Prosecution Insights
Last updated: August 06, 2026
Application No. 18/557,102

GM3 SYNTHASE VECTORS AND USES THEREOF

Non-Final OA §112
Filed
Oct 25, 2023
Priority
Apr 26, 2021 — provisional 63/179,684 +1 more
Examiner
GU, QINHUA
Art Unit
1633
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Clinic for Special Children, Inc.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
58 granted / 75 resolved
+17.3% vs TC avg
Strong +28% interview lift
Without
With
+27.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
36 currently pending
Career history
119
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
47.2%
+7.2% vs TC avg
§102
15.3%
-24.7% vs TC avg
§112
27.2%
-12.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 75 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The instant application is a national stage entry of PCT application PCT/US2022/025208, filed 10/25/2023 under 35 USC 371. Acknowledgement is made of the applicant’s claim for benefit to prior-filed U.S. provisional patent applications 63/179,684, which was filed 04/26/2021. Election/Restrictions Applicant’s election of Group II, claims 54, 55, 58-60, 68, 69 and 73-75, drawn to a recombinant adeno-associated virus (rAAV), in the reply filed on 03/27/2026 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Accordingly, claims 54, 55, 58-60, 68, 69 and 73-75 have been considered on the merits. Claims 1, 3, 5, 7, 9, 11, 13, 15 and 18-19 are withdrawn from consideration pursuant 37 CFR 1.142(b). Claim Objections Claims 55, 58-60 and 74-75 are objected to because of the following informalities: Claims 55 and 74-75 recite “GM3S Ia Type 2 isoforms”, claims 58-59 recite “GM3S protein isoforms”, claim 60 recites “GM3 synthase protein isoforms”, they are recommended to amended to “GM3S Ia Type 2 protein isoforms” to be consistent with the claim language of claim 54. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 58 and 75 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 58 and 75 recite “a Kozak sequence (GCCACC)”, the use of parentheses renders instant claims indefinite. Since there is not only one specific nucleotide sequence for a Kozak sequence, it is not clear whether the sequence in parentheses is required or only an exemplary Kozak sequence. Therefore the scope of instant claims is not clear. Related Prior arts Instant claims are directed to a recombinant adeno associated virus (rAAV) comprising (i) an AAV Cap-Mac capsid protein; and (ii) an isolated nucleic acid comprising a transgene having a nucleic acid sequence encoding one or more monosialodihexosylganglioside synthase (GM3S) Ia Type 2 protein isoforms, and wherein the transgene is flanked by adeno-associated virus (AAV) inverted terminal repeats (ITRs). The closet prior arts are Naso et al. (BioDrugs. 2017 Aug;31(4):317-334) and Bowser et al. (Mol Genet Metab. 2019 Apr;126(4):475-488). Naso et al. teach the use of AAV as a vector for gene therapy (Abstract). Naso et al. teach the basic components of a gene insert packaged inside recombinant AAV gene transfer vector (p319, figure 1), which comprises two ITRs, a promoter and a gene of interest (transgene). Naso et al. also teach AAV capsid selection and optimization, states that capsid can influence cell-type transduction (see p319, right column). Naso et al. do not teach the limitations of “the transgene having a nucleic acid sequence encoding one or more monosialodihexosylganglioside synthase (GM3S) protein isoforms” as well as the capsid is “an AAV Cap-Mac capsid protein”. Bowser et al. teach GM3 synthase is encoded by ST3GAL5 and sialylateslactosylceramide (LacCer) to form GM3 (p475, right column). Mutation of ST3GAL5 cause undetectable GM3 protein in plasma (Abstract). Bowser et al. teach ST3GAL5 gene replacement holds promise as a way to reconstitute the Golgi system's endogenous biosynthetic and sorting machinery. Both lentivirus- and adeno-associated virus (AAV)-based gene vectors, delivered either systemically or intrathecally, have proven safe and relatively effective in numerous murine, large animal, and human neurogenetic disorders (p486, right column). However, there is no prior arts regarding the limitation “an AAV Cap-Mac capsid protein” in the rAAV. The earliest reference regarding AAV CAP-Mac capsid protein on record is Chuapoco et al. (BioRxiv, online on January 09, 2022, as cited in IDS), which is later than the priority date of instant invention (04/26/2021). Therefore PHOSITA would not have been taught or suggested to use the AAV CAP-Mac capsid protein in the rAAV as recited in instant claims. Instant claims are therefore considered novel and art-free. Conclusion Claims 54, 68-69 and 73 are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QINHUA GU whose telephone number is (703)756-1176. The examiner can normally be reached M-F: 9:00 - 5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher Babic can be reached at (571)272-8507. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Q.G./Examiner, Art Unit 1633 /FEREYDOUN G SAJJADI/Supervisory Patent Examiner, Art Unit 1699
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Prosecution Timeline

Oct 25, 2023
Application Filed
Apr 29, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
99%
With Interview (+27.6%)
3y 9m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 75 resolved cases by this examiner. Grant probability derived from career allowance rate.

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