Prosecution Insights
Last updated: October 01, 2026
Application No. 18/556,383

TEREPHTHALATE AND BENZOATE BASED ESTERS AND EPOXIDIZED OIL COMPOSITIONS

Non-Final OA §102§103
Filed
Oct 20, 2023
Priority
Apr 27, 2021 — provisional 63/201,369 +1 more
Examiner
YOON, TAE H
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Eastman Chemical Company
OA Round
2 (Non-Final)
66%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
980 granted / 1473 resolved
+1.5% vs TC avg
Strong +25% interview lift
Without
With
+24.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
39 currently pending
Career history
1499
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
41.3%
+1.3% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1473 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 102 and 35 USC § 103 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 7-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Boeck et al. (US 2018/0208541 A1). Boeck et al. teach a plastisol formulation comprising PVC, 50 parts by weight of dipentyl terephthalates having isomeric branched and unbranched pentyl radical taught in examples 1-5 of Table 2 and 3 parts by weight of epoxidized soybean oil and thermal stabilizer in Table 6. The instantly recited “comprising” of “a plasticizer composition comprising” of claim 1 permits presence of other components such as the PVC and thermal stabilizer taught in the Table 6. The transitional term “comprising” is an “open” term, in the sense that it leaves the claim open for the inclusion of unspecified ingredients, “even in major amounts.” Ex parte Davis and Tuukkanen, 80 USPQ 448, 450 (BPAI 1948). MPEP 2111.03. See also North Am. Vaccine, Inc. v. American Cyanamide Co., 7 F.3d 1571, 1585 (Fed. Cir. 1993). Because the term “comprising” is one of enlargement, it can cause a claim to be broader than the invention. See In re Fenton, 451 F.2d 640, 642 (CCPA 1971). The epoxidized soya bean oil which is also recited in instant claim 8 has CAS No.: 8013-07-8 (see attached 1 page brochure) and thus the epoxidized soya bean oil taught by Boeck et al. would be expected to have the recited oxirane content of about 4-10% of claims 1 and 7 inherently. Thus, claims 1 and 7-10 lack novelty. RESPONSE TO ARGUMENTS Applicant asserts that Boeck et al. teach a controlled n-pentyl isomer distribution (less than 60 mol% n-pentyl) and do not disclose a binary composition of terephthalates diesters consisting only of terephthalates diesters of C3-C5 alcohol with an epoxidized oil having the recited oxirane content. The instant claim 1 recites “one or more terephthalates diesters of C3-C5 linear or branched alcohol” and thus the dipentyl terephthalates having isomeric branched and unbranched pentyl radical taught by Boeck et al. would meet the “one or more terephthalates diesters of C3-C5 linear or branched alcohol” contrary to the assertion. Also, the instantly recited “a plasticizer composition comprising” of claim 1 is not limited to the asserted binary composition since the recited “comprising” would permit presence of other components. Claims 1-5 and 7-14 are rejected under 35 U.S.C. 103 as being unpatentable over Boeck et al. (US 2018/0208541 A1). Regarding claims 2-5 and 11-14, Boeck et al. teach a plasticizer comprising dipentyl terephthalates (DPT) having isomeric branched and unbranched pentyl radical in claim 1. Boeck et al. teach employing additional plasticizers in claim 5 and epoxidized vegetable oils are taught as the additional plasticizers in lines 4-5 of [0043] and utilization of an epoxidized soybean oil in Table 6. Boeck et al. teach a ratio of DPT to the additional plasticizer is 80:20, 60:40 or 40:60 in [0044]. The epoxidized soya bean oil which is also recited in instant claim 8 has CAS No.: 8013-07-8 (see attached 1 page brochure) and thus the epoxidized soya bean oil taught by Boeck et al. would be expected to have the recited oxirane content of about 4-10% of claims 1 and 7 inherently. Thus, it would have been obvious to one skilled in art before the effective filing date of invention to obtain a plasticizer comprising the recited ratio of the DPT and epoxidized soybean oil in Boeck et al. since Boeck et al. employing additional plasticizers and the recited ratio thereof and since Boeck et al. utilization of an epoxidized soybean oil absent showing otherwise. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAE H YOON whose telephone number is (571)272-1128. The examiner can normally be reached Mon-Fri. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Jones can be reached at (571)270-7733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAE H YOON/ Primary Examiner, Art Unit 1762
Read full office action

Prosecution Timeline

Oct 20, 2023
Application Filed
May 11, 2026
Non-Final Rejection mailed — §102, §103
Jul 10, 2026
Response Filed
Sep 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
66%
Grant Probability
91%
With Interview (+24.7%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1473 resolved cases by this examiner. Grant probability derived from career allowance rate.

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