent 12729123
Method for Obtaining Bimodal Mesoporous Materials Based on Silicon Oxides Using Microwave Radiation
3y 3m to grant Granted Sep 08, 2026
Patent 12729130
DOPED RARE EARTH-CONTAINING MATERIALS AND THEIR PROPERTIES
1y 6m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+27.9%)
2y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 740 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month